Results-driven Vice President (Business Execution Manager) with 17 years of experience leading strategic business initiatives, cross-functional teams and driving process improvements. Proven expertise in market research, competitive analysis, and developing pursuit strategies. Trusted advisor skilled in providing direction for account governance policies and consulting with executives to drive corporate prioritization. Extensive background in workforce management, change management, and project performance, consistently reducing complexity and enhancing operational efficiency. Proficient in securities, reference data, OFAC Compliance, Sanctions Screening, SWIFT Operations and project management with a deep understanding of contract management, records management, and unstructured remediation SHRP issue. Recognized for fostering transparency, overseeing governance, and delivering impactful business development solutions. Committed to meticulous planning and effective coordination to achieve organizational goals.
This firm acts as that provides financial market data (financial data vendor), analytics and related solutions to financial institutions, active traders and individual investors. The company’s businesses supply real-time market data, time-sensitive pricing, evaluations and reference data for securities trading, including hard-to-value instruments. This team supports both US and EMEA Clients. Deals with prospectus research and different Corporate Action Activities
Mid level role with the responsibility to build and maintain reference data repository to Support Company’s deliverable and also managing associate’s performance for the betterment of the process.
This role involves integrating data from a number of data sources, improving data quality and liaising with various stakeholders within wider organization to meet reference data requirements. The solution will play a key role in supporting data integration effort within the company. Reference Data Team is responsible Client On- Boarding and Off Boarding of accounts along with Securities set up & maintenance activities across multiple databases across different listed products such as Fixed Income & Equities and to ensure most up to date data is available throughout the firm for trading, settlement, regulatory and ongoing client reporting.
Product manager responsible for analysis and execution of data quality and data completeness in Debt & Equities reference data. Knowledgeable in Fixed Income & Equities Reference Data, Exchange Connectivity Platforms and Real-Time Market Data Services. Create golden copy of all existing reference data from the different silos within an organization that can be accessed by all businesses. Update the golden copy daily/real time with various vendor feeds at this single point Pre-Market Open teams to work on all exceptions between golden copy and vendor feeds. Well versed in using financial Data application like Bloomberg, Reuters, Geneva, S&P, Telekurs, JJKenny etc.
Risk Mitigation
Key Role in LIBOR to SOFR remediation project
Played a key role in setting up the LIBOR remediation team of 120 FTEs
Active participation on the SHRP items identified globally
Partnering and working on the Shared Drive and Unstructured Remediation SHRP Issue
Risk and Control Self-Assessment (RCSA): Was responsible driving the RCSA basic training for the senior management for the entire LOB (SSO)
Successfully accomplished Re-Baselining of the process matrix
Was successful in redefining the process KPIs to reflect teams effectiveness over the activities
K-Performer module
Introduced K-Performer module in the process to gauge the performance of the team members on monthly basis and provide feedback accordingly
Early Warning System (EWS)
Introduced EWS tool in the process to keep a tag on the expected attrition of the team members.
Maintaining Individual Development Plan (IDP)
Maintained IDP document to develop the career path of the team members.
Kaizan Score
Implemented Kaizan Score within the process to ensure proper backup is in the process so that the business is BAU during emergency.
Role of One over Manager
Enhanced my roles and responsibilities as a One over Manager with Operations Supervisors reporting under me. Provided timely and periodic feedback to transit more business opportunities in I&P, setting goals, developing contacts, and identifying resources