Adithya V S
Team Lead at KPMG Global Services
Bangalore
Summary
KYC/AML Team Lead at KPMG Global Services with a proven track record in risk management and process improvement. Achieved a 95% quality standard while enhancing team performance through effective coaching. Expert in operations management and adept at multitasking, driving efficiency in high-pressure environments.
Overview
11
11
years of professional experience
4
4
Certifications
3
3
Languages
Work History
KYC/AML Team Lead
KPMG Global Services
01.2020 - Current
- Performing ongoing customer due diligence including maintenance and updating of
AML & KYC records and information for existing clients. - Data management - Validating KYC reference data - Business & registered address, Primary regulatory body, Industry classification as per SIC codes, High-risk activities included under secondary activities, FATCA status completion of profile guide, checklist of all the elements required to complete KYC review
- Worked on entities which include Sole Proprietorship, Partnership Firms, Limited
Liability Partnerships, Private Limited Companies, Societies, Association & Charities - Enhanced Due Diligence - Performing reputational checks on Direct shareholders and
Directors and Controllers, Ultimate beneficial owners, Associated Parties, Authorized
Signatories - Researching and validating client identification and data via internal and external sources
- Identifies accurate risk rating for individual/non-individual accounts to highlight high-risk jurisdictions, cash-intensive/high-risk businesses
- Performed the required KYC screenings on customers and documented the information obtained on the clients as required by global KYC procedures.
- Identify and escalate any suspicious or unusual matters to AML & Line of business compliance for further investigation
- Achieving quality standards of 97% as per pre-determined requirements set at a project level
- Managed risks and mitigated potential issues through proactive planning, monitoring, and timely decision making.
- Observed packing operations to verify conformance to specifications.
- Provided reporting for forecast analysis and ad-hoc reporting in support of decision-making.
- Conducted regular reviews of operations and identified areas for improvement.
- Trained new team members by relaying information on company procedures and safety requirements.
- Coached team members in techniques necessary to complete job tasks.
Transaction Processing Senior Associate
Mphasis An HP
02.2014 - 04.2019
- Optimized workflow processes through regular reviews, feedback sessions, and ongoing adjustments tailored to business needs.
- Reduced error rates in transaction processing by conducting thorough audits and providing staff training.
- Enhanced transaction processing efficiency by implementing automated systems and streamlining workflows.
- Elevated team performance through continuous coaching, skill development programs, and constructive feedback mechanisms.
- Managed high-volume transaction queues efficiently, ensuring accurate processing within strict deadlines while maintaining excellent service quality standards.
- Received requests to process financial transactions such as wires, checking and transfers among multiple accounts.
- Reconciled documentation of file to provide accurate transfer of funds.
- Processed verification of deposit accounts before performing transaction.
- Processed and verified all new account applications and documents.
- Verified ownership and transaction information and dividend distribution instructions to check conformance with governmental regulations using stock records and reports.
- Developed detailed reports on transaction processing metrics for management review, highlighting trends and recommending improvements as needed.
Education
MBA - Financial Management
Bharathiar University
Bengaluru, India 04.2001 -
BBA - Business Administration
Kuvempu University
Thirthahalli 04.2001 -
Skills
Operations management
Performance monitoring
Process improvement
Coaching and mentoring
Risk management
Team supervision
People management
Multitasking Abilities
Verbal and written communication
Leading team meetings
Certification
Cambridge Entrepreneurial Mindset Program
Timeline
Cambridge Entrepreneurial Mindset Program
01-2025
Risk Management FMEA Certified
05-2024
Lean Six Sigma Black Belt
09-2023
Lean Six Sigma Green Belt
08-2023
KYC/AML Team Lead
KPMG Global Services
01.2020 - Current
Transaction Processing Senior Associate
Mphasis An HP
02.2014 - 04.2019
MBA - Financial Management
Bharathiar University
04.2001 -
BBA - Business Administration
Kuvempu University
04.2001 -
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