ABHIN GANESH
Senior Institutional Securities Operations Representative
Bangalore
Summary
Strategic-minded Senior Financial Analyst bringing over 5 years of experience in investment banking and wealth management landscape. Well-versed in trade booking, middle office operations roles in Corporate Investment banking, wealth management and US home mortgage space. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals. Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
6
6
years of professional experience
8
8
Certifications
Work History
FINANCE INTERN
PRM GRAPHICS
12.2017
FINANCE INTERN
INDIAN INSTITUTE OF HARDWARE TECH (IIHT)
12.2014
Senior Institutional Securities Operations Representative
Wells Fargo
Bengaluru
07.2023 - Current
- Responsible for CTM and Manual Trade bookings, Trade amendments and Trade matching of Equities on T+0.
- Setting up of new sub-accounts to book client trades.
- Responsible for booking syndicates trades in CTM and matching clients allocations.
- Responsible for reconciling breaks on T+1 before US market open.
- Working with front office traders and sales and trading desk to ensure trades are allocated and affirmed on T+0.
- Responsible for sending out Trade Affirmation confirms to manual clients once the trade is fully allocated.
- Responsible for reaching out to newly onboarded clients to get their funds and SSI’s to start trading with them.
- Liaising with counterparties and back office team to ensure smooth settlement of trades on T+2.
- Responsible for publishing KRI and KPI metric on a daily basis.
- Applications Handled- CTM, OMGEO Alert, CID, BPS, Fidessa, FDM,GPTM, TACS and COBAM.
- Handled customer needs and issues by working with representatives and customers directly.
- Increased customer satisfaction through exceptional service and communication skills.
- Participated continuous improvement initiatives aimed at enhancing overall organizational effectiveness.
- Ensured compliance with company policies, industry regulations, and best practices at all times.
- Analyzed operational data to identify areas for improvement and implement necessary changes.
- Collaborated with various departments to support daily activities oversight and coordination.
- Enforced safety, security, quality and performance procedures, rules and requirements.
- Managed daily operations for optimal productivity, ensuring timely completion of tasks.
- Enhanced team productivity by providing ongoing training, guidance, and support.
SECURITIES OPERATIONS REPRESENTATIVE
WELLS FARGO
Bangalore
12.2018 - 06.2023
- Solely handle 15+ processes under Wells Fargo Advisors which includes and varies from processing cash and security withdrawals to handling account strategy changes including trade request, trade cancellations, withdrawal requests, trade corrections, reconciliation, control and drift reports
- Part of the Intuitive Investor Process, the algo trading platform of Wealth and Investment Management
- Specialise in various middle operations: ATI withdrawals, systematic withdrawals, Trust withdrawals, WD follow up
- Specialise in core operations: ACAT terminations and ACAT BETA terminations
- Monitor account coding and inceptions
- Worked on US mortgages, financial analysis and pre-underwriting, part of loan origination for Consumer Banking process under Retail sector Income Analysis until 2020
- Specialised in analysing Borrower's Tax Returns (Form 1040), inputting Borrower's financials into Income Analysis Tool for Under Writer and documenting loan notes for Under Writer and Borrower's intimidation
- Transitioned 5 processed to WFIP from US and grew up the value chain for US mortgage industry.
CO-FOUNDER
CRYPTX
08.2018 - 11.2018
- As a co-founder, pitched the multi-crypto currency exchange idea to investors
- Figured Revenue Model and Product specs.
Education
B.B.A. - undefined
BANGALORE UNIVERSITY
Skills
SECURITIES AND DERIVATIVES
Certification
FUNDAMENTALS OF ANALYZING REAL ESTATE INVESTMENTS, UDEMY - 2022
Passions
- TRAVEL
- FOOTBALL
- MOVIES
- FOOD
Extracurricular Activities
HOSTED (MC) REWARDS AND RECOGNITION AT WELLS FARGO
Timeline
Senior Institutional Securities Operations Representative
Wells Fargo
07.2023 - Current
SECURITIES OPERATIONS REPRESENTATIVE
WELLS FARGO
12.2018 - 06.2023
CO-FOUNDER
CRYPTX
08.2018 - 11.2018
FINANCE INTERN
PRM GRAPHICS
12.2017
FINANCE INTERN
INDIAN INSTITUTE OF HARDWARE TECH (IIHT)
12.2014
B.B.A. - undefined
BANGALORE UNIVERSITY
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