Ajit Walve
Mumbai
Summary
Dynamic professional holding a B.Tech in Engineering with over four years of experience, transitioning from a business operations role to financial markets surveillance. Currently serving as a Compliance Surveillance Analyst at Citi, focusing on monitoring Fixed Income, OTC Derivatives, and FX markets to identify irregularities, mitigate risks, and uphold regulatory standards. Exhibits strong expertise in data analysis, process optimization, and regulatory compliance, complemented by proficiency in utilizing surveillance tools and executing UAT, contributing significantly to risk management and organizational integrity.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Compliance Surveillance Analyst
Citicorp Services India Private Limited
Mumbai
02.2023 - Current
- Conducted comprehensive trade surveillance and compliance monitoring for Fixed Income, OTC derivatives, and FX markets to ensure adherence to regulatory standards and internal policies
- Analyzed trading patterns and identified potential market abuse or irregularities, providing detailed reports for escalation and resolution
- Executed User Acceptance Testing (UAT) for surveillance models and compliance tools, ensuring system functionality and alignment with business requirements
- Prepared detailed UAT test cases and reports to support process validation and regulatory compliance
Trust and Safety Associate
Accenture Solutions Private Limited
Navi Mumbai
01.2021 - 02.2023
- Monitored and reviewed user-generated content on social media platforms to identify and address policy violations (e.g., hate speech, misinformation, graphic content)
- Ensured compliance with platform-specific guidelines and client policies by flagging, escalating, or removing violating content
- Helped protect brand reputation by proactively detecting harmful or abusive content before it escalated
- Maintained detailed records of violations, trends, and actions taken for audits and performance analysis
- Identified recurring violation patterns and provided insights to enhance policy updates or automation rules
Education
Bachelor of Technology - Civil Engineering
College of Engineering Pune
Pune07-2019
HSC - Science
Jawahar Navodaya Vidyalaya
Ahmednagar05-2013
Skills
- Financial markets knowledge: fixed income, OTC derivatives, FX markets (spot, forwards, NDFs, swaps), equities, commodities
- Surveillance and compliance: trade monitoring, alert investigation, market abuse detection, and regulatory compliance
- Trade surveillance systems (eg, Bloomberg, Trade Surveillance Platforms)
- Analytical skills: pattern recognition, anomaly detection, data analysis, risk mitigation
- User Acceptance Testing (UAT): Designing and executing test cases for surveillance models, and compliance tools to ensure operational functionality
Certification
Capital Markets Immersion: A Financial Markets Introduction, Starweaver Instructor Team, Capital Markets, Financial Markets, Financial Risk, Financial Math, Yield Curves, Derivatives, Swaps, Options
Timeline
Compliance Surveillance Analyst
Citicorp Services India Private Limited
02.2023 - Current
Trust and Safety Associate
Accenture Solutions Private Limited
01.2021 - 02.2023
Bachelor of Technology - Civil Engineering
College of Engineering Pune
HSC - Science
Jawahar Navodaya Vidyalaya
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