Anees Shaikh

Working as Senior Associate at Global Network Management Managing the Front to back custody Account Opening and Closing Projects in Global Market

Adapting the lean culture for operational efficiency

Experienced in CTB ( Change the bank) Planning on Automation, listing down steps of change and presenting it to the senior management for sign off

Raising Jira in workflow liaising with IT on codings doing UAT testing to checks in fails. Taking the final sign off from the stakeholder before implementing in production.

Doing monthly account reconciliation to check the breaks and Dormancy of the accounts by liaising with agent bank.

Currently managing a team, giving training evaluating them and giving feedbacks on their performance. Setting up the benchmark of their performance.

Worked on Brazil Migration project. RFP transition from ITAU bank to CITI bank.

Worked on India FPI Migration project of KYC remediation for prime brokerage clients

Performing Approvals and relation to bank account opening process.

Posting Daily/Weekly calls to review account opening and closing request with both Internal stakeholders and external stakeholders

Understanding the regulatory requirement in relation to account opening and closing (KYC, AML, Due Diligence)

Experience in Brexit project migrating the accounts new entity and liaising with different teams on testing.

Developing current and in-depth knowledge of Global Market, account opening requirements

and pre-investment information.

Keeping regular weekly calls with IT to review the projects that can be automated and implemented.

Doing supervisory checks on Swift messages(MT599, MT299) and approving them.

Creating RMA relationship with the Bank to send MT599 swift messages and to check daily swifts are active for statements

Insuring the Continued adherence against agreed SLA’s

Handling the Timely Escalations from the client

and keeping managers updated on progress.

Experienceed Client Specialist Analyst for Private Banking & High Net worth Client in

Asset Management Operations.

Worked for Singapore Migration Project of Asia

KYC Compliance (Know your Customer) periodic review and renewals from Data Collection to Compose stage & SOW Check (Source of Wealth) & coordinating

with Document Review Team, Quality Check Team & AML Compliance Team (Anti –money Laundering) for Asian Private Banking Clients

(Singapore, Malaysia, Hong Kong, Indonesia & Dubai NRI’s)

Migrated Project of ACT (Account Control Team) for Private Banking Clients from Account Closure (Cash & securities, Capitalizing Closure Interest & Blocking & Unblocking Accounts for Trading

Purpose, opening of IM Accounts (Investment management Accounts) & SDI Accounts

(Self-Direct Investment), Tax forms W8BEN and BENE.

Worked in Client Information Department for U.S Clients.

Work in Reference Data team under Private banking.

Timely Escalation of all Issue & Concern. Monitoring queues and email on a regular basis.

Worked with U.S Internal client and External vendor to ensure the request submitted is completed within timeline with utmost Client Satisfaction.

Worked on CTB Project of to automate Laser and Paper Checks for New Order and Re-orders for the Clients.

Worked in Morgan Online Department to Link and Delink Accounts and Creating user ID for Online Transactions for Private Banking Clients