Amit Sawant

• Collection and analysis of data received from banks before submission to RBI.
• Develop and implement policies and procedures to ensure compliance with applicable laws and regulations.
• Conduct regular audits and assessments to identify potential compliance risks and implement corrective actions.
• Prepare detailed reports for senior management and regulatory bodies, as required.
• Monitor and interpret regulatory changes, ensuring timely and effective communication to relevant stakeholders.

• Implementation of regulatory mandates (RBI/ NPCI/SLBC/DFS/Meity).
• Completely handling UPI and CBDC product - Compliance and regulatory reporting's.
• Study NPCI circulars for UPI and make sure changes get implement in bank.
• Engagement with regulatory authorities/ franchise/ vendors on audit and compliance points. Ensuring regulatory submission within timeline.
• Process notes revision in-line with regulatory circular and mandates.
• Ensuring audit open points to be tracked and closed within specified timeline with no repeat observation.
• Creation of process notes and document on data requirement from regulatory authorities.
• Publishing monthly/ Quarterly/ Annual updates to senior management.

• Handling span of around 1200 associates for Citi bank process.
• Proactively identified and assessed potential areas of compliance vulnerability and risk, leading to development and implementation of corrective action plans.
• Streamlined regulatory, strategic, and operational processes to ensure compliance and meet critical deadlines, contributing to improved overall performance.
• Demonstrated accountability for conducting audits in various units, including RCSA, spot checks and leave audits.
• Independently managed reporting of Management Information System.

Achievement

Project :- Received Contextual Masters Certificate- Helping more than 800 associates to make their system compliant during WFH.

• Effectively managed customer queries, both from residents and non-residents, through phone calls, providing assistance and guidance on various investment options such as mutual funds, insurance, equity, and other banking-related transactions.
• Played key role in supporting and mentoring new team members, aiding their understanding of new products, services, and systems, thus enabling them to work efficiently and effectively.

• Personal Loan Department