AJIT SINGH YADAV
Pune
Summary
To work in an environment which encourages me to succeed and grow professionally where I can utilize my skills and knowledge appropriately. Detail-oriented Compliance Analyst familiar with conducting research and compliance investigations. Productive, responsible and insightful professional with an organized approach.
Overview
1
1
year of professional experience
Work History
Risk and Compliance Analyst (HOWDEN)
WNS
Pune
12.2022 - Current
- Performing Complete Due Diligence process for brokers and issue Toba agreement to them
- Performing Complete Due Diligence process for (Dual IAR) (only applicable for UK) and issue our agreement to them
- Perform sanction screening of brokers, insured and their key persons
- Auditing the policies and notifying the errors to underwriters
- Sending weekly pack and mom to client
- Also Informing via email underwriters and credit control Team if there is any name change/Address change de authorized or merger/acquisition
- Also send out our (BRG) Broker Registration grid to is Team to updated/Add Broker on to System.
- Analyzed potential areas of risk and developed strategies to mitigate such risks.
- Coordinated with internal stakeholders to ensure adherence to relevant rules and regulations.
- Identified opportunities for process improvements that would increase efficiency while maintaining compliance standards.
- Provided detailed, understandable risk and compliance concepts to key stakeholders.
- Created plans to improve and correct operations in order to stay compliant.
- Performed special reviews to support management needs.
- Verified documentation against compliance standards and communicated deficiencies to resolve issues.
Associate (HUMANA)
ATOS SYNTEL
- Rectifying claim and enrollments for Correction
- Identifying error in healthcare enrollments and Resolving the error properly
- On basis of oc orginal claim we worked on cc corrected claim
- Auditing the claim and notifying the errors to team members
- Also taking part in clients training
- Monthly updates\MOM Maintained Quality and Productive for betterment of team-work and self improvement.
CCE
Tata QConnect
- Handling customer on call solving there queries
- Providing all the details about product in brief
- Also providing the best finance options to the costomer at a low interest rate.
Education
B.COM -
PRATIBHA COLLEGE OF COMMERCE AND COMPUTER SCIENCE
HSC -
KENDRIYA VIDYALAYA NO 2 (DEHU ROAD PUNE)
SSC -
KENDRIYA VIDYALAYA NO 2 (DEHU ROAD PUNE)
Skills
- Interpersonal Skill
- Communication
- MS-Office
- Effective listener
- Regulatory knowledge
- Compliance protocols
- Documentation Review
- Investigations expertise
- Compliance Monitoring
- Reporting skills
Accomplishments
Great Work! Celebrating Outperformance Live The Values for last 4 quarters
Projects
Acquisition of David Ashby Underwriting, We send out our new update TOBA to UK Broker. Also Informed to all UnderWriter team. for David Ashby We also received 15 {IAR } for due diligence and send out over Dual agement to them for sign off.
Timeline
Risk and Compliance Analyst (HOWDEN)
WNS
12.2022 - Current
Associate (HUMANA)
ATOS SYNTEL
CCE
Tata QConnect
B.COM -
PRATIBHA COLLEGE OF COMMERCE AND COMPUTER SCIENCE
HSC -
KENDRIYA VIDYALAYA NO 2 (DEHU ROAD PUNE)
SSC -
KENDRIYA VIDYALAYA NO 2 (DEHU ROAD PUNE)
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