Ajay Kumar Pandey
Mumbai
Summary
A highly motivated and goal-oriented individual with almost three years of experience in Investment banking operations along with more than three years sales experience in Broking industry. Possess knowledge related to Equity, Derivatives, Trade life cycle and corporate actions. Further excels in the space of multi-tasking, problem solving and decision making. Aiming to utilise these skills and enrich my knowledge of Investment Banking industry.
Overview
6
6
years of professional experience
3
3
years of post-secondary education
Work History
Financial Analyst,
Nomura Services India Private Limited
Mumbai
03.2023 - 11.2025
- Handled affirmations and allocations of trades for clients with pre-affirmation risk flags checked.
- Resolved trade discrepancies by coordinating with clients, front office and internal teams to ensure timely settlement and confirmation within market cut-off.
- Assisted front office/ regional teams in client on-boarding by liaising with KYC and reference data teams for static data setup.
- Managing queries and communication for various adhoc queries requested by clients or front office teams.
- Worked on client trades through various matching platforms (CTM, TRAX, Aladdin)
- Assisted team in various internal projects and automation of trades for some high volume clients done via electronic platforms by analysing trade datas which required manual intervention thereby increasing efficiency.
- Collaborated with cross-functional teams and prepared internal reports by working on excel to ensure smooth ongoing daily process.
Assistant Manager,
Stoxkart SMC GLOBAL
Mumbai
07.2020 - 02.2023
- B2B Sub-broker acquisition.
- Manage revenue generation.
- Cross selling of internal research products to achieve maximum revenue.
- Provided training to new candidates and colleagues on various research products.
Customer Executive,
Epicenter Technologies Limited
Mumbai
10.2019 - 03.2020
- B2C new client acquisition by assisting retail clients in on-boarding process.
- Client assistance.
- Ensure excellent customer service.
- Addressing queries raised by clients to internal teams and make sure the queries are resolved in timely manner.
Education
Certified Investment Banking Professional - Finance
Imarticus Learning
Mumbai 11.2021 - 05.2022
Bachelor of Science - Biotechnology
University of Mumbai
Mumbai 08.2018 - 10.2020
Skills
- Communication
- Time management
- Excel proficiency
- Data analysis
- Risk management
Accomplishments
- Employee of month
- Star Performer of month
Languages
- English
- Hindi
- Marathi
Hobbies
- Travelling
- Cycling
- Playing outdoor games
Timeline
Financial Analyst,
Nomura Services India Private Limited
03.2023 - 11.2025
Certified Investment Banking Professional - Finance
Imarticus Learning
11.2021 - 05.2022
Assistant Manager,
Stoxkart SMC GLOBAL
07.2020 - 02.2023
Customer Executive,
Epicenter Technologies Limited
10.2019 - 03.2020
Bachelor of Science - Biotechnology
University of Mumbai
08.2018 - 10.2020