Abhinav Gupta
Uttam Nagar
Summary
Investment Banking Professional with 7+ years of experience in capital market and trade life cycle along with domains of IT, investment-banking industry.
Overview
8
8
years of professional experience
6
6
Certifications
Work History
Senior Associate
Saxo Bank
03.2021 - Current
- Works on end-to-end Maintainence of corporate actions throughout the life cycle of CA for all income, Mandatory event/Vol. Events
- Resolved client queries regarding cash and stock settlements and tax breaks for all the CA events in a timely manner.
- Focused on identifying bugs and manual tasks to enhance efficiency via automation and delivered UAT sign off.
- Providing training to Juniors along with making them Handy on system application & software and updating SOP every six months.
- Creating test cases and solving functional queries.
- Strengthened quality controls using QC feedback and leveraging Microsoft Copilot, AI productivity, and automation tools.
- Collaborated with developers and project managers to assess program capabilities, features and testing demands.
EXECUTIVE
Coforge
03.2020 - 03.2021
- Take care of Pricing and asset Management requests for internal & External Stakeholders.
- Identifying Exceptions & problems affecting Fund records & prices, communicating to the management & assisting in their resolution
- Setting up new securities on the basis of vendor & market and amending the details as requested
EXECUTIVE
Angel Broking
02.2018 - 11.2018
- Executing the client Orders for Equity & Derivative
- Communicating the various investment alternatives to invest and diversify the portfolio
- Pledging of client securities to provide Exchange Margin Funding
- Responsible to ensure all activities are in adherence as per Compliance & Risk team
Education
Bachelor of Commerce -
University of Delhi
01-2017
Senior Secondary - Commerce
Central Board of Secondary Education
01-2014
Skills
- Strategic thinking & Deductive reasoning
- Collaborative Team Player
- Strong Work Ethics, Integrity
- Lateral Thinking, Innovative and Creative
- Performance monitoring
- Data analytics
- Project coordination
- Adaptability and flexibility
Websites
Certification
NISM-Series-VIII: Equity Derivatives Certification, Mar 2021
Interests
Tracking Global Financial Developments, Listening to Music, Travelling, Performing Yoga, Playing Badminton
Timeline
Senior Associate
Saxo Bank
03.2021 - Current
EXECUTIVE
Coforge
03.2020 - 03.2021
EXECUTIVE
Angel Broking
02.2018 - 11.2018
Senior Secondary - Commerce
Central Board of Secondary Education
Bachelor of Commerce -
University of Delhi
TOOLS & TECHNOLOGIES
- IM-Actions - Corporate Actions Solution
- SIX Telekurs - Data vendors
- Trade-Tiger - Trading Platform
- Bloomberg & Thomson Reuters
- Data interpretation with Power BI, SQL
- MS-Outlook, MS-Word, MS-Excel
- AI Tools Co-pilot and other 360 toll