CA KUTUBUDDIN TARIK

• Assisted in conducting internal audits across multiple industries including trading, and services, ensuring compliance with internal controls and applicable standards.

•Performed risk assessment procedures, identified control gaps, and documented findings in detailed working papers.

•Executed test of controls and substantive procedures, including vouching, ledger scrutiny, variance analysis, and walkthroughs.

• Helped in preparing Internal Audit Reports, highlighting observations, root-cause analysis, and recommendations for process improvement.

•Reviewed procure-to-pay, order-to-cash, inventory, payroll, and fixed assets processes to assess operational efficiency and internal control effectiveness.

• Assisted senior auditors in performing SOX/ICFR testing, control walkthroughs, and documentation.

• Conducted process audits to evaluate policy adherence and suggested improvements to enhance internal control effectiveness.

• Performed data analysis using Excel (VLOOKUP, Pivot Tables, conditional formatting) to identify anomalies and trends.

• Ensured timely audit documentation, working paper indexing, and adherence to audit methodology.

•Coordinated with client teams to gather information, resolve queries, and support audit execution within deadlines.

• Assisted in end-to-end Statutory Audits for private limited companies, LLPs, and partnership firms.

• Performed substantive testing for revenue, expenses, purchases, payroll, fixed assets, and

provisions.

• Conducted ledger scrutiny of Balance Sheet and Profit & Loss items such as receivables,

payables, inventory, loans & advances, equity, and reserves.

• Executed analytical procedures including ratio analysis, variance analysis, and trend analysis.

• Supported ICFR testing, walkthroughs, risk assessment, and testing of key internal controls.

• Prepared working papers, documentation, audit evidence, and sampling as per SA requirements.

• Coordinated with clients to resolve queries, obtain audit evidence, and ensure timely completion of

audits.

•Participated in drafting of Audit Reports.