Summary
Overview
Work History
Education
Skills
Timeline
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Anuj Gupta

Mumbai

Summary

Dynamic KYC Officer with extensive experience at ICICI Bank, excelling in Anti-Money Laundering compliance and risk assessment. Proven track record in enhancing due diligence processes and ensuring audit readiness. Adept at data analysis and fostering cross-functional collaboration, driving efficiency in KYC operations while maintaining regulatory adherence.

Overview

2
2
years of professional experience

Work History

KYC Officer

ICICI Bank
THANE
01.2023 - Current
  • Executed comprehensive KYC checks for retail and corporate clients per RBI, FATF, and internal policies.
  • Conducted risk assessments, assigning Low, Medium, or High ratings based on profiles and transaction patterns.
  • Categorized customers as CDD or EDD, applying enhanced scrutiny to high-risk entities.
  • Collaborated with legal and compliance teams to rectify document discrepancies during onboarding.
  • Ensured timely collection and validation of KYC documents, including PAN and Aadhaar.
  • Monitored transactions for suspicious activities using internal tools; escalated red flags to compliance.
  • Maintained audit-ready documentation and updated KYC records in line with re-KYC cycles.
  • Assisted in preparing STRs and CTRs for submission to regulatory authorities.
  • Tracked changes in the regulatory environment related to KYC standards and advised management accordingly.
  • Advised clients on how to comply with applicable KYC laws and regulations.
  • Performed due diligence reviews of customer data to ensure compliance with KYC regulations.
  • Responded promptly to queries from internal stakeholders regarding KYC issues or concerns.
  • Monitored transactions for suspicious activities and reported any irregularities to the relevant authorities.
  • Maintained updated records of all customer identification data.

Education

Master of Business Administration (MBA) -

NMIMS UNIVERSITY
MUMBAI, MAHARASHTRA
01.2024

Bachelor of Commerce (B.Com) -

KL COLLAGE,AMRAVATI UNIVERSITY
AMRAVATI, MAHARASHTRA
01.2021

Skills

  • Customer Due Diligence (CDD)
  • Enhanced Due Diligence (EDD)
  • Anti-Money Laundering (AML) Compliance
  • Transaction Monitoring
  • Risk Assessment & Management
  • Regulatory Reporting
  • KYC Documentation & Verification
  • Data Analysis & Reporting
  • Knowledge of FATF & RBI Guidelines
  • Data analysis
  • Audit preparation
  • Regulatory knowledge
  • Customer due diligence
  • Transaction monitoring
  • Stakeholder meetings
  • Sanctions compliance
  • Project coordination
  • Industry trend assessments

Timeline

KYC Officer

ICICI Bank
01.2023 - Current

Master of Business Administration (MBA) -

NMIMS UNIVERSITY

Bachelor of Commerce (B.Com) -

KL COLLAGE,AMRAVATI UNIVERSITY
Anuj Gupta