Summary
Overview
Work History
Education
Skills
Open For Relocation
Open For Travel
Personal Information
Languages
Timeline
Generic

Ravindra Patil

Pune

Summary

  • A dedicated professional with nearly 13 years of experience in spearheading Client Lifecycle Management, Due Diligence, Sanction Screening, FATCA and offboarding, client data management, legal agreement onboarding(ISDA, VM/IM CSA, GMLSA) function of investment Banking Industry.
  • Strength and success in strategizing at a macro and micro level to develop improvement plans & enhancements to the AML and Compliance Programs in assistance with senior managers, deliver on process SLAs and foster employee satisfaction and engagement.
  • Multitasking individual with diverse range of exposure in people management, Reengineering & process management; conducted Primary Audit Checks in liaison with the internal auditing team

Overview

15
15
years of professional experience

Work History

KYC Reviewer / Client On-Boarding Specialist

UBS
Pune
02.2020 - Current
  • Leading, mentoring and guiding the team of 12 analyst, setting up team goals and monitoring the KPIs for while directly reporting to Associate Director.
  • Reviewing and ensuring achievement of all required AML / KYC Regulatory requirements for Low, Medium, High and Higher risk classified clients across the globe within regulatory timelines in support of Investment Banking Operations
  • Analyzing client data, documentation and negative news in order to determine Client Risk Profile as established under the Global KYC Procedures
  • Coordinating & collecting client specific information and completing the documentation to assist in the on-boarding of new clients and reporting to various stakeholders.
  • Conducting regular audits of the reports produced by the team members to give constructive feedback and guidance on any omissions and/or errors found.
  • Liaising with stakeholders at different locations to obtain relevant documentation pertaining to clients including KYC information and supporting Documents.
  • Focusing on accuracy and KYC cycle time on a regular basis; focusing on streamlining process standards and introducing best practices.
  • Liaising with offboarding team for onboarding and Periodic review team for bulk offboarding resubmission, process improvement.
  • Liaising with Client maintenances team to handle merger, name change,account data change request.

Financial Advisor

Future Generali
Kolhapur
05.2010 - 12.2024
  • Investigated suspicious or fraudulent insurance claims as needed.
  • Prepared reports on claims processing performance metrics.
  • Processed payments for approved insurance claims within established timelines.
  • Adhered to company protocols when handling sensitive personal information.

Subject Matter Expert

Cognizant technology Solutions Ltd
Pune
01.2017 - 02.2020
  • Developed reports for senior management regarding KYC performance metrics.
  • Provided guidance to junior staff members on best practices related to KYC processes.
  • Communicated effectively with both internal teams and external customers regarding KYC matters.
  • Evaluated new technologies or solutions related to KYC initiatives.
  • Worked closely with legal counsel when dealing with complex cases involving potential fraud or criminal activities.
  • Prepared periodic reports summarizing the results of ongoing KYC reviews.
  • Collaborated with other departments within the organization to ensure that all relevant information is gathered prior to onboarding a new customer.

Subject Matter Expert

Cognizant technology Solutions Poland
Crakow
10.2015 - 01.2017
  • Liaised with the legal team for performing legal checks on
    counterparty (to understand the legal capacity to enter derivatives contracts ) delivered regulatory –driven projects worth rigorous deadlines.
  • Comprehended ISDA and other major agreement (GMRA, IMA, prime Brokerage Agreement )clauses and tapped major attributes from agreement for further coding in system regulatory requirements.
  • Lead UAT testing resolved defects/errors for the development team
    and deployed them in the system.
  • Updated records, database for relevant counterparts including
    funds with necessary remediate for existing data.

Transaction officer

Mphasis Limited
09.2014 - 09.2015
  • Documentation & Verification of Consumer and Business Banking account.
  • Performing KYC as Per Regional Regulations. OFAC verification.
  • Performing Reuters / Bloomberg/ Business week check as part of media search,where detailed study of the Personnel / Entity found in negative news section is made and then entity is referred to compliance.
  • Detail study on Politically Exposed Persons (PEPs) and High Risk Entities.
  • Identified gap analysis with regards to compliance &AML awareness & adhered policies as per US & Canadian region.
  • Maintained updated knowledge through continuing education and advanced training.

Financial Analyst

eClerx Services Private Limited
Pune
05.2011 - 05.2014
  • Coordinate and management of KYC projects & special events.
  • Ensuring clients onboarding post necessary due diligence as per
    the local country regulatory requirements.
  • Maintaining and Understanding of firm's KYC /AML policies and
    procedures those need to be complied with also the KYC system and databases that hold KYC informa on and records.
  • Reviewing the completeness of a client's KYC documental
    on,information and identifying missing documentation /informa
    on.
  • Documenng a Joint Process Flow Diagram for India Branch
    Support and escalaons Matrix.


Operation Manger

KM Shah Investments
Pune
12.2010 - 05.2011
  • Opened new accounts for new and excising customers and
    assisted customers in compiling all application forms.
  • Administered account transactions and responded to customer
    inquiries concerning financial products.
  • Maintained knowledge of new investment products and assisted
    in developing sales strategies.
  • Corresponded with various other departments, discussing
    company plans and agreeing on future paths to be taken.

Education

MBA – Finance -

Shivaji university

BBA -

Bharati Vidyapeeth

Skills

  • Strategic Planning
  • Anti-Money Laundering
  • KYC Compliance
  • Due Diligence
  • Stakeholder Management
  • Risk Control & Mitigation
  • Data Analysis & Documentation
  • Regulatory Compliance
  • Transaction Monitoring
  • Financial Crime Prevention
  • Client On-boarding
  • SLA Management
  • Team Leading
  • Performance Management
  • Training & Development
  • Process Improvement
  • offboarding
  • Client data management
  • Reporting
  • Alteryx

Open For Relocation

Yes

Open For Travel

Yes

Personal Information

  • Passport Number: N2095655
  • Nationality: Indian
  • Marital Status: Married

Languages

  • English
  • Hindi
  • Marathi

Timeline

KYC Reviewer / Client On-Boarding Specialist

UBS
02.2020 - Current

Subject Matter Expert

Cognizant technology Solutions Ltd
01.2017 - 02.2020

Subject Matter Expert

Cognizant technology Solutions Poland
10.2015 - 01.2017

Transaction officer

Mphasis Limited
09.2014 - 09.2015

Financial Analyst

eClerx Services Private Limited
05.2011 - 05.2014

Operation Manger

KM Shah Investments
12.2010 - 05.2011

Financial Advisor

Future Generali
05.2010 - 12.2024

MBA – Finance -

Shivaji university

BBA -

Bharati Vidyapeeth

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Ravindra Patil