Ankita Mohanty

Regulatory professional with over 5 years of experience in operational risk management and regulatory analysis. Expertise in identifying business risks, designing controls, and conducting regulatory data analysis to ensure compliance with TILA, Fair Lending, ECOA, FCRA, HMDA, and US/UK regulatory frameworks overseen by CFPB, OCC, FCA, and PRA. Proven ability to manage technology-driven processes and provide actionable insights to stakeholders. Holds an MBA in Finance and certifications in data stewardship and project management, with a strong record of improving reporting accuracy and reducing risks.

• Led the development of an automated compliance verification tool using Gen AI, reducing manual review time by 40% and improving control efficiency.
• Reduced operational risk by 20% through effective gap analysis and the implementation of remediation strategies for control weaknesses.
• Streamlined risk management processes by automating key workflows with Python and SQL, resulting in a 10-hour weekly time saving.
• Improved risk reporting by 35% with custom dashboards in Power BI and Tableau, providing clearer insights into key risk indicators (KRIs).
• Enhanced the accuracy of risk assessments by implementing risk-based testing methodologies, strengthening the control environment.

• Collibra Data Steward Certification
• Regulatory Specialization, University of Pennsylvania
• Prompting Essentials, Project Management (Google)
• Finance Foundations: Risk Management (LinkedIn Learning)
• AI and Financial Fraud Detection(LinkedIn Learning)
• Leveraging AI for Governance, Risk, and Compliance(LinkedIn Learning)

• Developed an AI-driven fair lending compliance tool
• Enhanced risk mitigation via advanced data analysis
• Streamlined stakeholder communication for compliance
• Designed real-time compliance dashboards in Tableau
• Led cross-functional audits for global standards