ANIRUDDH SHUKLA
Navi Mumbai
Summary
To fully explore my knowledge and skills in a conductive environment for attaining the goal of the organization, by constantly updating my knowledge & skills accordingly. Versatile Business Operations Specialist with background in optimizing operational processes and implementing effective business solutions. Skilled in project management, strategic planning, and process improvement, consistently delivering results that drive efficiency and reduce costs. Strong analytical abilities and problem-solving skills contribute to successful project outcomes and positive impacts on overall business performance.
Overview
19
19
years of professional experience
Work History
Team Lead – Market Operations
Metropolitan Stock Exchange India Ltd.
06.2024 - Current
- Handling daily operational activities related to Equity, Equity Derivatives, and Currency Derivatives segments.
- Managing and ensuring smooth trading operations, including the Beginning of Day (BOD) and the End of Day (EOD).
- Strong interpersonal skills, with the ability to build and maintain strong relationships with stakeholders.
- Demonstrated strong analytical and problem-solving skills to identify and address challenges.
- Experience in project planning, execution, and monitoring.
- Successfully managed complex projects with significant budgets and timelines.
- Led and mentored the team.
- Resolved team conflicts and fostered a positive, collaborative work environment.
- Experience in hiring, onboarding, developing, and motivating top talent.
- Developed and implemented innovative solutions to drive business growth.
- Ensured compliance with company policies and procedures throughout the team.
- Resolved escalated customer complaints or queries promptly and efficiently.
- Demonstrated strong problem-solving skills, resolving issues efficiently and effectively.
- Conducted performance appraisals for team members, providing feedback and identifying areas of improvement.
- Evaluated needs of departments and delegated tasks to optimize overall production.
- Coordinated daily operations, ensuring team adherence to company policies and procedures.
- Provided support to junior staff during peak periods of workloads.
- Maintained open lines of communication with senior management, reporting team progress and challenges.
- Set specific goals for projects to measure progress and evaluate end results.
- Delegated tasks appropriately according to individual skill sets.
- Identified opportunities for process improvements, implementing changes when required.
- Championed the adoption of new technologies to improve team productivity and service delivery.
- Monitored team workload to prevent burnout and ensure equitable task distribution.
- Analyzed key performance indicators to identify effective strategies.
- Assigned projects and distributed tasks to team members as per area of expertise.
Senior Manager - Operations (RMS)
5paisa Capital Ltd.
12.2022 - 06.2024
- Handling daily market operation activities related to risk and surveillance.
- Managing and ensuring smooth trading operations, including the Beginning of Day (BOD) and End of Day (EOD) activities on TT Surveillance (in-house), XTS, and Nest Admin for equity, equity derivatives, commodity derivatives, and currency derivatives.
- Monitoring and optimizing margin utilization on the NSE and MCX portal.
- Preparation of daily follow-up reports. (Aging Debits, F&O Shortages, Portfolio at Risk)
- Performing daily risk-based activities such as GHVC, F&O shortages, ageing debits, and T5 debit square off.
- Monitoring of the client’s portfolio and MTF position.
- Monitoring of net worth-based risk square-off of clients.
- Creation of Neat and CTCL IDs on the exchange portal.
- Authorizing CUSA and fund payout.
- Monitoring of corporate actions, buybacks, OFS, and updating accordingly on TT surveillance.
- Handling of IBBS and NSE-eIPO portal for uploading a bulk file of clients' bids.
- Testing of the new product on UAT, and implementation of the same in production.
- Follow up with developers to ensure the implementation of regulatory changes and the enhancement of risk management in the front office.
- Liaison with the internal legal team to resolve their query related to the client’s grievance.
- Liaison with internal auditors, external auditors, and concurrent auditors with respect to their audit reports.
- Preparing and reporting the daily allocation of client collateral on exchanges (NSE, MCX).
- Supervising and mentoring the risk team to ensure the completion of daily activities and the implementation of processes.
- Supervising daily activities and optimizing processes to ensure optimal use of resources.
- Ensuring adherence to the required service level standards for various clients' queries related to market operations.
- Managed crisis situations, implementing contingency plans to minimize impact on operations.
- Planned and led team meetings to review business results and communicate new and ongoing priorities.
- Established and maintained relationships with key stakeholders to support business objectives.
- Remained calm and professional in stressful circumstances and effectively diffused tense situations.
- Monitored compliance with industry regulations and company policies to mitigate risk.
- Identified areas of improvement within existing operations through process analysis and benchmarking studies.
Senior Manager - Equity Operations (RMS)
Centrum Broking Ltd.
04.2021 - 11.2022
- Handling daily market operation activities related to risk and surveillance.
- Managing and ensuring smooth trading operations, including Beginning of Day (BOD) and End of Day (EOD) activities on ODIN and Hawkeye.
- Uploading of the client’s limits and holdings on ODIN.
- Monitoring and optimizing margin utilization.
- Supervising the daily activities of branches and sub-brokers for a smooth flow of market operations.
- Monitoring margin requirements of the organization, as well as the client’s.
- Responsible for tracking, monitoring, and analyzing the portfolio.
- Regular reporting of MIS to senior management, such as aging reports and debit reports.
- Supervising and mentoring the risk team to ensure efficient implementation of processes.
- Performing the daily pay-in and pay-out of funds, and the settlement of securities for the client.
- Liaison with internal auditors, external auditors, and concurrent auditors with respect to their audit reports.
- Responsible for script profiling, client profiling, periodic flushing.
- Testing and implementation of a new product.
- Liaison with the software vendor for changes/enhancements in the risk management system.
- Liaison with the business to understand the business requirements and recommend changes in policies and processes to support the business.
- Resolving all audit-related queries for the department.
- Daily reporting of the allocation of client collateral on NMASS.
