Hi, I’m
Abhisht Gupta
Regulatory Reporting & Investment Banking
Melbourne
Summary
CPA, CMA & CFA with 15+ years’ with proven leadership skills & excellent analytical abilities. Extensive experience and understanding of reporting requirements for regulators like FED, PRA, APRA & OCC. Working experience in banking & financial services (Tier 1 US and European banks) firm like Moodys Analytics (Deutsche Bank), HCL Technology (UBS/Credit Suisse), Wells Fargo, State Street and HSBC.
Overview
16
years of professional experience
16
years of post-secondary education
Work History
HSBCGurgaon
Assistant Vice President
02.2023 - Current
Job overview
- Responsible for performing financial analysis of financial regulatory reports including NSFR, LCR, PRA110 for US, Asia Pacific and consolidated level
- Working closely with Executive to deliver reports, analysis findings, potential risk areas and compliance
- Ensuring compliance with statutory law and financial regulations by the regulators by understanding the regulations
- Improving efficiencies and reducing costs across the business by automating manual processes
- Maintaining relationships with external auditors including regulators by responding to their queries and sending variance explanation to them
- Involved in improvement of long term corporate model and developing and maintaining internal relationships outside of finance with key stakeholders.
State StreetBangalore
Senior Manager
05.2022 - 02.2023
Job overview
- Preparation and review of group financial statements like FFIEC031, FRY9c
- Preparation and review of regulatory reporting requirements to FED
- Prepare consolidation and financial reporting on daily, weekly, quarterly and year-to-date basis for the operating entities like FR2900, FR2644, OCC Pledge, Reg W, etc
- Interpret and analyze regulatory requirements
- Develop & enhance formats for all board/management reports, dashboards & commercial analysis
- Contact for regulatory bodies (FED, PRA & OCC) as you support regulatory lodgements and respond to requests for information
- Assess and adapt reporting strategies to meet new regulation
- Provide a high level of client service and be the first point of contact
- Verifying adherence to relevant compliance frameworks & policies.
Wells FargoChennai
Senior Financial Analyst
03.2021 - 05.2022
Job overview
- Oversee and act as escalation for FED forms like FFIEC031 & FRY9c
- Review and validate data for accuracy and completeness
- Prepare consolidation and financial reporting on daily, weekly, quarterly and year-to-date basis for the operating entities like FR2900, FR2644, OCC Pledge, Reg W, etc
- Resolve issues and implement control processes
- Develop & enhance formats for all board/management reports, dashboards & commercial analysis
- Month-end close: review of journals and reconciliations by junior members of the team
- Ad hoc process improvement and system implementation to assist with finance efficiencies
- Assist with managing regulatory compliance incidents
- Supporting and providing compliance advice on regulatory change projects.
HCL Technologies Ltd (UBS)NOIDA
Deputy Manager
11.2016 - 03.2021
Job overview
- Manage a team of regulatory reporting professionals responsible for performing financial analysis for regulatory reports including liquidity and funding
- Completed successful transition in London for the role to be performed
- Preparation and review of group financial statements like FFIEC002, FRY9c
- Preparation and review of regulatory reporting requirements to FED
- Prepare consolidation and financial reporting on daily, weekly, quarterly and year-to-date basis for the operating entities like FR2900, FR2644, OCC Pledge, Reg W, etc
- Allocate tasks efficiently and foster a collaborative culture
- Conduct performance evaluations and provide feedback
- Coordinate regulatory reporting deliverables from offshore teams.
Moodys Analytics (Deutsche Bank)Gurgaon
Senior Associate
12.2007 - 04.2016
Job overview
- Performed equity research for in the REITs, Technology, FIG (Financial Institutional Group) & Fintech sectors
- Utilized the ratio analysis to understand the trend in the industry
- Entered financial statement into the excel and performed historical analysis of key ratios
- Build a forecast based on input from consensus estimates and internal opinions of business
- Used Bloomberg, Reuters, Capital IQ & Excel extensively
- Preparing comps for analyzing the financial trends for
- Mentoring and guiding the analysts by reviewing their work and explaining them the methodology of doing every request and giving feedback to senior management about quality of their work
- Doing comprehensive financial analysis, evaluate key performance indicators, and assess investment opportunities through scenario modeling.
Education
MJP Rohilkhand University, India
Bachelor of Commerce
CPAAustralia
CPA from Accounting
03.2023 - 04.2023
Chartered Institute of Management AccontantsUnited Kingdom
Chartered Global Management Accountant from Accounting And Finance
11.2008 - 01.2019
ICFAIIndia
Chartered Financial Analyst from Finance
06.2004 - 10.2007
Uttar Pradesh Technical UniversityIndia
MBA from Finance
06.2004 - 07.2006
Skills
Consulting
undefinedVisa Granted
B1/B2, USA (Valid till 2026)
Skype Id
abhishtkusumgupta
Salary
Negotiable
Personal Information
- Available: 2 months
- Residency: Permanent Residency (Valid Till Dec '27)
- Date of Birth: 07/01/1981
- Gender: Male
- Nationality: Indian
Timeline
CPA
CPA from Accounting
03.2023 - 04.2023
Assistant Vice President
HSBC
02.2023 - Current
Senior Manager
State Street
05.2022 - 02.2023
Senior Financial Analyst
Wells Fargo
03.2021 - 05.2022
Deputy Manager
HCL Technologies Ltd (UBS)
11.2016 - 03.2021
Chartered Institute of Management Accontants
Chartered Global Management Accountant from Accounting And Finance
11.2008 - 01.2019
Senior Associate
Moodys Analytics (Deutsche Bank)
12.2007 - 04.2016
ICFAI
Chartered Financial Analyst from Finance
06.2004 - 10.2007
Uttar Pradesh Technical University
MBA from Finance
06.2004 - 07.2006
MJP Rohilkhand University, India
Bachelor of Commerce
01.2001
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