Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Jeevan Mali

Thane

Summary

Adept at identifying and investigating suspicious financial activities, I leveraged COMPASS and advanced analysis techniques at Kotak Mahindra Bank to enhance AML compliance. My expertise in data analysis and high-risk account reviews, coupled with a proactive approach, significantly improved transaction monitoring efficiency. My strong analytical skills and attention to detail ensure meticulous investigations, contributing to a robust financial crime prevention framework.

Overview

5
5
years of professional experience
1
1
Certification

Work History

AML Analyst

YES Bank
Airoli
03.2025 - Current
  • Conducted CASA (Current Account Savings Account) monitoring to identify suspicious transactions.
  • Use AMLOCK software and tools to track and analyze transaction patterns.
  • Prepared and filed Suspicious Transaction Reports (STRs) by regulatory requirements, ensuring timely and accurate reporting of suspicious activities.
  • Performed regular reviews of customer accounts for any unusual or suspicious activity.
  • Assessed customer risk profiles to determine the appropriate level of due diligence required.
  • Enhanced operations by conducting quarterly reviews of financial and performance data.
  • Maintained up-to-date knowledge of current AML trends, regulations, and best practices.
  • Investigated alerts generated by the bank's internal systems related to money laundering activities.

Deputy Manager

Kotak Mahindra Bank
Mumbai
12.2021 - 02.2025
  • Continuously monitor transactions to detect suspicious activities or transactions that might indicate money laundering or other financial crimes.
  • Use COMPASS software and tools to track and analyze transaction patterns.
  • Conduct detailed investigations of flagged transactions.
  • Raise alerts to Branches/Concerned teams for KYC, Customer Due Diligence, And Re-profiling.
  • Gather and analyze data to determine the nature of the suspicious activity.
  • Updating names in the negative database as and when applicable.
  • Maintaining reports based on the Election Commission of India from candidates' affidavits.
  • Stay updated with changes in AML regulations and ensure the organization's practices are aligned.
  • Ability to prepare comprehensive suspicious activity reports with detailed transaction narratives.

Audit Executive

Janaswamy Associates / Arun Shankar Associate CA Firm At Standard Chartered Bank
Bandra
02.2020 - 12.2021
  • Verification of Import And Export Transaction
  • Verification of BG Clauses, Letter of Credit
  • Emailing the Queries and Proportion of the Audit Report
  • Checking Documents of Import and Export

Education

Master in Commerce - Advance Accountancy

University Of Mumbai
Mumbai
05.2021

Bachelor of Commerce (B.Comm.) - Accounting and Finance

University Of Mumbai
Mumbai
05.2019

Skills

  • Transaction monitoring
  • Data collection and analysis
  • High-risk account reviews
  • Familiarity with KYC, CDD, and EDD
  • Proficiency with AML transaction monitoring systems, such as COMPASS
  • Knowledge of data cleansing and pattern detection
  • Investigate alerts and determine whether they warrant further escalation
  • Differentiate between legitimate and suspicious activities
  • Customer due diligence
  • Risk assessment
  • Case investigation
  • Compliance reporting

Certification

Anti- Money Laundering And Know Your Customer, 2022, Indian Institute Of Banking And Finance

Timeline

AML Analyst

YES Bank
03.2025 - Current

Deputy Manager

Kotak Mahindra Bank
12.2021 - 02.2025

Audit Executive

Janaswamy Associates / Arun Shankar Associate CA Firm At Standard Chartered Bank
02.2020 - 12.2021

Master in Commerce - Advance Accountancy

University Of Mumbai

Bachelor of Commerce (B.Comm.) - Accounting and Finance

University Of Mumbai

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Jeevan Mali