ADITHYA V S
Team Leader- KYC/AML
Shimoga
Summary
With over 8 years of dedicated experience as a team leader in the KYC/AML field, and holding an MBA,I have successfully orchestrated and managed operations to ensure regulatory compliance and operational excellence. My proficiency in developing and executing AML strategies, optimizing risk assessment procedures, and fostering collaboration with cross-functional teams has consistently delivered impactful results. I am adept at harnessing advanced technologies to streamline processes, enhancing efficiency without compromising accuracy. Remaining current with industry regulations, I am committed to adapting strategies to align with evolving compliance standards.
Overview
10
10
years of professional experience
2
2
Certifications
4
4
Languages
Work History
Team Leader
KPMG Global services
Bangalore
01.2020 - Current
- KYC and / or other related risk and regulatory disciplines
- Or investigations of financial crimes or policy violations
- Worked in an Mphasis Limited an hp company from
- Established open and professional relationships with team members to achieve quick resolutions for various issues.
- Mentored and guided employees to foster proper completion of assigned duties.
- Monitored team performance and provided constructive feedback to increase productivity and maintain quality standards.
- Managed leave requests and absences and arranged covers to facilitate smooth flow of operations.
- Educated staff on organizational mission and goals to help employees achieve success.
- Evaluated staff performance and provided coaching to address inefficiencies.
Processing Officer
Toronto Dominion Bank Canada
Bangalore
02.2014 - 04.2019
- Credit/KYC
- 1.5 year Stock market, Forex Broking and Trading Experience in IIFL Angel Broking and
- Angel Broking and Religare securities (sub broker under-, Self-motivated business professional with an excellent working relationship between all managing directors and national team members
- Managed the business group's Know Your Client process (KYC) and Antimoney
- Laundering process (AML) in strict compliance with the Canada PATRIOT Act ofSection 326 CIP
- Developed and implemented a streamlined process of KYC and AML data collection, reporting and tracking for the Chicago unit
- This process was then rolled out nationwide within the UHNW lending group
- Solely responsible for conducting interviews, performing background checks and screening/researching new
- This position required working in conjunction with attorneys, auditors, compliance officers, financial advisors and all levels of managing directors of [Canadian & US clients], both in Canada and nationwide
- Completed analysis of transactional information to identify risk, trends and potential wary activity
- Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures
- Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring Supporting the team to handling the work
- Handling Project Team and Supporting for work
- Verifications are done through documents provided by the customer to raise an invoice, or to create new order
- Client transactions reviewed
- Work in either a specific product group with exposure to variety of different industries or a specific industry group, with exposure to a variety of financial products
- These products may include personal credit products and company credits, and analysis customer financial statement as well as company statement & reconcile the request
Education
MBA - Financial Management
Bharathiar University
1 2011 - 1 2013
BBA - Management
Kuvempu University
Thirthahalli 1 2008 - 1 2011
No Degree - Commerce
Karnataka P U BoardKarnataka
1 2007 - 1 2008
Skills
Analysis Skillundefined
Certification
PowerBI
Timeline
ChatGPT
08-2023
PowerBI
07-2022
Team Leader
KPMG Global services
01.2020 - Current
Processing Officer
Toronto Dominion Bank Canada
02.2014 - 04.2019
MBA - Financial Management
Bharathiar University
1 2011 - 1 2013
BBA - Management
Kuvempu University
1 2008 - 1 2011
No Degree - Commerce
Karnataka P U BoardKarnataka
1 2007 - 1 2008
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