Abhishek Kumar
New Delhi
Summary
Compliance Analyst with 3.6 years of experience in AML, expert screening, and risk reviews across UAE banking and US FinTech sectors. Proven ability in conducting in-depth screening, investigating financial crime risks, and supporting compliance teams in real-time. Skilled in risk identification, escalation handling, and using public and proprietary databases to assess client backgrounds. Familiar with global regulatory frameworks such as FinCEN and FIU Central Bank UAE.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Senior Associate - Compliance & Screening (UAE Bank)
WNS Global Services
Gurugram, Haryana
09.2024 - Current
- Conduct expert and client screening across sanctions, PEP, and adverse media databases.
- Validate profile background and check for inconsistencies, duplications, or potential red flags.
- Investigate AML alerts related to structuring, TBML, high-risk countries, and unusual transfers.
- Support compliance team with real-time checks and guidance for onboarding and reviews.
- Document findings and escalate cases requiring further review by compliance officers.
- Use OSINT tools and regulatory sites to verify company ownership, media hits, and licensing.
Senior Representative - Transaction Monitoring (US FinTech)
Concentrix
Gurugram, Haryana
12.2023 - 06.2024
- Reviewed system-generated alerts and conducted screening using LexisNexis, WorldCheck, and internal tools.
- Escalated confirmed red flags with supporting documentation for SAR filing.
- Conducted name screening and enhanced due diligence on flagged clients.
Process Associate - Transaction Monitoring and Risk Review (US FinTech)
Sequential Technology International
Gurugram, Haryana
03.2022 - 11.2023
- Reviewed alerts for AML red flags using internal systems and case management tools.
- Conducted adverse media and sanction screenings for clients flagged during onboarding or reviews.
- Prepared escalation notes and recommendations for compliance review.
Education
B.A. (Hons.) - Political Science
University of Delhi
01.2022
Skills
- Expert Screening
- Background Checks
- Transaction Monitoring
- Alert Review
- Risk Assessment
- Escalation
- Financial Crime Investigation
- STR/SAR Support Documentation
- Public Database Research
- Proprietary Database Research
- Real-Time Compliance Advisory
- Regulatory Compliance
- OSINT Research
- KYC Research
- SAS
- Fircosoft
- LexisNexis
- Case Management Systems
- SharePoint
- MS Excel
Certification
Internal AML & Compliance Training, WNS Global Services, 2024-01-01
Timeline
Senior Associate - Compliance & Screening (UAE Bank)
WNS Global Services
09.2024 - Current
Senior Representative - Transaction Monitoring (US FinTech)
Concentrix
12.2023 - 06.2024
Process Associate - Transaction Monitoring and Risk Review (US FinTech)
Sequential Technology International
03.2022 - 11.2023
B.A. (Hons.) - Political Science
University of Delhi
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