Summary
Overview
Work History
Education
Skills
Accomplishments
Certification
Languages
Work Availability
Work Preference
Software
Timeline
Generic
ANUJ KUMAR

ANUJ KUMAR

Amroha,UP

Summary

AML/KYC professional with 6.5 years of experience in team management,compliance, and risk assessment. Skilled in conducting due diligence reviews,identifying money laundering risks, and developing policies to ensure regulatory compliance. Strong experience in transaction monitoring, investigations, and reporting. Adapt at leading teams and adapting to changing priorities. Proven ability to lead and motivate teams, communicate effectively with others, pay attention to detail and accuracy, and work collaboratively with others to achieve shared goals. Passionate about staying up-to-date with industry developments and continuously improving processes to enhance organizational efficiency.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Management Trainee Cum Business Analyst

Genpact India Pvt. Ltd.
09.2023 - Current
  • Performing EDD (Enhanced Due Diligence), CDD (Customer Due Diligence), AML ( Anti –Money Laundering) And KYC (Know your Customer) Review for Retail Individual & Entities for the leading crypto Platform.
  • Implemented and maintained effective KYC procedures, verifying Review for Retail Individual & Entities information and conducting due diligence to mitigate risk.
  • Experienced in reviewing financial documents and digital records. Effective at directing, monitoring and inspiring team members to complete accurate and timely investigations and reports. Talented in training employees, solving complex problems and making sound decisions.
  • Designed and delivered training sessions on AML/KYC regulations and compliance best practices to staff members
  • Understanding the flow through of funds with the help of internal records, Block chain analytics and Opensource Information.
  • Worked on US and international Escalation alerted which were escalated due to involvement found in illicit activities.
  • Perform Enhance Due Diligence on high-risk customers and implementing CDD & SDD for low and medium risk customers.
  • End to end KYC, Due diligence, Screening for all individuals, entities and associated parties.
  • Produced in depth reports outlining findings and recommendations for improvement by updating the knowledge and understanding the major aspects of AML, EDD, Transactions Monitoring and other financial issues, Policy and Procedures.
  • Cleared the backlogs in time and performed Quality Analyst for alerts to support the backlogs, Recognized by the head of compliance for the same.
    Took Initiative to explain the case related to the team, where there is gap found in understanding.
  • Working as Quality Analyst for Escalations. where are approving the cases and requesting the approval from MLRO.
  • Performing Risk Based Investigation (RBI) mention on the customer’s account.

Analyst

KPMG Global Services
02.2021 - 07.2023
  • ·Worked as a Analyst of Leading Bank to Support AML/KYC with Transaction Monitoring/PEP/CRA/CDD/SDD/Client on Boarding/Screening Activities.
  • Supported End to End On boarding periodic KYC refresh of high -value banking clients and transaction monitoring of existing clients.
  • Conduct Periodic Review (2nd line of defense) Diverse Range of institutional Customer, Including Foreign Banks & Govt. Owned Entities , Reviewing Private Entities and Government Bodies, Trust, Regulated, Listed, Sub of Listed Entities.
  • Conduct Sanction, PEP, Adverse Media, Transaction Monitoring, Watch list Screening for Client Geography.
  • · Performing Background Checks, Liaise with the AML & ADVISORY Compliance for Adopting High Risk Clients.
  • Performed Due Diligence of New & Existing Client.Unwrapping the complex shareholding structure to fetch the UBO details.

F&A Operations Processing Senior Representative

NTT Data Information Processing Services
06.2019 - 01.2022
  • Worked as Senior Representative in NTT DATA in AML Domain since June 2019 on new customer onboarding for Small
    and medium enterprises, Personal Sole Traders, Corporate accounts, partnerships, club society, and Trust account
    Research on the company and individual to find the potential owner of the company and perform the due diligence
    for all the parties.
  • For any potential hit in PEP Sanction and Adverse press need to assign the risk depending on the hit as low, medium,
    and high risk to the clients.
  • Also cross-trained in other AML processes such as Trade Finance and Corporate due diligence.
  • Need to connect with the Relationship manager and MLRO for any queries.
  • Interact with clients over calls for process-related issues.


Operations Associate

WNS Global Services Private
12.2017 - 05.2019
  • Operation Associate in WNS Global Service in Banking (AML/KYC) domain.
  • Identity Verification and Client Onboarding of UK, US, Europe, South African Region Clients
  • Performed Customer Due diligence & Enhance Due diligence.
  • Conducted CDD, EDD, PEP Screening, Adverse Media Screening, Sanctions Screening, Watchlist
    Screening of clients on Dow Jones Factiva and Lexis Nexus.

Education

MBA - Finance

R.BM.I Group of Institution
Greater Noida, India

Bachelor of Science - Science

Hindu College
Moradabad

Intermediate Certificate -

Gyan Bharti Inter College
Amroha, India

High School Diploma -

Gyan Bharti Inter College
Amroha

Skills

  • Customer service
  • Staff supervision
  • Customer relations
  • Data Analysis
  • Technical Analysis
  • Data Mgmt
  • Report Preparation
  • DBPMS
  • Secondary Research

Accomplishments

  • Got the recognition of
    internal awards like
    Associate of the Month.
  • Received an award in
    “Process Excellence
    Pursuit Program” quiz
    which is related to quality
    and lean ideas.
  • Got Client Appreciations for Excellent Performance.
  • · Discipline Award

Certification

Certificate in Banking AML & KYC recognized by PSIB, Gurgaon.

Languages

English
Hindi

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Work Preference

Work Type

Full Time

Work Location

On-SiteRemoteHybrid

Software

DBPMS

Passport

Admin

Timeline

Management Trainee Cum Business Analyst

Genpact India Pvt. Ltd.
09.2023 - Current

Analyst

KPMG Global Services
02.2021 - 07.2023

F&A Operations Processing Senior Representative

NTT Data Information Processing Services
06.2019 - 01.2022

Operations Associate

WNS Global Services Private
12.2017 - 05.2019

MBA - Finance

R.BM.I Group of Institution

Bachelor of Science - Science

Hindu College

Intermediate Certificate -

Gyan Bharti Inter College

High School Diploma -

Gyan Bharti Inter College

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