Ankit Gupta
Delhi
Summary
I have ability to :
– Work in a team environment.
– Organize work, prioritize tasks and handle multiple assignments simultaneously.
– Successfully meet tight deadlines while ensuring data accuracy and integrity.
– Work and execute with minimal supervision or remote management.
Overview
9
9
years of professional experience
Work History
Team Developer
Bank of America
Haryana
01.2017 - Current
- Conducting client due diligence (CDD) and enhanced due diligence (ECDD) in accordance with internal policies, procedures and regulatory guidelines
- Review of refresh requirements for assigned jurisdiction in line with related Client Identification Profile (CIP)/CDD Procedures to ensure adequacy and accuracy before the requirements are sent to the client.
- Liaise with sales/client outreach teams to obtain and validate correct documentation to fulfill refresh requirements.
- Perform client refresh through the review of client documentation, vendor databases, and data entered into proprietary systems to ensure all refresh requirements are met.
- Ensure all jurisdictional regulatory requirements related to KYC are adhered to.
- Support business with KYC-related queries and requests.
- Participate in remediation, internal/external audits.
Process Associate
Genpact
Haryana
09.2015 - 12.2016
- Made payments of clients through S400 Application on behalf of Toronto Dominion bank which is located in Canada.
- Maintained SLA and KPI which accuracy up to 98%.
Education
Bachelor of Business Administration - Marketing
Fosttima Business School
Delhi, DL2014
Skills
- Excellent Communications - Excellent verbal and written communications skills
- Experience - Six or more years of financial services experience
- Flexible - Documented experience performing in a process-oriented production environment that changes periodically
- MS Office Suite - Familiar with MS Office Suite (Excel/Word/Outlook/Access)
- Anti-Money Laundering Specialist - I am a financial professional who identifies and prevents money laundering activities by detect, investigate, and unravel financial crimes
- Customer Due Diligence (CDD) - Collecting identifying information to verify a customer’s identity Assessing the risk of doing business with them Monitoring that risk level throughout the relationship The goal is to establish trust and prevent crimes such as money laundering and terrorist financing
- Enhanced Customer Due Diligence (ECDD) - To do additional checks and measures that financial institutions have to implement to minimize risk exposures, violations of regulatory compliance, and prevent financial crimes arising from money laundering or terrorist financing
- Economic Sanctions - to identify sanctions which are commercial and financial penalties applied by states or institutions against states, groups, or individuals
- Material Negative News - We research this information from a variety of sources, such as news articles, regulatory reports, court filings, and social media posts It can include allegations of fraud, money laundering, corruption, terrorism financing, or other illicit activities
- Politically Exposed Person (PEP) - To identify person who has been entrusted with a prominent public function A PEP generally presents a higher risk for potential involvement in bribery and corruption by virtue of their position and the influence they may hold
- LexisNexis - Use of online portal for AML insights to address anti-money laundering (AML) compliance, risk mitigation, and enhanced due diligence for Know Your Customer (KYC) processes It helps in Identity Verification, Risk Assessment, Business Verification, Automated Due Diligence and Compliance Support
Accomplishments
- Recognized by management for outstanding performance and deliveries . Received Bronze Awards, Silver Awards, Gold Awards, Platinum Award.
Timeline
Team Developer
Bank of America
01.2017 - Current
Process Associate
Genpact
09.2015 - 12.2016
Bachelor of Business Administration - Marketing
Fosttima Business School
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