Summary
Overview
Work History
Education
Skills
Professional Achievements
Reading
Timeline
Generic

Abhishek Gupta

Chartered Accountant
Bhayander east,Maharashtra

Summary

Experienced and result-oriented Chartered Accountant with an analytical mindset, emphasizing risk management and quality assurance practices. Strong ethical values drive a diligent, forward-thinking approach, enabling seamless adaptation to evolving company, client, and project needs. Skilled at motivating team members to achieve ambitious goals, bringing a results-driven focus to operational workflows. Committed to delivering high-quality outcomes in dynamic settings, excelling in communication and problem-solving to drive success.

Overview

6
6
years of professional experience
12122
12122
years of post-secondary education
2
2
Languages

Work History

Associate

PwC
12.2024 - Current
  • Internal Financial Controls (IFC): Led the IFC review for a leading NBFC, managing a team of 5. Conducted kickoff meetings, process walkthrough, prepared and updated Risk Control Matrices (RCM), identified control failures, engaged with Chief Department Officers, and finalized detailed IFC reports.
  • Unsecured Business Loan Audit: Directed and executed the audit of the unsecured business loan product. Held kickoff meetings with business heads, conducted end-to-end process walkthrough, mapped the entire loan journey, identified operational/regulatory gaps, and performed process benchmarking.
  • Compliance Risk Assessment Framework: Designed and implemented a comprehensive Compliance Risk Assessment Framework for an NBFC, aligning it with regulatory guidelines and internal compliance requirements to strengthen governance and risk oversight.
  • Process Audit & Gap Analysis: Proficient in identifying process inefficiencies, operational misses, and regulatory non-compliances across key functions, and delivering actionable recommendations.
  • Stakeholder Engagement & Team Leadership: Strong experience in managing audit teams, facilitating cross-functional discussions, and presenting findings and risk insights to senior leadership for decision-making.

Consultant

KPMG Assurance & Consulting Services LLP
Mumbai
09.2022 - 12.2024
  • Led end-to-end execution of risk-based internal audits for prominent Non-Banking Financial Companies (NBFCs), encompassing audit planning, process walkthrough, risk identification and assessment, control design evaluation, testing of control effectiveness, and impact analysis.
  • Extensive exposure across key business and support functions , including Sourcing, Co-lending, Operations, Credit, Finance & Accounts, Treasury, HR, Legal, Collections, Secretarial, Customer Service, and Risk Containment Units (RCU).
  • Managed multiple audit engagements simultaneously , ensuring timely delivery, quality execution, and compliance with internal audit standards and regulatory expectations.
  • Facilitated audit closure meetings with senior management and function heads, delivering critical insights and actionable recommendations; prepared and presented comprehensive reports to the Audit Committee.
  • Led internal control assessment projects , including detailed testing of Risk Control Matrices (RCM) for both core operations and enabling functions, identifying gaps and recommending control enhancements.
  • Conducted knowledge-sharing sessions and internal trainings , fostering continuous learning and strengthening audit team capabilities on risk, compliance, and internal control frameworks.
  • Maintained and strengthened stakeholder relationships through regular engagement, project status updates, and value-added advisory support beyond audit requirements.

Article Assistant

LSM & Co.
Mumbai
02.2019 - 02.2022
  • Prepared and filed GST, TDS, and Professional Tax returns for corporate and non-corporate clients.
  • Computed Income Tax liabilities and assisted in tax planning.
  • Conducted GST Audits, Statutory Audits, Internal Audits, and Tax Audits for private companies.
  • Finalized books of accounts in Tally and prepared financial statements in accordance with statutory norms.
  • Drafted and compiled Credit Monitoring Arrangement (CMA) reports for loan processing and bank compliance.

Education

CA Final Group II -

The Institute of Chartered Accountant of India

CA Final Group I -

The Institute of Chartered Accountant of India

CA Intermediate Group II -

The Institute of Chartered Accountant of India

CA Intermediate Group I -

The Institute of Chartered Accountant of India

CPT -

The Institute of Chartered Accountant of India

Bachelor of Commerce -

Sydenham College (Mumbai University)

Higher secondary School Certificate - undefined

LS Raheja College

Secondary School Certificate - undefined

Jesus & Mary's High School

Skills

  • Proficient in MS Office

  • Skilled in creating professional documents

  • Advanced MS Excel

  • Proficient in MS Office

Professional Achievements

  • KPMG Kudos Award, 03/24
  • KPMG Rising Star Award, 03/23

Reading

Biography ,Investment and Self help books.

Timeline

Associate

PwC
12.2024 - Current

Consultant

KPMG Assurance & Consulting Services LLP
09.2022 - 12.2024

Article Assistant

LSM & Co.
02.2019 - 02.2022

Higher secondary School Certificate - undefined

LS Raheja College

Secondary School Certificate - undefined

Jesus & Mary's High School

CA Final Group II -

The Institute of Chartered Accountant of India

CA Final Group I -

The Institute of Chartered Accountant of India

CA Intermediate Group II -

The Institute of Chartered Accountant of India

CA Intermediate Group I -

The Institute of Chartered Accountant of India

CPT -

The Institute of Chartered Accountant of India

Bachelor of Commerce -

Sydenham College (Mumbai University)

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