ANUJ SHARMA
Summary
Senior finance and risk professional with 18+ years of experience across global financial institutions including HSBC, State Street, Standard Chartered and Deutsche Bank. Expertise spans credit risk analytics, capital management, regulatory assurance, regulatory reporting and large-scale regulatory transformation programmes. Proven track record of leading Basel IV implementation, Section 166 remediation and providing independent assurance across credit risk RWA framework. Recognized for building high-performing teams, influencing senior stakeholders including CFOs, CROs, and driving automation and process transformation across global regulatory reporting environments.
Overview
19
19
years of professional experience
Work History
Vice President, Regulatory Reporting
HSBC
Gurugram
12.2022 - Current
- Lead delivery of PRA101, COREP, LVR001, and Pillar 3 submissions.
- Provide oversight of credit risk RWA and capital adequacy frameworks.
- Strengthened governance, controls, and audit readiness.
- Partner with CFO, CRO, Treasury and Risk leadership on regulatory governance and strategic initiatives.
Assistant Vice President, Regulatory Assurance
State Street
Bangalore
07.2021 - 11.2022
- Provided second line of defence oversight for retail and wholesale credit risk RWA disclosures.
- Oversaw comprehensive reviews and controls testing of critical regulatory reports: FR Y-14Q, FR Y-9C, FFIEC 101, and FFIEC 102.
Assistant Vice President, Regulatory Change
Standard Chartered Bank
Bangalore
11.2019 - 07.2021
- Led Basel 3.1 implementation programmes, ensuring adherence to regulatory requirements.
- Oversaw the implementation of SA-CCR methodology.
- Spearheaded BCBS239 compliance initiatives, successfully reducing manual adjustments by 90%.
Assistant Vice President, RWA Analytics
Deutsche Bank
Pune
02.2016 - 11.2019
- Managed retail and wholesale credit risk RWA calculations.
- Supported capital planning and forecasting.
Assistant Manager, Regulatory Reporting
HSBC
Gurugram
05.2013 - 07.2015
- Performed RWA calculations under STDA and AIRB approaches.
Team Developer, Financial Reporting,
Bank of America
Gurugram
11.2006 - 05.2013
- Executed detailed balance sheet and P&L reporting.
Skills
- Regulatory reporting (COREP, PRA101, LVR001, Pillar 3)
- Capital and RWA management
- Regulatory assurance (2LOD)
- Credit risk oversight and governance
- Section 166 remediation
- Regulatory change
- Automation and process transformation
- Stakeholder management (CFO, CRO, regulators)
Linkedin Profile
linkedin.com/in/anuj-sharma-17311542
EDUCATION
- Master's Quantitative Finance & Risk Management
IIT Kanpur - PG Diploma Financial Management
IMT Ghaziabad, Ghaziabad
CERTIFICATIONS
- Certified Public Accountant (CPA) —
American Institute of Certified Public
Accountants - Financial Risk Manager (FRM) —
Global Association of Risk
Professionals
Timeline
Vice President, Regulatory Reporting
HSBC
12.2022 - Current
Assistant Vice President, Regulatory Assurance
State Street
07.2021 - 11.2022
Assistant Vice President, Regulatory Change
Standard Chartered Bank
11.2019 - 07.2021
Assistant Vice President, RWA Analytics
Deutsche Bank
02.2016 - 11.2019
Assistant Manager, Regulatory Reporting
HSBC
05.2013 - 07.2015
Team Developer, Financial Reporting,
Bank of America
11.2006 - 05.2013