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Ayush Kapoor
Production Quality Controller
Kanpur,UP
Summary
Experienced CDD professional with over 6 years of experience in AML/KYC. Skilled in areas of customer due diligence with focus on preventing financial crime and terrorist financing.
Overview
7
7
years of professional experience
1
1
year of post-secondary education
2
2
Certifications
1
1
Language
Work History
Production Quality Controller
HSBC Data Processing India Pvt Ltd
01.2019 - Current
- Identifying and analyzing risk exposure of the bank based on detailed analysis of the customer data maintained internally as well as obtained from external sources.
- Ensuring thorough screening is conducted on customer and relevant stakeholders in line with latest policies and procedures with quality standard.
- Ensuring that the KYC profile of the customer is completed with the set quality parameters and material issues are identified in line with guidance.
- Highlighting material issues identified during analysis of customer data and escalating negative news identified during checks to determine risk level of the client.
- Liaison with the RM, front office, middle office and compliance for risk assessment of the customer.
KYC Analyst
HSBC ELECTRONIC DATA PROCESSING INDIA PVT LTD
01.2015 - 12.2018
- Production of KYC profile of the bank’s customers in line with latest policies procedures and with quality standards.
- Performing periodic reviews on customers and stakeholders to comply with rules, regulations and KYC requirements.
- Analyzing and investigating clients to conduct detailed customer due diligence and enhanced due diligence review.
- Interpreting evidence from multiple tools and systems to determine legitimacy of customer data.
- Conduct screening on the client by analyzing the negative news related to them and escalate material issues to compliance to determine the risk level of the client.
- Facilitating communication with front/middle office to gather information and onboarding documentation.
- Preparing a risk summary of the client based on due diligence.
Education
PGDM - FINANCE
ITM BUSINESS SCHOOL
B.COM - undefined
DAV COLLEGE, CSJM KANPUR UNIVERSITY
HSC - undefined
METHODIST HIGH SCHOOL, KANPUR
SSC -
METHODIST HIGH SCHOOL, ICSE
03.2006 - 01.2007
Skills
Strong analytical skills with thorough attention to details
Strong interpersonal and communication skills
Good organizational skills
Proficient in MS Office applications
Accomplishments
- Awarded Star performer of the quarter in October 2017 and 2019.
- Achieved GreenLit Analyst status for United States and MENA markets as KYC analyst.
- Awarded for outstanding service to KYC operations and displaying remarkable talent and contribution for the United States periodic review team winning 'Team of the Quarter'.
Certification
ICA International Advanced Certificate in Anti Money Laundering
Interests
Timeline
Production Quality Controller
HSBC Data Processing India Pvt Ltd
01.2019 - Current
ICA International Advanced Certificate in Anti Money Laundering
02-2017
KYC Analyst
HSBC ELECTRONIC DATA PROCESSING INDIA PVT LTD
01.2015 - 12.2018
Diploma in Finance and Accounts
07-2013
SSC -
METHODIST HIGH SCHOOL, ICSE
03.2006 - 01.2007
PGDM - FINANCE
ITM BUSINESS SCHOOL
B.COM - undefined
DAV COLLEGE, CSJM KANPUR UNIVERSITY
HSC - undefined
METHODIST HIGH SCHOOL, KANPUR