ADITYA KRISHNA DWIVEDI
Summary
Portfolio Compliance Analyst at BlackRock with expertise in post-trade compliance and regulatory oversight across APAC, EMEA, and AMRS. Managed 1,700+ primary market offerings annually, ensuring adherence to UCITS, ERISA, SFDR, and AIFMD frameworks. Proficient in Bloomberg, Aladdin, and Power BI, monitoring 186 client portfolios averaging $50M NAV, achieving a 30% breach reduction. Led compliance automation, cutting review time by 40% and breach rates by 60%. Experienced in audit support and cross-functional collaboration. Seeking diverse, challenging financial domain roles focused on growth and continuous learning.
Overview
3
3
years of professional experience
Work History
Portfolio Compliance Analyst
BlackRock
07.2024 - Current
- Led the review and approval of approximately 1,040 new issues and 728 corporate actions over 52 weeks across the APAC, EMEA, and AMRS regions, ensuring strict compliance with regulatory frameworks, including UCITS, ERISA, SFDR, and AIFMD, as well as client-specific investment guidelines for BlackRock’s participation.
- Directed post-trade risk and compliance for 850+ internal cross trades weekly, enforcing adherence to SEC Rule 17a-7 and regulatory standards; spearheaded collaboration with cross-functional teams to automate the review process that cut review time by 40% and reduced breach rates by 60%.
- Led the certification function within Portfolio Compliance, issuing compliance certificates to 117 clients across the APAC region, and proactively reporting active and passive portfolio breaches during the certification period.
- Monitored post-trade compliance for 186 client portfolios across APAC regions—Australia, Japan, Hong Kong, and Singapore—ensuring that daily trading activity adhered to client-specific guidelines and regulatory frameworks; managed portfolios averaging $50M NAV each, and achieved a 30% reduction in compliance breaches.
- Collaborated with investment banks acting as bookrunners on over 1,500 primary market issuances, securing final prospectuses and full syndicate member lists; proactively mitigated potential affiliation risks and conflicts of interest, achieving a 15% reduction in risk exposure.
- Supported 5+ internal audits annually and partnered with Deloitte during external audits, streamlining audit workflows to reduce turnaround time by 20%; provided timely documentation, data verification for 100+ datasets, and compliance insights to ensure accurate reporting.
Portfolio Compliance Intern
BlackRock
01.2024 - 06.2024
- Gained expertise in regulatory and compliance requirements for primary market offerings, ensuring reviews aligned with client mandates and jurisdictional standards.
- Actively extracted key data on over 150 primary market issuances monthly using Bloomberg, including syndicate members, issuance size, and issuer credit ratings; supported compliance assessments, and accelerated informed decision-making.
- Conducted daily IP checks to validate data integrity and consistency, proactively mitigating breach risks arising from inaccurate or incomplete information.
- Project Vision - Focused on aligning coded client guidelines in Aladdin with investor management agreements. Collaborated with Portfolio Management and Client Business teams to identify and resolve 56 coding discrepancies across portfolios, proactively preventing operating events, and strengthening compliance accuracy.
- Project Compute - Contributed to the development of AI-driven breach commentary using Aladdin AI across APAC client portfolios, streamlining Root Cause Analysis (RCA), and significantly reducing review time by 30% for potential compliance breaches.
Business Banking Intern
ICICI Bank Limited
05.2023 - 06.2023
- Analysed data to generate 60+ high-potential garment exporters in Noida to support business acquisition, using client interactions, field visits, and the SAVERISK platform to validate risk metrics.
- Assessed borrower creditworthiness by reviewing financial statements, credit exposure, and buyer-supplier networks-leading to identification of top export credit prospects.
- Performed sectoral credit charge analysis using Probe42, iView2.0, and Excel Pivot Tables, revealing that private sector banks held 72.61% of credit exposure, with HDFC Bank accounting for 59% in Noida's garment sector.
- Contributed to generating INR 10 Crores in Export Packing Credit (EPC) business from new clients, including Mira Exim Pvt. Ltd. and Shree Bharat International Pvt. Ltd.
Education
Post Graduate Diploma in Management - Finance, CGPA: 8.73
FOSTIIMA Business School
New Delhi05-2024
Bachelor of Science - CS - Percentage- 81.77%
Mahatma Gandhi Chitrakoot Gramodaya University
Chitrakoot04-2021
XII Standard -
Tathagat Gyansthli Se. Sec. School
Atarra06-2016
X Standard -
Tathagat Gyansthli Se. Sec. School
Atarra06-2013
Skills
- Attention to Detail & Accuracy
- High-Pressure Execution under strict deadlines
- Analytical Thinking & Problem Solving
- Communication & Client Interaction
- Time Management & Prioritisation
- Decision-Making Under Compliance Frameworks
- Leadership in Cross-Functional Projects
- Critical Thinking & Risk Awareness
- Portfolio Compliance & Risk Monitoring
- Investment Guideline Interpretation
- Audit Support & Documentation
- Root Cause Analysis (RCA) & Breach Resolution
- Bloomberg Terminal
- Aladdin (BlackRock Compliance System)
- Power BI
- MS Office Suite
Timeline
Portfolio Compliance Analyst
BlackRock
07.2024 - Current
Portfolio Compliance Intern
BlackRock
01.2024 - 06.2024
Business Banking Intern
ICICI Bank Limited
05.2023 - 06.2023
Post Graduate Diploma in Management - Finance, CGPA: 8.73
FOSTIIMA Business School
Bachelor of Science - CS - Percentage- 81.77%
Mahatma Gandhi Chitrakoot Gramodaya University
XII Standard -
Tathagat Gyansthli Se. Sec. School
X Standard -
Tathagat Gyansthli Se. Sec. School