Anjali Sharma

Completed analysis of transactional information to identify risk, trends and potential wary activity.

Scrutiny of all the relevant documents received and note down in case of any observation .

Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures.

Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring.

Effectively conducted AML /KYC formality reports on questionable accounts and transactions.

Improved and implemented customer risk rating criteria with KYC management and procedure for both consumer and corporate customer.

Assisted in the handling of informational requests submitted under the USA Patriot Act Identified accounts for high risk or negative information using World-Check and OFAC.

Collected and documented data including SAR history KYC information and Transaction data.

Name screening of business and individual

Scrutiny of all the relevant documents received and note down in case of any observation

Conducting compliance investigations within departments of the bank to ensure that no policies are violated.

Look after the account handling and keep a watch on large financial transactions.

Ensuring that all bank products and operations services were according to the policies and rules of banking business.

Transaction Monitoring to identify any risk, trends and potential wary activities.

Performed the required KYC screening on customers documenting the information obtained on the clients as required by global KYC procedures.

Ensuring compliance with all AML Laws, regulations,written procedures ; OFAC , CIP, KYC Screening , transaction monitoring.

Collected and documented data including SAR history KYC information and transaction data.

Initiatives of Process improvement and tool improvement within team for better working and compliance validation.