Abhimanyu Banerjee
Mumbai
Summary
Analyst with a Total experience of 6+ into Due Diligence, KYC-AML, Fraud prevention, Trade & Transaction Monitoring in both Asset Management and commercial banking industry.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Senior Associate
SS&C Globe op
Mumbai
03.2025 - Current
- Partnering with Investor Services and Operations team to monitor all trade and capital-activity flows for multiple hedge-fund mandates, ensuring same-day accuracy and exception resolution
- Reconciling trades on a T+1 basis against data from prime brokers and counterparties, swiftly investigating breaks to mitigate settlement and valuation risk.
- Performing enhanced due-diligence and PEP checks on new subscriptions, safeguarding compliance with global AML/KYC standards for hedge funds.
- Compiling and publishing quarterly administrator reports for fund boards in Cayman, Luxembourg, Ireland, and other jurisdictions, distilling performance, risk, and governance metrics into clear, decision-ready packs.
- Draft comprehensive responses to investor DDQs, representing hedge-fund and private-market clients during external ODD reviews and audits.
- Key Projects-
- RPA Deployment (Blue Prism) Co-designed end-to-end automation for report generation: mapped data schemas, created test cases, and optimized bot performance freeing significant FTE bandwidth and accelerating report turnaround times.
- Excel-Based Reconciliation Tool Built a VBA-driven workbook that cross-validates SME and prime-broker files against internal records, cutting manual verification time and enabling faster release of reports to investment managers.
Senior Associate I
Fiserv, Inc.
Mumbai
07.2023 - 03.2025
- Working with the Underwriting team for a steady flow of the onboarding process from the Initial application stage to post credit approval procedures, handling the complete documentations and liaising with various stakeholders from Credit underwriting team to the Senior Country officer in case of High-Risk transactions.
- Conducting proper due diligence of the consumers and Business groups verifying the legitimacy of the documents provided are in line with the guidelines set up by the bank.
- Daily creation of the reports and updation of the dashboards, Reports created using Pivot tables, tableau, Monitoring the KPI and numbers in absence of the Leader.
- Payment Cycle analysis and Fraud monitoring for Customers from APAC and UK, working as per the regulatory and Fraud Controls for checks on the Flagged accounts.
- Interaction with the Customers and Merchants over calls, emails etc. regarding information on the transaction in dispute for quick resolution.
- Handling Ombudsman complaints and daily interaction with their investigators for Escalated complaints and pushing for an amicable solution.
- Data management of the total process and Updating dashboards for the senior management to analyze the output for a particular timeline.
- Key Projects & Achievements –
- Automation - Worked with Client’s Internal Risk team to Automate the Chargeback approval process reducing the overall processing time and ensuring more Transactions are cleared off the daily queues, benefitting the client in the Fraud sector where time is a key aspect.
- Developing Quality monitoring Dashboard. Developing KPI Guidelines, Quality parameters, Training SOPs and Performance analysis of the new joiners, Handling Client escalations.
- Chosen as :Top employee of the month for November 2023, April 2024 and September 2024 for Consistently staying on 100% Quality, High Numbers of tasks completed within Strict Timelines and Handling escalations in the critical times.
Process Executive
Bureau Veritas India
Mumbai
06.2020 - 12.2022
- Working within the Financial Shared service center for various clients supporting their Fraud & Risk team in monitoring of Trade transactions and documentations maintaining steady flow of approvals of High value trade transactions and flagging any suspicious or Fraud activity.
- Production of Deliverables i.e., Periodical Monitoring Reports, Performance Analysis of the Credit Lines to the Stakeholder and the Upper management within the Strict Timeframe, using tools like Excel, Tableau etc.
- Handling Mail Communication, Meetings and Calls with the Stakeholders as in where required assisting them with the know- how of the Overall process, providing them solutions to any escalations occurred and training them.
- Key Projects: 1. Worked with the Vice-President of the Money-Laundering division to create a new process based on the FATCA, responsible to create Monitoring Dashboards, SOP’s, train Stakeholders and Monitor the PILOT program, Successfully Processed over 6000 Files in 3 Months.
- 2. Worked closely with the IT team to transition the Productivity and Bug Monitoring from excel to Click-up Tool, designed the Data to be added in the tool, resulted in 50% increased efficiency.
- 3. Assigned Data cleansing project for Credit approval team, data analyzed in detail and new Monitoring database created with the relevant data that was required, resulting in 70% increased efficiency within the overall Process
Secure Data Analyst
Sterling’s Info resources India
Mumbai
11.2017 - 03.2019
- Verification of the Legal, POA, POI and other documents submitted by the customer for Credit Cards and loans via Calls and searching other tools & credit databases for negative credit information and County court judgments and flagging them to the Underwriter team.
- Stakeholder Management i.e., Handling of Periodical Meetings, Mail communication and Calls regarding Escalations and keeping them updated with the new solution that can be offered.
- Conducting extensive Individual Due diligence on Targeted ‘Red’ Flagged individuals as per Risk management Strategies and Client Requirements.
Education
MCOM - Advanced Accountancy and Financial Management
University of Mumbai IDOL
Mumbai09.2021
Bachelors in Management Studies - Corporate Finance
KES Shroff College
09.2017
Skills
- Advanced Excel
- Tableau
- Click Up Productivity Tool
- Prompt engineering
- Jupyter Lab
- Python (Pandas, Numpy, Seaborn)
- SQL
- Power Automate
- UI Path (Ongoing)
Certification
- NISM XV series – Research Analyst
- NISM XIII Series – Securities Operations and Risk Management
- CRISIL – NISM – Certified Credit Underwriter Bootcamp
- Coursera – Google – Basics of Data analysis
- Grant Thorton India – Business Intelligence with Power BI and Tableau (Ongoing)
- Coursera IBM – Risk and Data Analytics with Python
- Ui Path (RPA Automation)
Timeline
Senior Associate
SS&C Globe op
03.2025 - Current
Senior Associate I
Fiserv, Inc.
07.2023 - 03.2025
Process Executive
Bureau Veritas India
06.2020 - 12.2022
Secure Data Analyst
Sterling’s Info resources India
11.2017 - 03.2019
MCOM - Advanced Accountancy and Financial Management
University of Mumbai IDOL
Bachelors in Management Studies - Corporate Finance
KES Shroff College
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