Anuj Gupta
Mumbai
Summary
Dynamic KYC Officer with extensive experience at ICICI Bank, excelling in Anti-Money Laundering compliance and risk assessment. Proven track record in enhancing due diligence processes and ensuring audit readiness. Adept at data analysis and fostering cross-functional collaboration, driving efficiency in KYC operations while maintaining regulatory adherence.
Overview
2
2
years of professional experience
Work History
KYC Officer
ICICI Bank
THANE
01.2023 - Current
- Executed comprehensive KYC checks for retail and corporate clients per RBI, FATF, and internal policies.
- Conducted risk assessments, assigning Low, Medium, or High ratings based on profiles and transaction patterns.
- Categorized customers as CDD or EDD, applying enhanced scrutiny to high-risk entities.
- Collaborated with legal and compliance teams to rectify document discrepancies during onboarding.
- Ensured timely collection and validation of KYC documents, including PAN and Aadhaar.
- Monitored transactions for suspicious activities using internal tools; escalated red flags to compliance.
- Maintained audit-ready documentation and updated KYC records in line with re-KYC cycles.
- Assisted in preparing STRs and CTRs for submission to regulatory authorities.
- Tracked changes in the regulatory environment related to KYC standards and advised management accordingly.
- Advised clients on how to comply with applicable KYC laws and regulations.
- Performed due diligence reviews of customer data to ensure compliance with KYC regulations.
- Responded promptly to queries from internal stakeholders regarding KYC issues or concerns.
- Monitored transactions for suspicious activities and reported any irregularities to the relevant authorities.
- Maintained updated records of all customer identification data.
Education
Master of Business Administration (MBA) -
NMIMS UNIVERSITY
MUMBAI, MAHARASHTRA01.2024
Bachelor of Commerce (B.Com) -
KL COLLAGE,AMRAVATI UNIVERSITY
AMRAVATI, MAHARASHTRA01.2021
Skills
- Customer Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Anti-Money Laundering (AML) Compliance
- Transaction Monitoring
- Risk Assessment & Management
- Regulatory Reporting
- KYC Documentation & Verification
- Data Analysis & Reporting
- Knowledge of FATF & RBI Guidelines
- Data analysis
- Audit preparation
- Regulatory knowledge
- Customer due diligence
- Transaction monitoring
- Stakeholder meetings
- Sanctions compliance
- Project coordination
- Industry trend assessments
Timeline
KYC Officer
ICICI Bank
01.2023 - Current
Master of Business Administration (MBA) -
NMIMS UNIVERSITY
Bachelor of Commerce (B.Com) -
KL COLLAGE,AMRAVATI UNIVERSITY
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