A Mohamed Inham Hassan
Chennai
Summary
With over years of experience as a seasoned Lead, I am actively seeking a dynamic role that offers challenging opportunities. Throughout my career, I have demonstrated a strategic approach to leading teams and driving organizational success with finesse. My expertise includes expertly managing and coordinating team efforts, as well as executing strategies that deliver exceptional results.
Overview
12
12
years of professional experience
1
1
Certification
Work History
LEAD
SOCIÉTÉ GENERALE
CHENNAI
06.2019 - Current
- Performing periodic KYC reviews for high, med-high, mid-low, and low risk entities across financial institutions, corporate, private companies, and government bodies for Asia, EMEA, and AMER regions, ensuring country regulatory adherence.
- Analyze Customer Due Diligence (CDD) documents to discern business nature, account purpose, fund sources, and beneficial owners, ensuring compliance with KYC and AML standards.
- Conduct standard negative news screening through Dow jones screening app & performing FORCES search on background checks, utilizing AML-approved databases and varied sources, while mitigating negative news as per Regulatory and FATF Recommendation guidelines.
- Maintain client KYC profiles to global standards, updating CDD/EDD requirements, performing due diligence, and aligning client documentation with corporate-level requirements.
- Facilitate team with management reports, engage in client document follow-ups, conduct employee training, and secure compliance approvals on a case-by- case basis, enhancing overall compliance efficiency.
- Led a team of 9 employees, coordinating and delegating tasks effectively to maximize productivity and meet project dead lines.
- Attendance management & allocating shifts based on operational support.
- Managed and coordinated KYC projects, overseeing timelines, resources, and deliverables.
- Leveraged technology to enhance KYC processes, including the adoption of automation tools or advanced systems.
- Implemented data-driven decision making, leading to more informed marketing choices based on key performance metrics.
- Streamlined KYC operations by implementing efficient processes and systems through dashboard automation.
- Spearheaded a team, by overseeing project timelines and deliverables, resulting increase in productivity on 23 'campaign.
- Implemented innovative strategies to stream line workflows through creative SOP, resulting reduction in costs and improvement in overall efficiency.
- Stayed Current with changes in regulatory requirements, adapting processes to maintain compliance.
- Conducted regular training sessions for team members to enhance their understanding of evolving KYC regulations.
- Effectively communicated KYC policies and updates to team members, ensuring a clear understanding of expectations.
- Conducted risk assessments on high- profile clients, implementing risk mitigation strategies to ensure compliance.
- Effectively communicated KYC policies, updates, and expectations to team members and relevant stakeholders.
- Collaborated with internal and external stakeholders, to facilitate clear communication on compliance & subject matters.
- Effectively accelerate team to participate in CSR & other activities.
TEAM LEADER
J.P.Morgan Services India Pvt Ltd
BANGALORE
01.2018 - 06.2019
- Spearheaded the USPA312 project, ensuring full compliance with U.S
- Regulations
- Managed MIS and Mainstream Reports for optimal project oversight
- Provided expert support to team, facilitating clear communication with governance
- Updated FAQs and policies to reflect the latest regulatory standards
- Performed detailed case analyses to ensure thorough case reviews
- Maintained case accuracy with regular updates and verifications on SharePoint
- Facilitated calls with Onshore teams, leveraging FAQs and a comprehensive Issue Log for efficient problem-solving.
