Abishek P
Senior Analyst
Chennai
Summary
To be associated with a reputed organization in which, the challenges enrich my knowledge and sharpens my skills gleaned from my studies and experience that I have on AML Transaction Monitoring, and also to keep growing using adaptive or learning skills to enhance myself for maximizing efficiency.
Skilled professional with total Experience of 5.6 years in back-office operations on banking environment involved in handling of customer complaints throughout banking products, and seasoned AML Executive with strong leadership and interpersonal skills who adds energy and value to an organization’s quest for excellence.
Overview
6
6
years of professional experience
6
6
years of post-secondary education
Work History
Compliance Analyst
Societe Generale Global solution Centre
05.2021 - 08.2022
- Assess risk events (i.e., Alerts), created by the Monitoring systems or created manually, to identify unusual customer behavior and escalate such unusual patterns for Analysis and perform the assessment in accordance with the SOP procedure & Country Addendum.
- Processing of Alerts/cases within the turnaround time (TAT) and adhering to the quality guidelines.
- Undertake robust research, customer screening, documents check and financial crime risk assessment throughout entire relationship cycle.
- Review of documentation for entities such as corporation, charities, individuals as per policy / jurisdiction for all KYC / CDD documentation and raising request for information/document required as per the procedure.
- Review helpful ownership (BO) and key controller according policy and screen for sanctions and adverse media.
- To ensure regulatory requests received from country relating to AML are promptly attended to.
- Specialize in the identification of unusual customer behavior in segments like Retail, Private Banking and Corporates.
- Manage and Mitigate Risks - Concluding investigations of potential and actual non- compliant activities & Reviewing system safeguards and recommend process enhancements
- Surveillance - For Detecting and confirm patterns of behavior by analyzing structured and unstructured data including large data volumes.
FinCrime Analyst
Revolut
08.2022 - 11.2022
- Provide KYC / CDD analysis of individual customers.
- Undertake research document checks, and financial crime risk assessment via internal and external sources.
- Perform screening..
- Detect and report suspicious activity including the predicate offenses to money laundering and terrorist financing.
- Ensure all documents submitted for CDD are in line with internal policies.
- Identify and analyze alerts generated by monitoring systems in order to identify potentially suspicious activity.
- Escalate any red flags and potential risks to the escalation team.
- Acting as a point of contact for the law enforcement agencies in the ongoing criminal investigations that commenced from the submitted UAR.
- Acting as the escalation point and ensuring the cases of anti-financial crime matters, including anti-money laundering and fraud have been investigated, resolved and/or escalated, when necessary, in timely manner.
- Handle sensitive or confidential information.
Operations Analyst
NatWest Group
06.2018 - 01.2021
- Monitoring the transactions (in Alerts) based on the customer profile and specific details relating to that customer.
- Conduct research on the suspicious customer profile and transaction, Anti money laundering patterns by using public and other available resources.
- If the transaction warrants additional investigation, escalating the same to the respective country compliance team.
- Ensure final reports are comprehensive, compliant, and suitable for use in the decision-making process.
- To conduct reviews of client documentation and information obtained by client contacts within the business units.
- Keeping and maintaining records of high-risk customers and reporting suspicious activities to the authorities.
- Attained training related to KYC policies and procedures liaising with Relationship Banker regarding any suspicious and to document the same.
- Interacting with country compliance team/ money laundering reporting officer in case of any information required.
- Analyzing the customer’s transaction by adhering to the standard set by the bank and regulators thus maintaining high quality.
Senior Analyst
Barclays
03.2023 - Current
- Process transactions in accordance to approved process and procedures, international regulations and within pre agreed service levels and with speed and accuracy.
- Adhere to quality control discipline, procedures and checks at all times.
Day to day query resolution, with upward escalation of more complex queries to the management team. - Report issues and concerns as soon as possible to senior/ team leaders/ managers etc. in time and with complete information, in which effort is made to prevent or limit possible damage.
- Assist team manager in administration of the section, including organizing workflow, queue management & query resolution.
- May be involved in the retrieval and distribution of information, either on paper or any other electronic medium.
- Responsible for driving own performance management, collating relevant documentation, preparing for and arranging self-performance reviews.
Education
Bachelor of commerce in corporate secretaryship - Corporate Secretaryship
Loyola College
01.2014 - 04.2017
Area of Specialization – Commerce - Commerce
Don Bosco Matriculation Higher Secondary School
01.2013 - 04.2014
Matriculation - undefined
Don Bosco Matriculation Higher Secondary School
01.2012 - 04.2013
Skills
Good Transaction Monitoring process knowledge and an overall AML knowledgeundefined
Personal Information
- Age: 28
- Date of Birth: 19/04/1996
- Gender: Male
- Nationality: Indian
- Marital Status: Single
Timeline
Senior Analyst
Barclays
03.2023 - Current
FinCrime Analyst
Revolut
08.2022 - 11.2022
Compliance Analyst
Societe Generale Global solution Centre
05.2021 - 08.2022
Operations Analyst
NatWest Group
06.2018 - 01.2021
Bachelor of commerce in corporate secretaryship - Corporate Secretaryship
Loyola College
01.2014 - 04.2017
Area of Specialization – Commerce - Commerce
Don Bosco Matriculation Higher Secondary School
01.2013 - 04.2014
Matriculation - undefined
Don Bosco Matriculation Higher Secondary School
01.2012 - 04.2013
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