Anantha Krishna Chary Ragi

➢ Lead third-party risk assessments for all new and existing vendors, ensuring that vendor relationships align with the organization's risk appetite and compliance requirements. Supporting US team to deliver the complete Life Cycle Management of Third Party Risk Assessment through a tool called Process Unity(Creating and managing Vendor profile, Inherent Risk Questionnaire, Due Diligence). Wells versed with Archer tool.

➢ Third Party Risk Assessment: - Responsible for managing Relationship and Engagement of Third Party /Vendor from Onboarding to disengaging. Responsible for all the Risk Assessment in SupplierManagement Third Party Life cycle in Process Unity and Archer Platform

➢ Team lead -Handle a team of 6 consultants and perform assessment reviews on the team and monitor the team's performance and presenting the evaluation for appraisal review.

➢ Third Party Risk Monitoring: - Monitoring Risk through negative news monitoring and making note of its material impact to WF relationship with Vendor, communicating and escalating same to Relationship Managers in timely manner.

➢ Information Security Consultations – Updating Information Security Risk assessments in Archer in consultation with Infosec Team as Enterprise Application Security Program (EASP) policy, processes, and standards. Making sure the information security management system conforms to the requirements of the Technology Third Party Governance

➢ Privacy Assessments – Adept with Privacy Risk Assessments, DPIA, Data Management Life cycle

➢ Maintain up-to-date knowledge of regulations (GDPR, SOC 2, ISO 27001 etc.) and industry best practices to ensure compliance across third-party relationships.

➢ Stakeholder Management – Managing multiple stakeholders related to all Risk Domains who include Engagement Managers, Privacy leaders, Business initiative leaders

➢ Ensure all the data fields in Process Unity are updated with accurate information

➢ Update/Review IRQ and Profile periodically

➢ Liaise with Compliance Consultant, Information Security Officer, AB&C and other applicable teams for assistance & approvals where it is necessary.

➢ Identifying the changes of the contract and inform the EM’S and the SME’S to perform the required assessments such as Information security, BCP, Background check to place the required controls by providing the guidelines and assessment tools.

➢ Coordinating with the SME’S to fix the timelines and check points to access the efficiency of controls.

➢ Ensure timely tracking of vendor alerts reported from Google Alerts and Acara for moderate and high risk TPSP's

➢ Supporting US team to deliver the complete Life Cycle Management of Third Party Risk Assessment through a tool called Process Unity(Creating and managing Vendor profile, Inherent Risk Questionnaire, Due Diligence). Wells versed with Archer tool.

➢ Performing Third Party Due Diligence on various third parties and product types associated with the client. Performing KYC checks on various client types

➢ Quality and Risk analysis on different entity types

➢ Conducting thorough due diligence on client's transactions and reporting risk summary

➢ Conducted trainings and mentored team members to promote productivity, accuracy and commitment to friendly service

➢ Performed periodic reviews and reports on clients to comply with rules, regulatory/non regulatory and KYC requirements for prospective and existing customers

➢ Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review

➢ Worked on different entity types and comfortable with related procedures

➢ Handling front office on the behalf of the team on the status of daily KYC checks

➢ Handling and mentoring a team of 5 members.

• Quality and Risk Management
• Review the engagements of potential clients in search of any conflicts, independence risk and report preparation.
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• Perform checks in Deloitte’s internal databases to identify the relationships Deloitte have with the potential clients and their significant shareholders, Compliance checks new Audit engagements
• Perform KYC (Know Your Customer) checks on potential client entities, and due diligence on existing clients in internal databases for potential risks associated with firm’s engagements
• Interacting with the client facing teams to understand the scope of services, parties involved and advise accordingly before proceeding with the engagement ensuring the organization is free from conflicts
• Identifying and creating risk alerts related to global sanctions by liaising with the Service Line Risk Leaders
• Interact with Independence and Conflict teams across all Deloitte member firms worldwide to apply firm-wide regulatory policies
• On-going liaison with Partners in analyzing risk related matters and advising safeguards to mitigate the risk posed in client and engagement acceptance

• Valuation of private companies using relative valuation methods (P/E ratio & P/S ratio); Valuation of real estate and other alternative investment assets such as art, hedge funds, private equity investments etc.
• Designing dossiers on HNWIs