Senior Process executive
Cognizant Technology solution
Chennai
01.2016 - 03.2018
- Supporting ASIA regions in the periodic KYC reviews for Mid-Low and Low risk counterparties includes Financial Institutions, Corporate, Private Companies, Government bodies
- Reviewing CDD documents to identify the nature of business of a customer, purpose of account, source of funds and beneficial owners etc
- Looking up for client information from AML Compliance approved websites and others (i.e
- Registries, Lexis Nexis, Bankers Almanac, Company websites, Government websites etc.) Performing standard background checks (Open Public Search) and additional background check (through Lexis/World Check) for all clients through web based public search
- Review client documents and ensure conformity to KYC and AML standards
- Identify risk and recommend changes to reduce overall risk
- Liaising with Business Lines (BL) for missing KYC requirements and collect other mandatory information as prescribed by AML/Local regulation and guidelines
- Checking whether the client has any direct or indirect dealings with sanction countries
- Reviewing existing clients on a periodic basis to ensure they are in-line with Anti Money Laundering Compliance standards
- Mitigating negative news based on the Regulatory and FATF guidelines
- Escalating to Compliance team if client has any negative news or sanction dealings which cannot be mitigated as per regulatory guidelines
- Update KYC profiles in accordance with the company Global Standards, which includes completion of CDD (Customer Due Diligence) template, undertaking due diligence and obtaining documents as required from the client / Relationship Manager (RM) in corporate level
- Supporting team with Management information reports & data analysis on status movement
- Chasing clients & Sales(PCRU) for the documentation
- Training employees by conducting refresh session as per the policy update
- Getting compliance approval on case based scenario.
Analyst
HCL Technologies
Chennai
07.2012 - 10.2014
- Worked as AML & KYC (Know Your Customer) analyst with compliance in HCL for the client Deutsche Bank for 3 years
- Analyzing the wholesale clients financial statements for MIFID Classification
- Complete KYC for the Financial & Non-Financial organization client as wholesale test
- Dividing the client (Entities) as per the different regulatory procedures of (AUS, NZ, UK, USA, France, Japan, India, Etc) as Listed, Private, Regulated, SPV, Fund, Etc
- Analyzing Exact & current sales for the client (Entities)
- Checking the last trade for the client & execution
- Analyzing the global products & Extending the products to various regions & locations to overcome the risk of regulatory act
- -OTC Derivative (Over the Counter) -GCD (Global Credit Derivatives) -FX Cash -FX Option -Prime Brokerage -Money Markets -Loan Trading -Cash Equities -Equity Swaps Note: Worked in clients offshore for 6-Months for the new application adoption
- JOB Description: Understanding the financial regulatory bodies requirements, AML compliance policies and procedures, US patriot ACT and DODD FRANK (DF) policies, RRM Risk Rating Method (risk based approach), CDD Client Due Diligence and EDD Enhanced due Diligence approach.
Education
Computer science -
The New College
Chennai, Tamil Nadu, INDIA07.2012
Higher secondary -
St.Thomas.Mat.Hr.Sec.School
Chennai, Tamil Nadu, INDIA07.2009
Secondary -
St.Marys.A.I.Hr.Sec.School
Chennai, Tamil Nadu, INDIA06.2007
Skills
- Macros (excel)
- Dashboard preparation
- Power BI-Presentation
- Data analysis (excel)
- PPT & Word (MS)
- Campaign tracking
- Campaign Management
- Project Management
Certification
- ICA Advanced Certificate in Practical CDD C11, International Compliance Association,
- CERTIFICATION IN DATA SCIENCE, 360digitmg.
Awards
- Best Research analyst, HCL technologies.
- Best Trainer, HCL Technologies.
- Star of the Quarter, Societe Generale.
Hobbies and Interests
- Reading
- Music
- Googling
- Surfing global news
Personal Information
- Date of Birth: 03/05/90
- Nationality: INDIAN
- Marital status: Married
Languages
English
First Language
Tamil
Proficient (C2)
C2
Disclaimer
I hereby declare that all the details furnished above are true to the best of my knowledge and belief.
Timeline
LEAD
SOCIÉTÉ GENERALE
06.2019 - Current
TEAM LEADER
J.P.Morgan Services India Pvt Ltd
01.2018 - 06.2019
Senior Process executive
Cognizant Technology solution
01.2016 - 03.2018
Analyst
HCL Technologies
07.2012 - 10.2014
Computer science -
The New College
Higher secondary -
St.Thomas.Mat.Hr.Sec.School
Secondary -
St.Marys.A.I.Hr.Sec.School
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