Excellent
Ashish Kabra
Chartered Accountant
Ahmedabad
Summary
Displayed a desire to take initiative while working as an auditor & advisor; A hard worker who enjoys a team environment but demonstrates success in individual tasks; dedicated, dependable and a natural leader with effective problem-solving and communication skills. Communication skills Data analytics Risk analysis and control assessment Problem identification & solution skills Team player Understanding business
Overview
8
8
years of professional experience
Work History
Manager
AMD Integral Services Pvt Ltd
Ahmedabad
11.2020 - Current
- Performed various attestation engagements as per US GAAP in the audit file and advance flow audit software.
- Prepared US GAAP compliant standalone and consolidated financial statement.
- Prepared Audit Report and notes to accounts along with work papers in prescribed format in compliance with US GAAP.
- Performed Risk Assessment and tested internal control as per agreed procedures.
- Analytically reviewed the financial information using variance analysis and ratio analysis technique.
- Identified areas of risk and accounting and auditing issues; discuss with engagement teams to solve issues that arise.
- Recognizes potential problem areas in specific engagements and discusses them with engagement supervisor.
- Handled meetings with Clients and US partner for various attestation issues.
- Audited Standalone and consolidated Financial Statement.
- Industries Explored: Condos and Coops/Real Estate, Start up, SaaS, Manufacturing, Franchisee, Energy, IT.
- Technical Skills: Advance Flow, Audit File, Quick Books.
Internal Audit Executive
Befree Business Resourcing LLP GIFT
Ahmedabad
09.2019 - 08.2020
- Worked as Internal Audit Head and examined Internal Control for Finance, IT, Admin departments
- KPO (Policy & Procedure Drafting, SEBI Guidelines, Payment Approval)
- Highlighted Gaps and vetted Policy & Procedures
- Conducted Internal Audit for various areas including Fixed Assets, Compliance, Forward Contract etc
- Worked as approving authority for Purchase order and Payments
- Gain an understanding on the SEBI (IFSCs) Guidelines, 2015 and Operating guidelines for Investment Advisers in IFSC for the purpose of obtaining registration as IA within IFSC
- Participated in the application for capital subsidy to Gujarat Informatics Limited for IT Tech Part in GIFT City
Corporate Audit Executive
CA Ashish Kabra, Bajaj Finance Limited, NBFC
Pune
01.2019 - 08.2019
- NDSI (Credit card, Ind AS implementation, Treasury Operations, Customer Service)
- Audited Co-branded Credit Card operations including Campaigning, Risk Policy, Sourcing, Document collection, quality Check, Telephonic Verification, etc
- Verified compliance with RBI Guidelines on Co-branded credit card operations & TRAI DND Rules
- Performed Branch Audit as a Team member for Business or Personal Loan & Customer Service Operations for Mumbai, Ahmedabad & Surat Locations
- Covered Operations Area during branch audit i.e file management, entry into system etc, for BL/PL Segment
- Verified implementation of Ind AS including Expected Credit Loss(ECL), Treasury Operations, Documentation, Cost of fund, Capital adequacy, RBI Returns, Prudential norms, accounting operations of Treasury Operations
- Participated in audit of HR & Admin Operations
Assistant Manager
Aneja Associates
Mumbai
04.2018 - 12.2018
- Securities Market
- Assessed efficacy of policies and procedures related to equity and currency derivatives segment in compliance with SEBI, RBI and exchange regulations for ICICI bank registered as Professional clearing and/or trading member
- Reviewed collateral management, clearing & settlement, and risk management activities
- Conducted detailed walkthrough and prepared process flow charts
- Designed risk control matrix and detailed checklist
- Gained knowledge of operating procedures associated with departments including treasury, business group, custody, exchange operations and depository
- Audited the activities of FPI registration services of ICICI Bank as DDP
- Met the deadlines and ensured the quality of audit and reporting
Associate Internal Auditor
Aneja Associates, C learing Corporation of India Limited
10.2016 - 03.2018
- Money Market)
- Enthusiastically learned rules, regulations, policies and procedures adopted by CCIL
- Verified the compliance with regulatory reporting, RBI Regulations etc
- Performed CSGL Holding Reconciliation, Collateral Management, Margin monitoring
- Evaluated the risk management techniques Back testing, Scenario analysis etc
- Efficiently examined portfolio compression activities for IRS/FFS segment
- Membership, Holiday master updating
- GST implementation, On boarding
- Calculated & verified the monthly Default fund requirement for various segments
Maheshwari & Co
Mumbai
02.2013 - 02.2016
- Performed treasury audit of a bank including forward contracts, money market instruments from their issue to redemption etc
- As a team member Gained experience of concurrent audit of various departments of RBI as a team member
- Checked compliance with RBI Regulations, Prudential norms, provisions of Companies Act, 2013, Service tax, TDS etc
- During the internal audit of NBFC – NDSI
- Validated the various return filed to RBI(NBS) for accuracy, timeliness, and completeness
- Found Revenue leakage of Approx
- Rs 1
- 00 lakh during concurrent audit of Banks
- Found additional VAT liability of Rs
- 2.0 lakh during VAT audit accepted by the client
- Performed independent Tax audit of a private limited company and as a team member of a listed company
Skills
Communication Skills
Analytical Approach
Risk Analysis and Control Assessment
Problem Identification and Solution Skills
Team Player
Understanding Business
Software
Timeline
Manager
AMD Integral Services Pvt Ltd
11.2020 - Current
Internal Audit Executive
Befree Business Resourcing LLP GIFT
09.2019 - 08.2020
Corporate Audit Executive
CA Ashish Kabra, Bajaj Finance Limited, NBFC
01.2019 - 08.2019
Assistant Manager
Aneja Associates
04.2018 - 12.2018
Associate Internal Auditor
Aneja Associates, C learing Corporation of India Limited
10.2016 - 03.2018
Maheshwari & Co
02.2013 - 02.2016