Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Languages
Disclaimer
Timeline
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AAMIR HUSSAIN

Kolkata

Summary

Organized, dependable, dedicated, versatile, self-motivated, and experienced SAR Filing/AML/CTF/KYC Regulatory, Financial Crime Compliance professional, successful at managing multiple priorities with a positive attitude and having willingness to take on added responsibilities to meet team goals.

Overview

8
8
years of professional experience

Work History

ASSOCIATE ANALYST II – FINANCIAL CRIME / AML

RIGHTSOURCE
04.2023 - Current
  • Conduct Suspicious Activity Report (SAR) filing accordance to FinCEN guidelines for Initial (30 Days) and 90-days lookback period, meticulously reviewing transactional data to identify potential instances of fraud activities, financial crimes or suspicious activities
  • Document findings and provide clear, concise justifications for SAR filings
  • Perform thorough transaction monitoring, utilizing advanced analytical tools and techniques to detect irregularities or anomalies in customer transactions
  • Review accounts for signs of Takeover attempts, such as unauthorized access or changes in account ownership, promptly investigating and escalating any suspicious findings
  • Ensure compliance with AML regulations and internal policies
  • Stay updated on regulatory changes
  • Implement account Denylisting procedures to block access or transactions associated with flagged accounts and all Social Security Number (SSN) connected accounts exhibiting suspicious behaviour, minimizing potential risks to the organization and its customers
  • Transaction Monitoring for typologies such as Money Laundering (ML), Account Takeover (ATO), Fraud activities, Drugs Sales and Illicit Prison Activity (IPA)
  • Manage multiple AML cases, ensuring timely and thorough investigation and escalation when necessary
  • Looking for Crypto fraud involved through Money Laundering from tools such as Chainalysis and reporting in SAR
  • Assisting in other activities and duties as required to develop, improve, implement, monitor and control aspects of BSA compliance for the Enterprise.

SENIOR ANALYST – INVESTMENT BANKING

STATE STREET HCL SERVICES PVT. LTD.
09.2022 - 03.2023
  • Acting as L1 Transaction Monitoring Investigator and reviewing and investigating cases generated by the system based on different Detection Scenarios and recognizing red flags in P2P transfers
  • Performing name and account-based research on lists and reports provided through established resources to determine if evidence of money laundering and terrorism financing activity exists
  • Evaluating transactions, historical transaction pattern, customer profiles and relationships through open sources based on established protocol, identifying red flag issues and escalating within anti-money laundering framework for further investigation
  • Identifying and validating a case, and checking whether the case can be mitigated or confirming if it is “true” and requires a further investigation or escalation
  • Writing a comprehensive analysis of the account and transactional activities to support the disposition to close a case or escalate for further action
  • Documenting and reporting the investigation findings and preparing case files for review (e.g
  • Prior case search results using media search results, PEP search, review and analysis P2P data, results from internal tools such as Regulator etc.)
  • Acting as a Quality Checker and performing checks and assurance on cases coming from L1 Investigators and conducting additional research/review of transactional history as necessary in determining the correct disposition for the cases and/or request additional information from the L1 Investigator if gaps exist in the documentation or research submitted with their recommended disposition and providing appropriate feedbacks
  • Providing the final disposition of the cases such as closing or escalating the case or asking or further information
  • Assisting Transaction Monitoring Team Lead and Quality Assurance people with further investigations of any suspicious cases and SAR drafting as directed
  • Giving Trainings and Feedbacks to new-joiners regarding the process, techniques and new trends in Anti-Money Laundering/Counter Terrorism Financing/Bank Secrecy Act trends and other related industry practices.

