Aditya Agarwal
Hyderabad
Summary
Aditya is a qualified Chartered Accountant and Company Secretary. He has an overall experience of 5+ years in Risk Advisory services. He is experienced in Regulatory reporting testing, RCSA based control testing, Customer Remediation Validation, CDD review, Financial Crimes Risk Management (FCRM) Horizontal Funds Transfer Recordkeeping (FTR) and Travel Rule (TR) Wire Transfer review. He is experienced in working with renowned clients like State Governments and Multilateral Donor Agencies like World Bank and Asian Development Bank. He has also experienced in Internal Audit, Statutory Audit, Concurrent Bank Audit, conducting process reviews and financial analysis.
Overview
7
7
years of professional experience
Work History
Solution Advisor
Deloitte & Touche Assurance & Enterprise Risk Services India Private Limited
Hyderabad
04.2021 - Current
- Assisted with review of various regulatory returns filed with regulators across the globe and ensure if the client is in compliance with the regulatory reporting. This includes checking whether the reporting of the information required by the regulators have been filed in time and on assisting with interpretation matters as well as the systems that provide data to be reported. Also, includes helping the client assess the impact on various returns due to a finding/observation identified while testing various regulatory returns that are in scope. The regulators included were Financial Conduct Authority (FCA), Prudential Regulatory Authority (PRA), etc.
- Examined controls to reasonably determine whether they are designed and performing effectively. Developed walkthrough narrative document, CDA workbook, test procedures & test scripts, executed control testing, dispositioned findings & provided control performance rating as well as rationale.
- Performed reviews of customer remediation performed by a leading US Bank with the objective of validating if the customer has received remediation as per the remediation plan and design.
- Performed CDD transactional testing for samples, Testing involves capturing and reviewing primary, secondary and associated type customers data into workbook tracker file from VIRT, BETA, CPACS and ECRR file and then finding out any discrepancies, if any, from these four sources file.
- Performed Financial Crimes Risk Management (FCRM) IT&V – Horizontal Funds Transfer Recordkeeping (FTR) and Travel Rule (TR) Wire Transfer Review – Commercial Banking (CB) and Corporate and Investment Banking (CIB).
- Execution and advisory support of design milestones and compensating measures related to the Action pillar, specifically, compliance risk issue and escalation management. Understand the current state and status of the Action Workstream Transformation plan, including the identified enterprise-wide gaps and challenges, updated target state milestones, underlying deliverables for each milestone and the future target state for each of the in-scope areas. Highlight concern(s), as applicable, and propose potential enhancement(s).
Associate Consultant
Ernst & Young
Kolkata
01.2020 - 04.2021
- Independent verification of Disbursement-Linked Indicators (DLI’s)-I,II for Annual Performance Assessment (APA) under ISGPP-II.
- Project Management Consultant for strengthening Internal Audit function in Gram Panchayats in West Bengal (PAMA). Updating Internal Audit Manual, Risk profiling of GPs, Handholding support in implementation of Internal Audit Manual for one financial year including need-based assistance, review of audit reports, follow up and resolution of audit observations, Training Need Assessment (TNA) of the Internal Auditors, Preparing Training Plan, training material and undertaking training.
Accounts and Finance Head
Eastern Diagnostics India Limited
Kolkata
09.2019 - 01.2020
- Performed major activities like Financial Management, Audit arrangement, Finalization of Books of Account, Review of Bank Reconciliation, Review of Internal controls over Payroll processing and personnel data management, Review of transaction processing.
Senior Audit Executive
Piyush Agarwal and Co.
Kolkata
04.2018 - 09.2019
- Finalization of Balance Sheet and Profit & Loss Account, Statutory Compliances Audit, Ledger Scrutiny, Ensuring Compliance with Accounting Standard.
- Performed Internal Audit of a school wherein reviewed Financial Books, Checking of Internal Control over different areas such as income, expenses and compliance with regulatory provisions, Ledger Scrutiny.
Education
Chartered Accountant - Accounts, Finance, Taxation, Audit, Corporate Law
Institute of Chartered Accountants of India
Kolkata11-2018
Company Secretary - Corporate Law, Economic And Commercial Law
Institute of Company Secretaries of India
Kolkata12-2017
B.Com (Honors) - Accounting And Finance
Calcutta University
Kolkata06-2015
Secondary and Higher Secondary -
St. Xavier’s Institution
Kolkata03-2012
Skills
- Regulatory compliance
- Control testing
- Financial analysis
- Data interpretation
- Risk assessment
- Project management
- Statutory audit
- Internal Audit
- Customer Due Diligence
Affiliations
Associate Member of Institute of Chartered Accountants of India.
Timeline
Solution Advisor
Deloitte & Touche Assurance & Enterprise Risk Services India Private Limited
04.2021 - Current
Associate Consultant
Ernst & Young
01.2020 - 04.2021
Accounts and Finance Head
Eastern Diagnostics India Limited
09.2019 - 01.2020
Senior Audit Executive
Piyush Agarwal and Co.
04.2018 - 09.2019
Chartered Accountant - Accounts, Finance, Taxation, Audit, Corporate Law
Institute of Chartered Accountants of India
Company Secretary - Corporate Law, Economic And Commercial Law
Institute of Company Secretaries of India
B.Com (Honors) - Accounting And Finance
Calcutta University
Secondary and Higher Secondary -
St. Xavier’s Institution
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