Anjali Pandey
Summary
Experienced internal auditor with a strong track record of five years. Specializes in generating comprehensive audit reports and conducting thorough risk assessments. Played a pivotal role in strengthening internal controls, ensuring compliance, and mitigating potential risks through my recommendations.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Internal Auditor, Manager-II
ICICI BANK
03.2019 - Current
- Led audits in prominent western zone branches, issued observations based on risk evaluations and on sampling techniques focusing on anomalies detected in exception reports.
- Performed ICMC (Currency Chest) and Regional processing Centre (RPC) audits and process efficacy reviews, ensuring the integrity of internal controls, and recommended direct interventions for observed deviations.
- Documented and followed up on procedural non-conformities at branches, ensuring remedial action and obtaining sign-offs for audit ratings.
- Developed and implemented macros for efficient audit rating and submitted to seniors based on stratified branch observations.
- Conducted process walkthrough to understand implementation of internal controls and verify compliance at Processing Centres and branches.
- Proposed process automation enhancements, analyzed product-related workflows, and , fortified internal controls to address fraud and high-risk activities.
- Participated in the revision of audit checklists to align with updated procedures, and assisted in the creation and refinement of SQL scripts for audit analytics across India.
- Conducted quality reviews of branch audits, endorsed audit ratings
Associate Auditor
RNCA & ASSOCIATES
- Prepare audit reports which comprises of evaluation of internal control systems
- Evaluate the company's policies to determine how well they adhered to best practices
- Supervised and coordinated assignments promptly and professionally
- Drafted the complete Internal/Independent Audit reports
- Developed, produced and enhanced Project reports and Preparation of CMA for different investment projects of company.
Article Assistant
MEHTA SHETH & ASSOCIATES
02.2014 - 02.2017
- Review and finalization of Financial Statements and Audit Reports under the Companies Act and Filling of Returns with ROC
- Review of procurement policies, Material procurement, Sales, Vendor Orders, Bill passing process
- Detailed audits of the stores department of the companies
- Detailed management audits covering vast scope of retail stores of a reputed company
- Statutory and Concurrent Audit of Bank (Branch), Private Ltd
- Companies.
Education
CHARTERED ACCOUNTANT -
INSTITUTE OF CHARTERED ACCOUNTANT OF INDIA
05.2018
BACHELORS OF COMMERCE -
GUJARAT UNIVERSITY
04.2015
Skills
- Risk Management
- Audit planning and Execution
- Regulatory Framework
- Automation
Certification
Certified Information System Auditor (CISA)
Intensive study for auditing information systems, focusing on controls and security,led by ISACA
Qualified Information System Auditor (ISA) by ICAI
- ACCA - Association of Chartered Certified Accountants
Timeline
Internal Auditor, Manager-II
ICICI BANK
03.2019 - Current
Article Assistant
MEHTA SHETH & ASSOCIATES
02.2014 - 02.2017
Associate Auditor
RNCA & ASSOCIATES
CHARTERED ACCOUNTANT -
INSTITUTE OF CHARTERED ACCOUNTANT OF INDIA
BACHELORS OF COMMERCE -
GUJARAT UNIVERSITY
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