AARUSHI JAIN
Team Leader - AML, KYC, Financial Crimes
New Delhi
Summary
Forward-thinking Operations Specialist bringing 9+ years of expertise in AML/KYC for Banking/Finance sector businesses. Cultivates rapport with individuals to optimize project goals and output, resolve complex problems and deliver innovative improvement strategies.
Overview
10
10
years of professional experience
4
4
years of post-secondary education
1
1
Certification
2
2
Languages
Work History
Team Leader-Enhanced Client Due Diligence
BA Continuum India Pvt. Ltd.
02.2022 - Current
- Screened clients against PEP (Politically Exposed Person) and Adverse Media.
- Identified potential matches against watch list.
- Conducted False-Positive analysis and escalated material matches based on bank’s internal policy and guidelines.
- Generated reports for regulatory audit ( HKMA, MAS, FCA, HKSFC & OCC ) and exams.
- Conducted training and mentored team members to promote productivity and accuracy.
- Worked on Process SOP’s per Global Financial Crime Compliance team guidelines to implement new changes.
- Analyzed work to generate logic for new systems, procedures and tests.
- Collaborated on stages of systems development lifecycle from requirement gathering to production releases.
- Conducted regular reviews of operations and identified areas for improvement.
- Evaluated staff performance and provided coaching to address inefficiencies.
Team Developer - AML/KYC, ECDD
BA Continuum India Pvt. Ltd.
09.2019 - 01.2022
- Conducted research on any Sanction, PEP (Politically Exposed Person), adverse media and other watch list matches with False-Positive analysis and any materiality per Bank policy.
- Performed quality audit for teammates.
- Monitored the overall functioning of the process, Identified area of improvement with adequate measures to maximise customer satisfaction level.
- Conducted training session for new hires globally.
Senior Team Member-Currency Reporting Unit
BA Continuum India Pvt. Ltd
09.2016 - 07.2019
- Filled Currency transaction report
- Ensured proper investigation of suspicious transactions
- Filled suspicious activity report against money mules
- Managed and responded to all correspondence and inquiries from financial centre
- Timely escalation of issues to higher authority.
Process Associate
RBS Services India Pvt. Ltd
03.2014 - 09.2016
- Maintain 100% accuracy on reconciling accounts (Sundries, NOSTRO & VOSTRO account) for 16 location as per approved work instructions with SLA
- Prepare/Update the process document and escalation matrix for the process
- Provide process training to new joiners
- Monthly attestation for financial data.
Education
Bachelors of Commerce -
Delhi University
05.2010 - 11.2013
Skills
AML & KYC review
undefinedCertification
AML/KYC Certification, IIBF
Timeline
Team Leader-Enhanced Client Due Diligence
BA Continuum India Pvt. Ltd.
02.2022 - Current
Team Developer - AML/KYC, ECDD
BA Continuum India Pvt. Ltd.
09.2019 - 01.2022
Senior Team Member-Currency Reporting Unit
BA Continuum India Pvt. Ltd
09.2016 - 07.2019
AML/KYC Certification, IIBF
05-2016
Process Associate
RBS Services India Pvt. Ltd
03.2014 - 09.2016
Bachelors of Commerce -
Delhi University
05.2010 - 11.2013
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