With over Seven years of exemplary expertise in the Financial Services sector, i demonstrate proficiency in financial analysis, Transfer Agency, and reconciliation. Actively seeking a remarkable opportunity within a prestigious organization, where i can leverage my skills to propel the team and company's success and my own professional advancement.
Overview
7
7
years of professional experience
5
5
years of post-secondary education
3
3
Languages
Work History
SS&C Fintech Services India Private Limited
Specialist-Financial Services Operations (SC3)
10.2022 - Current
Investor Onboarding and Maintenance: Handled investor onboarding by processing account openings, KYC documentation, and investor data maintenance in line with regulatory and internal compliance standards.
Transaction Processing: Processed subscriptions, redemptions, switches, and systematic transactions (STPs/SWPs) accurately and within cut-off times to ensure timely NAV allocation.
Private Equity : Managed the end-to-end investor lifecycle, from onboarding to capital calls and distributions, for a portfolio of private equity funds.
Executed and reconciled a high volume of capital calls and distributions for multiple private equity projects.
Produced and delivered accurate and timely investor reports, including quarterly capital statements.
Acted as a key point of contact for investors, addressing all inquiries related to their private equity fund participation.
Maintained and updated investor records and capital account statements using industry-specific software like eFront or Investran.
Client Servicing and Query Resolution: Acted as the primary point of contact for investors, distributors, and internal teams; responded to queries related to account statements, transaction status, and fund performance.
Payment Processing: Ensured accurate and timely processing of payments, including dividends and redemption proceeds, to investor accounts.
Stale Cheque Management: Handled reissuance or cancellation of stale cheques upon investor requests, ensuring compliance with fund policies and regulatory guidelines.
End-to-End Mutual Fund Operations: Managed comprehensive activities related to mutual funds, including account setup, maintenance, and closure for new and existing investors.
Investor Tax Documentation and Compliance: Handled investor tax documentation, including collection and validation of FATCA, CRS, and other tax-related forms as per regulatory requirements; ensured accurate tax status classification and reporting.
AML process: Conducted thorough AML/KYC due diligence on new investors, ensuring compliance with global regulatory standards. Oversaw investor onboarding and KYC/AML compliance for new private equity funds and investments.
Reconciliation Activities: Performed daily and monthly cash and position reconciliations between fund records and custodian statements to ensure data accuracy and integrity.
Break Resolution: Investigated and resolved cash and stock reconciliation breaks, identifying root causes and implementing process improvements to minimize future discrepancies.
OTR Report Reconciliation: Reconciled OTR reports to ensure accuracy and compliance with accounting guidelines.
Contract Note Generation: Prepare and generate contract notes with NAV details in alignment with client requests.
Analyst
Wipro Ltd.
03.2021 - 10.2022
Performed all activities from Client On-Boarding To Off-boarding.
Processed tasks by updating information and opening shareholder accounts for individuals, joint accounts, corporates, and trusts.
Placed fund purchases in corporate or individual accounts.
Managed trade settlements effectively.
Transferred or exchanged funds as per client and dealer requests.
Handled backdated purchases, transfers, redemptions, and exchanges as requested by clients.
Performed quality checks for both financial and non-financial tasks.
Effectively contributed to meeting all company needs and requirements during the RESP season.
Updated clients' banking details upon request to facilitate trades.
Made non-financial changes in existing accounts.
Managed systematic plans such as PAC (Preauthorized Cheque) and SWP (Systematic Withdrawal Plan).
Oversaw daily closures (EOD) and ensured all activities were completed in alignment with SLAs.
Associate
STATE STREET SYNTEL SERVICES PVT LTD.
05.2018 - 04.2020
Part of the Transfer Agency (TA) vertical.
Processed international mutual fund trades for various management companies based in Ireland.
Worked on Net Asset Value (NAV) and processed trades with NAV calculations.
Processed applications for overseas clients and maintained their personal and financial records.
Performed four types of transactions: purchase, redemption, exchange, and transfer.
Managed trade cycles efficiently.
Monitored ETA, reconciled data, and identified reasons for SWIFT rejections.
Sent ETA reports to production and registration teams for review.
Operated platforms like EMX, Euroclear, and Calastone for trade booking.
Processed manual payments accurately.
Prepared end-of-day (EOD) reports.
Ensured timely and accurate service delivery to clients as per the service-level agreement (SLA).
Reviewed and updated Standard Operating Procedures (SOP).
Adhered to data security and code of conduct standards.
Education
PGDBM-BFM -
NMIMS University
01.2022 - 01.2024
BACHELOR OF MANAGEMENT STUDIES - FINANCE
Mumbai University
01.2016 - 01.2017
HSC - undefined
Maharashtra State Board
01.2013 - 01.2014
SSC - undefined
Maharashtra State Board
01.2011 - 01.2012
Skills
MS-CIT
Accomplishments
Champ Award – Atos Syntel, 2018
Shimer Award – Wipro, 2021
Performance Awards – SS&C (Feb 2023, Aug 2023, Oct 2023, Mar 2024, Feb 2025)
SPOT Awards – SS&C (Nov 2023, Jun 2024, Aug 2024, Sep 2024)
Above & Beyond Awards – SS&C (Jan 2024, Mar 2025)
Place
Mumbai
Declaration
I hereby declare that the information provided above is true and correct to the best of my knowledge and belief. I take full responsibility for the accuracy of the details mentioned.
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