Aditya Kasbekar
Chartered Accountant
Mumbai,MH
Summary
An Industrious and dedicated professional offering 6 years of experience in Capital Market Regulatory framework and guidelines. Proven to consistently meet productivity, business and customer service objectives. Skillfully work with all employees to enhance performance and improve day-to-day processes.
Overview
12
12
years of professional experience
6
6
years of post-secondary education
3
3
Languages
Work History
Manager
National Stock Exchange Of India Limited,
Mumbai, India, MH
04.2015 - Current
- Identifying operational risk, market risk, credit risk and process risk and conducting root cause analysis for observations noted during audits, inspections and investigations of members.
- Identifying internal controls deficiencies and providing recommendations for improving operations, including AML provisions applicable to FPIs.
- Identifying deficiencies in risk management systems focusing on Client On-boarding and Due Diligence, Margins and Collaterals, Exposures, etc.
- Collaborating on team with Regulator in implementation, monitoring and supervision of new rules and regulations and suggesting improvements in regulatory provisions. Partnered with Market Intermediaries for implementation of new rules, regulations and circulars.
- Participating in development, implementation, evaluation and modification of policies & procedures to optimize compliance requirements.
- Succeeded in development of integrated systems for Risk Based Supervision, Enhanced Supervision of stock brokers, Early Warning Mechanism & Standardization of Books of Accounts.
- Spearheaded team in identifying stock brokers likely to default, thereby preventing significant losses to client assets.
- Mentored more than 12 employees by providing understanding of securities regulatory framework in India.
Audit Associate
R A Ruvala & Co, Chartered Accountants
Mumbai
07.2009 - 03.2015
- Developed auditing program to address risks and evaluate regulatory requirements.
- Identified management control weaknesses and provided value added suggestions for remediation.
- Conducted financial, compliance and operational audits.
- Coordinated, managed and implemented projects for auditor and examiner evaluations.
- Developed and enforced audit policies and administrative and technical functions.
- Interacted with key client management to gather information, resolve audit-related problems and make recommendations for business and process improvements.
Education
Chartered Accountant -
Institute Of Chartered Accountants Of India
Mumbai 01.2010 - 11.2014
Bachelor of Commerce -
H R College Of Commerce And Economics
Mumbai 01.2006 - 06.2006
Skills
Sound Understanding of Regulatory Guidelines
Timeline
Manager
National Stock Exchange Of India Limited,
04.2015 - Current
Chartered Accountant -
Institute Of Chartered Accountants Of India
01.2010 - 11.2014
Audit Associate
R A Ruvala & Co, Chartered Accountants
07.2009 - 03.2015
Bachelor of Commerce -
H R College Of Commerce And Economics
01.2006 - 06.2006
Similar Profiles
J Kalpana ReddyJ Kalpana Reddy
Assistant Manager at National Stock Exchange of India LimitedAssistant Manager at National Stock Exchange of India Limited
Kunal TrivediKunal Trivedi
Chief Manager, Secretarial –NSE at National Stock Exchange of India LimitedChief Manager, Secretarial –NSE at National Stock Exchange of India Limited
Aniket PatilAniket Patil
Senior System Analyst at National Stock Exchange Of India LimitedSenior System Analyst at National Stock Exchange Of India Limited
ABHIJEET MANDOREABHIJEET MANDORE
Senior Manager (Trading application UAT group) at The National Stock Exchange of India LimitedSenior Manager (Trading application UAT group) at The National Stock Exchange of India Limited
SHEETAL GUPTASHEETAL GUPTA
Computer Technician at Dolphin Service CenterComputer Technician at Dolphin Service Center