PROCESSING OFFICER – MUTUAL FUNDS

COMPUTER AGE MANAGEMENT SERVICES LTD.
08.2019 - 09.2022
  • Verifying customer documentations and validating that customer information are complete and have been recorded correctly in accordance to the Bank Policy guidelines
  • Conducting research, analyzing and evaluating additional verification via Non-Documentary and Documentary methods and advising business unit to take reasonable measures to restrict the Customer's ability to use, liquidate and/or close the accounts/products
  • Reviewing assigned reports and documentation such as Government IDs, Social Security Cards, Physical Addresses, Signature Cards etc
  • To verify customer information and recording and modifying them correctly in the customer portals
  • Determining the acceptability of all identification documents received from account holders
  • Reviewing all legal documents such as Transfer form, Partnership deed, POA, MOA, Certified ID’s, KYC forms, etc of corporate clients while processing
  • Managing Negative News, and PEP screening functions, as appropriate (AML, CTF, KYC, CDD, EDD etc.)
  • Identifying, reviewing and monitoring higher-risk customers to minimize risk for the Enterprise
  • Performing other ad-hoc duties as required for the Transaction Monitoring and Reporting Team
  • Effectively communicating with internal stakeholders, auditors, anti-money laundering compliance officers and conveying key information to both internal and external audiences, as appropriate
  • Continuously upgrading self with latest money laundering and terrorist financing trends, developing new skills, and acquiring related certifications
  • Managing the TAT (Tum Around Time) specified for the task as per quality for enhanced customer satisfaction level.

JUNIOR ACCOUNTS OFFICER – INTERNAL AUDIT

SHRIRAM CHITS TAMILNADU PVT. LTD.
08.2016 - 07.2019
  • Internal Auditing of chits and verified the KYC of customers
  • Prepared final reports related to the discrepancy founded in branches in excel
  • Handled Day to day Cash and Bank transactions
  • Internal auditing of Income Tax E-return Filing
  • Verified the Property, Original Sale Deed should not be registered before 6 months, Agricultural land and Minor property surety not accepted by branches
  • Verified the documents to strike out the Fake sureties and defects in Documents.

Education

MASTER OF COMMERCE -

INDIRA GANDHI NATIONAL OPEN UNIVERSITY
Angul, India
11.2020

BACHELOR OF COMMERCE: Accounting (Hons.) -

DHENKANAL AUTONOMOUS COLLEGE
Dhenkanal, India
05.2015

Skills

  • AML (Anti Money Laundering), CTF (Counter Terrorism Financing)
  • SAR Filing
  • Sanctions, PEP Screening
  • Red Flag Identification
  • Due Diligence, CDD, EDD, Screening
  • KYC, CIP, Documents Verification
  • Financial Compliance, FATF, FATCA, FinCEN, US Patriot Act, BSA, FIUS etc
  • Task Prioritization, Time Management, Multitasking
  • Teamwork and Collaboration, Reliability
  • Professionalism, Active Listening, Quick Learner
  • Attention to Detail, Self-Motivation
  • Decision-Making, Relationship Building
  • Excellent Communication
  • Typing: 25-30 words per minute
  • MS Word, Excel, PowerPoint

Accomplishments

  • Given multiple Process Improvement Ideas to improve the efficiency and TAT.
  • Recognized multiple times for delivering the process efficiently with NIL errors.
  • Received STAR ANALYST Award for the Quarter of Oct – Dec’23 for maintaining exceptional performance and quality in the process consistently.
  • Received COMPLIANCE CHAMPION Award for the Quarter of Jan – Mar’24 for maintaining and upholding compliance with relevant laws in line with client’s expectation consistently.
  • Received Spot Award multiple times for the excellence in Customer Satisfaction.

Languages

English
Hindi
Odiya
Tamil
Urdu
Bengali

Disclaimer

I am keen to continue my career and prepared to work hard in order to achieve my organization objectives and I hereby declare that the information furnished above is true to the best of my knowledge.


                                                                                                                                                                                                  [AAMIR HUSSAIN]

Timeline

ASSOCIATE ANALYST II – FINANCIAL CRIME / AML

RIGHTSOURCE
04.2023 - Current

SENIOR ANALYST – INVESTMENT BANKING

STATE STREET HCL SERVICES PVT. LTD.
09.2022 - 03.2023

PROCESSING OFFICER – MUTUAL FUNDS

COMPUTER AGE MANAGEMENT SERVICES LTD.
08.2019 - 09.2022

JUNIOR ACCOUNTS OFFICER – INTERNAL AUDIT

SHRIRAM CHITS TAMILNADU PVT. LTD.
08.2016 - 07.2019

MASTER OF COMMERCE -

INDIRA GANDHI NATIONAL OPEN UNIVERSITY

BACHELOR OF COMMERCE: Accounting (Hons.) -

DHENKANAL AUTONOMOUS COLLEGE

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