Summary
Overview
Work History
Education
Skills
Accomplishments
Place
Declaration
Timeline
Manager

Akshay Dattaram Surve

Specialist-Financial Services Operations
Kalyan,MH

Summary

With over Seven years of exemplary expertise in the Financial Services sector, i demonstrate proficiency in financial analysis, Transfer Agency, and reconciliation. Actively seeking a remarkable opportunity within a prestigious organization, where i can leverage my skills to propel the team and company's success and my own professional advancement.

Overview

7
7
years of professional experience
5
5
years of post-secondary education
3
3
Languages

Work History

SS&C Fintech Services India Private Limited

Specialist-Financial Services Operations (SC3)
10.2022 - Current
  • Investor Onboarding and Maintenance: Handled investor onboarding by processing account openings, KYC documentation, and investor data maintenance in line with regulatory and internal compliance standards.
  • Transaction Processing: Processed subscriptions, redemptions, switches, and systematic transactions (STPs/SWPs) accurately and within cut-off times to ensure timely NAV allocation.
  • Private Equity : Managed the end-to-end investor lifecycle, from onboarding to capital calls and distributions, for a portfolio of private equity funds.
  • Executed and reconciled a high volume of capital calls and distributions for multiple private equity projects.
  • Produced and delivered accurate and timely investor reports, including quarterly capital statements.
  • Acted as a key point of contact for investors, addressing all inquiries related to their private equity fund participation.
  • Maintained and updated investor records and capital account statements using industry-specific software like eFront or Investran.
  • Client Servicing and Query Resolution: Acted as the primary point of contact for investors, distributors, and internal teams; responded to queries related to account statements, transaction status, and fund performance.
  • Payment Processing: Ensured accurate and timely processing of payments, including dividends and redemption proceeds, to investor accounts.
  • Stale Cheque Management: Handled reissuance or cancellation of stale cheques upon investor requests, ensuring compliance with fund policies and regulatory guidelines.
  • End-to-End Mutual Fund Operations: Managed comprehensive activities related to mutual funds, including account setup, maintenance, and closure for new and existing investors.
  • Investor Tax Documentation and Compliance: Handled investor tax documentation, including collection and validation of FATCA, CRS, and other tax-related forms as per regulatory requirements; ensured accurate tax status classification and reporting.
  • AML process: Conducted thorough AML/KYC due diligence on new investors, ensuring compliance with global regulatory standards. Oversaw investor onboarding and KYC/AML compliance for new private equity funds and investments.
  • Reconciliation Activities: Performed daily and monthly cash and position reconciliations between fund records and custodian statements to ensure data accuracy and integrity.
  • Break Resolution: Investigated and resolved cash and stock reconciliation breaks, identifying root causes and implementing process improvements to minimize future discrepancies.
  • OTR Report Reconciliation: Reconciled OTR reports to ensure accuracy and compliance with accounting guidelines.
  • Contract Note Generation: Prepare and generate contract notes with NAV details in alignment with client requests.

Analyst

Wipro Ltd.
03.2021 - 10.2022
  • Performed all activities from Client On-Boarding To Off-boarding.
  • Processed tasks by updating information and opening shareholder accounts for individuals, joint accounts, corporates, and trusts.
  • Placed fund purchases in corporate or individual accounts.
  • Managed trade settlements effectively.
  • Transferred or exchanged funds as per client and dealer requests.
  • Handled backdated purchases, transfers, redemptions, and exchanges as requested by clients.
  • Performed quality checks for both financial and non-financial tasks.
  • Effectively contributed to meeting all company needs and requirements during the RESP season.
  • Updated clients' banking details upon request to facilitate trades.
  • Made non-financial changes in existing accounts.
  • Managed systematic plans such as PAC (Preauthorized Cheque) and SWP (Systematic Withdrawal Plan).
  • Oversaw daily closures (EOD) and ensured all activities were completed in alignment with SLAs.

Associate

STATE STREET SYNTEL SERVICES PVT LTD.
05.2018 - 04.2020
  • Part of the Transfer Agency (TA) vertical.
  • Processed international mutual fund trades for various management companies based in Ireland.
  • Worked on Net Asset Value (NAV) and processed trades with NAV calculations.
  • Processed applications for overseas clients and maintained their personal and financial records.
  • Performed four types of transactions: purchase, redemption, exchange, and transfer.
  • Managed trade cycles efficiently.
  • Monitored ETA, reconciled data, and identified reasons for SWIFT rejections.
  • Sent ETA reports to production and registration teams for review.
  • Operated platforms like EMX, Euroclear, and Calastone for trade booking.
  • Processed manual payments accurately.
  • Prepared end-of-day (EOD) reports.
  • Ensured timely and accurate service delivery to clients as per the service-level agreement (SLA).
  • Reviewed and updated Standard Operating Procedures (SOP).
  • Adhered to data security and code of conduct standards.

Education

PGDBM-BFM -

NMIMS University
01.2022 - 01.2024

BACHELOR OF MANAGEMENT STUDIES - FINANCE

Mumbai University
01.2016 - 01.2017

HSC - undefined

Maharashtra State Board
01.2013 - 01.2014

SSC - undefined

Maharashtra State Board
01.2011 - 01.2012

Skills

MS-CIT

Accomplishments

  • Champ Award – Atos Syntel, 2018
  • Shimer Award – Wipro, 2021
  • Performance Awards – SS&C (Feb 2023, Aug 2023, Oct 2023, Mar 2024, Feb 2025)
  • SPOT Awards – SS&C (Nov 2023, Jun 2024, Aug 2024, Sep 2024)
  • Above & Beyond Awards – SS&C (Jan 2024, Mar 2025)

Place

Mumbai

Declaration

I hereby declare that the information provided above is true and correct to the best of my knowledge and belief. I take full responsibility for the accuracy of the details mentioned.

Timeline

SS&C Fintech Services India Private Limited

Specialist-Financial Services Operations (SC3)
10.2022 - Current

PGDBM-BFM -

NMIMS University
01.2022 - 01.2024

Analyst

Wipro Ltd.
03.2021 - 10.2022

Associate

STATE STREET SYNTEL SERVICES PVT LTD.
05.2018 - 04.2020

BACHELOR OF MANAGEMENT STUDIES - FINANCE

Mumbai University
01.2016 - 01.2017

HSC - undefined

Maharashtra State Board
01.2013 - 01.2014

SSC - undefined

Maharashtra State Board
01.2011 - 01.2012
Akshay Dattaram SurveSpecialist-Financial Services Operations