ADITYA WAGH
Pune
Summary
Finance professional with 11 years of experience in financial operations and risk management in global markets. Specializes in Legal Entity Control, Balance Sheet Substantiation, and Nostro Reconciliation. Demonstrated success in Asset Servicing, Corporate Action, and GST compliance, leading cross-functional teams to enhance operational efficiency.
Overview
12
12
years of professional experience
Work History
Authorized Officer
UBS India Pvt Ltd.
Pune
05.2023 - Current
- Managed the Balance Sheet Substantiation team for the APAC and EMEA regions, ensuring SOX compliance, and financial integrity.
- Oversaw month-end close processes by preparing accurate financial statements with timely approvals.
- Handled regulatory reporting through audits to ensure adherence to local GAAP requirements.
- Provided financial oversight to guarantee compliance with accounting policies and reporting standards.
- Supervised team performance metrics while collaborating with risk, finance, and product control teams.
Engaged with regional leads to uphold governance standards across all deliverables. - Managed journal entries effectively to prepare reconciliation reports for senior stakeholders.
ENO
Credit Suisse India Pvt Ltd.
Pune
07.2021 - 05.2023
- Executed Nostro reconciliations and tracked outstanding breaks, delivering weekly progress reports to management.
- Facilitated GST compliance via reconciliations, return filings, and audit documentation preparation.
- Oversaw BAU operations, enhancing SOPs and implementing effective workflow improvements.
- Collaborated with senior leadership on testing projects to enhance workflows and mitigate risks.
Team Lead
JP Morgan Chase India Pvt Ltd.
Mumbai
07.2016 - 07.2021
- Managed corporate action events for high-net-worth clients across Europe and APAC.
- Ensured timely processing of dividend and interest payments while reconciling stock and cash discrepancies.
- Coordinated with custodians, fund managers, and client service teams to enhance risk mitigation efforts.
- Generated corporate action notifications to support informed decision-making by investment managers.
- Conducted cash and stock reconciliations between custodians and internal accounting systems.
Analyst
Wipro Ltd (Credit Suisse)
Navi Mumbai
05.2014 - 07.2016
- Processed counterparty claims regarding dividends and coupon payments, ensuring accuracy.
- Conducted trade verification and facilitated Nostro reconciliation processes.
- Supported payment processing activities to maintain SLA compliance.
- Led weekly stakeholder meetings to address aged claims and prioritize critical issues.
Education
MBA - Finanace -
Sinhgad Institute of Management
Pune03-2014
B.COM -
Maharaja Sayajirao University
Vadodara03-2012
Skills
- Legal entity control and balance sheet substantiation
- Nostro reconciliation and corporate actions
- GST compliance and financial oversight
- Regulatory reporting
- Audit management and risk oversight
- Stakeholder engagement and communication
- Advanced Microsoft Office Suite
- Adobe Captivate e-learning tools
Accomplishments
- Successfully set up the IPB Income process in Manila, Philippines (2019).
- Nominated for Best Employee of the Year (BFSI).
- Awarded Star of the Quarter for outstanding performance.
- Nominated for Best Employee of the Year (BFSI).
- Awarded Star of the Quarter for outstanding performance.
Languages
English
Proficient (C2)
C2
Hindi
Proficient (C2)
C2
Marathi
Native
Native
Gujarat
Proficient (C2)
C2
Personal Information
Date of birth: 02/12/1991
Timeline
Authorized Officer
UBS India Pvt Ltd.
05.2023 - Current
ENO
Credit Suisse India Pvt Ltd.
07.2021 - 05.2023
Team Lead
JP Morgan Chase India Pvt Ltd.
07.2016 - 07.2021
Analyst
Wipro Ltd (Credit Suisse)
05.2014 - 07.2016
MBA - Finanace -
Sinhgad Institute of Management
B.COM -
Maharaja Sayajirao University