Summary
Overview
Work History
Education
Skills
Timeline
Hi, I’m

Anshu Ashish

Gurugram

Summary

A budding Investment banking professional with twelve plus years of experience equipped with the capabilities to serve as a catalyst for any financial program.

• Experience in end to end Trade Processing , Reconciliation, Application testing, Migration and setup.

• Ability to effectively lead and handle multiple assignments with efficiency.

• Building and maintaining healthy business relations with customer, enhancing customer satisfaction matrices by achieving delivery & service quality norms

• Involved in writing and updating Standard operating procedures (SOP) for reviews and approvals.


Overview

12
years of professional experience

Work History

Citibank
Gurugram

Manager Asset servicing
10.2022

Job overview

  • Leading a team of 12 members for managing corporate actions of mandatory events timely as per regulations and accurately covering NAM hours
  • Ensuring that the team completes all daily operational tasks in accordance with defined procedures
  • Pro-actively review procedures and risk and ensure that issues identified are escalated and resolved
  • Setting individuals goals and providing input to the wider departmental goals and assisting in developing training plans
  • Conducting 1 to 1's, appraisals, general performance management and recruitment
  • Resolution of complex queries arising from corporate actions and escalating where necessary
  • Assignment of actions and tasks across the corporate actions team and ensuring their completion
  • Ensuring timely and accurate resolution of the team's cash and stock reconciliation breaks
  • Develop Service Level agreements and attend Custodian Service Level Meetings
  • Participation in key departmental projects and leading other smaller projects
  • Establishing system, control and governance for new client onboarding
  • Hands-on experience on SOC1 audits
  • Plan out CSR activity and part of diversity and inclusion group of Citi.

Apex group

Assistant Vice President
06.2022 - 10.2022

Job overview

  • Migration phase

Clearwater Analytics India Pvt Ltd.
Noida

Senior Reconciliation Analyst (Level-4)
08.2020 - 04.2021

Job overview

  • Leading the team and driving the team without any discrepancies
  • Reconciliation cash, position, and Income breaks of Investment manager data with Custody data
  • Investigating on the breaks of hedge fund and identifying the reason for variance like last post, Incorrect data, or manual errors
  • Posting the trades manually in system for Buy/Sell or in case of incorrect trade cancellation of trade
  • Calculation the Net Asset Value and Basis point in Excel based application called Rec Dashboard
  • Evaluating Management and Performance Fees for clients also checking on previous trends if any changes occur
  • Making sure all accounts are reviewed before the deadline and SLA is meto for the same
  • Working on daily and monthly deliverable also prioritizing Ad-hoc request from clients
  • Performing all control checks before Final confirmation sent to clients
  • Taking daily team huddle and making sure we have back up for all clints even in case of leaves
  • Managing trackers like new account migration tracker and account closure tracker
  • Preparing KPI and MIS for monthly performance and sending it to leaders
  • Perform middle office functions including daily cash projections, calculations of FX transfer required for funding, pricing, Client onboarding
  • Providing Audit support and assistance to funds in the preparation on Financial statements
  • Cross check trade booking, trade confirmation, and settlement
  • Provide Accounting solutions to funds by doing research and resolve differences between accounting and trade entry system daily
  • Security creation and maintenance and account creation and deactivation.

State Street HCL India Services Pvt Ltd.
Chennai

Deputy Manager
04.2019 - 08.2020

Job overview

  • Leading and handling more than 30 team members along with the critical items in resolving them with Counterparties
  • OTC Reconciliation of transactions, security positions and cash activities such for Income Instruments
  • Analyzing security and cash positions to identify discrepancies between custody positions and counter party and troubleshooting them as per client requirement
  • Ensuring deliverables are adhered to as per SLAs by helping team members in resolving their queries and issues
  • Issue escalation and resolution on a timely manner and respond quickly and accurately to queries
  • Reconciling daily weekly, monthly and Bi- weekly data according to client requirement
  • Providing input for Robotics for automation and checking with output of robotics team
  • Maintaining various MIS reports and ensuring timely completion of all the MIS and other ad-hoc reports to be submitted to management
  • Follow up with internal team, Sub-Custodian and Client in order complete the Claimed amount
  • Meeting the individual quality targets by focusing more on high value payments and timely posting of accounts keeping in mind the local time of various markets before close of their day
  • Investing and correction of reconciliation break involving communication with onshore and another department
  • Monitoring the general ledger account prior day v/s current day and investigate the breaks in order to avoid NAV impact.

Saxo Group India Pvt Ltd.

Manager
02.2011 - 10.2018

Job overview

  • Hands on Experience in Job Scheduling in IntelliMatch
  • Having the ability to maintain a high degree of customer service for all support queries and possessing strong analytical and documentation skills
  • Skill Set: Trade processing and Confirmations, Cash operations, Reconciliation, Incident Management, Troubleshooting, Testing new application, Process automation
  • Applications -TRM, Intellimatch, Reuters Deal Tracker, Reuters Chat, Bloomberg Terminal, Feed Commander, Citi Net link & FX Click, Kronos for payment, Give-up message monitor
  • SCOM Monitoring, Leap work for automation, Solar wind for network monitoring, Invoice, Back-office application, Front office commander, Client query and IT Business support
  • FX (Trade processing, Confirmations) and Corporate Cash /Payments
  • Specialized in Trade processing, FX investment products such as Options, spot, Confirmation Forwards and Swaps
  • Supporting the Front Office, Middle Office and Legal daily to resolve any outstanding queries/escalations/support needs
  • Review/update Process standard operating procedures; participate in the annual risk review of the process Confirming & Settling the Foreign Exchange deals with the counterparties around the World
  • Handling the critical items in resolving them with Counterparties
  • Leading the team and driving the team without any discrepancies
  • Handling onshore (Line of Business) calls, responding to the queries/escalations daily
  • Trade Monitoring, Reconciliation & Dispute Resolution for FX Spots/Forwards and Options, Prime Broker
  • Invoicing, Reconciliation & Payment, Tom-Next Rollovers & Value Date confirmations and Data Management
  • Exchange reporting, ETO (Expiring Exchange traded options)
  • Hands on experience on Global Vendor applications such as Reuters, Bloomberg, CLS, Tirana (TRM) and Key link
  • Trade Corrections
  • Reconciling Option Expiry's and checking prices on Bloomberg on daily basis and reporting to Trading as per cutoffs
  • Suggesting Hedge trades to cover Currency Exposures
  • Settling the trade amounts to counterparties on value date according to currency cutoff times
  • Broker Accounts Funding and sweeping.

Education

ICFAI Business School
Hyderabad, Telangana

MBA from Finance & Marketing

University Overview

BIT Mesra
Ranchi, Jharkhand

BBA from Finance & Marketing

University Overview

Skills

    Intellmatch , recollector and Administration

undefined

Timeline

Manager Asset servicing
Citibank
10.2022
Assistant Vice President
Apex group
06.2022 - 10.2022
Senior Reconciliation Analyst (Level-4)
Clearwater Analytics India Pvt Ltd.
08.2020 - 04.2021
Deputy Manager
State Street HCL India Services Pvt Ltd.
04.2019 - 08.2020
Manager
Saxo Group India Pvt Ltd.
02.2011 - 10.2018
ICFAI Business School
MBA from Finance & Marketing
05.2010
BIT Mesra
BBA from Finance & Marketing
05.2008
Anshu Ashish