- Representing the team in various internal and external meetings related to new development.
- Managed crisis situations, implementing contingency plans to minimize impact on operations.
- Identified and pursued new business opportunities to expand market presence and revenue streams.
- Led cross-functional teams to achieve project milestones, ensuring collaboration and efficiency.
- Monitored compliance with industry regulations and company policies to mitigate risk.
- Mediated conflicts between employees and facilitated effective resolutions to disputes.
- Negotiated contracts with vendors to secure favorable terms and pricing.
- Resolved customer inquiries and complaints requiring management-level escalation.
- Oversaw talent acquisition, training, and development programs to build high-performing teams.
- Developed and implemented strategies to improve operational efficiency, reduce costs, and increase productivity.
- Remained calm and professional in stressful circumstances and effectively diffused tense situations.
- Established and maintained relationships with key stakeholders to support business objectives.
- Implemented process improvements to increase operational efficiency and reduce costs.
- Participated in recruitment initiatives by interviewing potential candidates and selecting suitable hires.
- Coordinated with IT department to implement new technologies and systems enhancements.
Associate Vice President & Head – RMS & Operations
Lalkar Securities Pvt Ltd.
07.2010 - 04.2021
- Overseeing overall market activities.
- Managing and ensuring all day-to-day activities at the head office.
- Managing and ensuring all BOD and EOD activities for the trading platform.
- Managing daily operational activities of the broking.
- Managing the daily activities of branches for a smooth flow of market operations.
- Risk management operations for equity, equity derivatives, commodity derivatives, and currency derivatives for retail, HNI, and institutional clients.
- Experienced in handling BSE, NSE, NSE F&O, MCX, NCDEX, and MCX-SX admin terminals, and setting limits for branches and sub-branches.
- Monitoring and setting the CTCL limit as per the standard risk policy.
- Monitoring margin requirements of the organization, as well as the client’s.
- Monitoring the open positions at the member level and the client level.
- Uploading the client-wise limit, exposure, and margin files.
- Resolving clients' and branches' queries relating to the trading terminal.
- Registering new clients for online trading, as per branch request.
- Handling queries related to e-broking for all branches.
- Providing assistance to branches, and providing training to branches relating to the system.
- Coordination with the vendor for updating the trading platform and back office with the latest regulatory changes.
- Liaison with internal auditors, external auditors, and concurrent auditors with respect to their audit reports.
- Ensuring timely and accurate data submission to various regulatory and investigative authorities.
- Coordinating with regulatory authorities for necessary approvals, audits, inspections, and regulatory changes.
- Handling of Exchange, CDSL, and SEBI Audit.
- Representing the team in various internal and external meetings related to new development.
- Formulating, maintaining, and updating the risk policies.
- Mitigated business risks by working closely with staff members and assessing performance.
- Provided leadership, insight and mentoring to newly hired employees to supply knowledge of various company programs.
- Analyzed market trends to identify opportunities for growth.
Arbitrager
BLB Ltd.
07.2009 - 04.2010
- Worked as an arbitrager.
- Responsible for generating volumes by hedging in the Cash and F&O segments.
Equity Dealer
Religare Securities Ltd.
07.2007 - 06.2009
- Responsible for placing orders on behalf of clients in the Cash and F&O segments.
- Providing trade confirmation to the client.
- Resolving the client query related to their trade and obligation.
- Directed portfolio management according to acceptable risk levels.
- Delivered presentations to key decision makers and offered financial recommendations.
Account Assistant
Bakul Modi & Co.
01.2006 - 06.2007
- Assisted on various service tax articles and performed various yearly audit
Education
B.Com -
Mumbai University
01.2008
H.S.C -
Maharashtra Board
01.2003
S.S.C -
Maharashtra Board
01.2001
Skills
- Risk Management
- Operational Management
- Process Optimizer
- Risk Analysis
- Financial Planning
- Team Management
- Neat
- Bolt
- BOW
- Best
- Nest (Omnesys)
- XTS (Symphony)
- TechExcel
- IBeats (Comtek)
- Lidha Dhidha (Apex)
- Class (Market Place)
Languages
- English
- Hindi
- Marathi
- Gujarati
Hobbies and Interests
- Listening Songs
- Playing Cricket
- Travelling
- Exploring new places
Disclaimer
I consider myself familiar with Financial Market. I am also confident of my ability to work effectively & efficiently within the team, focusing on Client’s service & satisfaction. I hereby declare that the above information provided by me is true to the best of my knowledge.
Personal Information
- Date of Birth: 03/24/84
- Gender: Male
- Nationality: Indian
- Marital Status: Married
Additional Qualifications
- Successfully Completed - NISM Series VII: Securities Operations and Risk Management Certification.
- Successfully Completed - NISM Series VIII: Equity Derivatives Certification.
- Advance Excel from Capability Development.
- Diploma in INDUSTRIAL ACCOUNTING from ICA.
- Microsoft Office (Excel, Access, Word, PowerPoint, Outlook).
Timeline
Team Lead – Market Operations
Metropolitan Stock Exchange India Ltd.
06.2024 - Current
Senior Manager - Operations (RMS)
5paisa Capital Ltd.
12.2022 - 06.2024
Senior Manager - Equity Operations (RMS)
Centrum Broking Ltd.
04.2021 - 11.2022
Associate Vice President & Head – RMS & Operations
Lalkar Securities Pvt Ltd.
07.2010 - 04.2021
Arbitrager
BLB Ltd.
07.2009 - 04.2010
Equity Dealer
Religare Securities Ltd.
07.2007 - 06.2009
Account Assistant
Bakul Modi & Co.
01.2006 - 06.2007
B.Com -
Mumbai University
H.S.C -
Maharashtra Board
S.S.C -
Maharashtra Board
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