Aparna Kadam

Trade Support Group(Position reconciliation)-Oct2024-Present

• Conduct T+1 reconciliation of trades and resolve discrepancies related to security information, trading dates, executed quantities, thereby reducing breaks and settlement fails.
• Played leadership role by initiating a training plan and presenting it to wider group to share knowledge of the complexity and accuracy of the cross functions process from a risk mindset.

Commissions Management Group(CMG)-Oct 2022-Sept2024

• Identifying trading discrepancies between client records CMG databases related to research commissions with regards to equity product. Resolve discrepancies by working with multiple internal and external stakeholders.
• Review all open payments in CMG database and update payment status by reconciling with Firm’s GL. Coordinate corrections on payments with Accounts Payable and Controller groups.
• Support the development and implementation of risk policies and control frameworks aimed at minimizing operational risk and enhancing process efficiency.
• Prepare and analyze daily, weekly, and monthly metric dashboards, providing critical insights for business decision-making and strategy development.

Client Service Group-Trade allocation & Confirmation processing-July 2018-Sept 2022

• Supported the core risk management & Trade life cycle functions for Equity product such as Trade booking/allocation, confirmation, new client onboarding, exceptions management & breaks management. Ensured accuracy and compliance are met whereby final trade settlement takes place.
• Partner with technology and change management teams on business and regulatory-driven projects, ensuring timely and effective delivery of solutions.
• Train new team members, perform first-level checks, and provide feedback on functional areas of development to ensure high team performance and continuous improvement.
• Develop and maintain strong relationships with internal and external stakeholders, including traders, counterparties, legal, credit, technology, and finance teams to align business needs and priorities.

Fees and Commissions team(FCS) For Listed derivative product- April 2016-June 2018

• · Worked on Creating/updating Commission schedules for new/existing clients.
• · Managed trade flow exceptions to make sure there are no fees/commissions breaks.
• · Liaising with Brokers and Clients for executing agreements.

• Our responsibilities at Syntel included · Placing Deal on stocks in live environment, Sale Repurchase, transfer of Stocks.
• Looked after the total Trade Cycle i.e. From First investment Until it got Settled.
• Managed a diverse team of professionals, fostering an inclusive work environment that encouraged collaboration and innovation.

Credit Cards Operation Division

• Responsibilities such as Raising service request of disputes for clients and Handling customer queries Complaints and Grievances through mails.
• Mentored junior staff members, helping them develop their skills and process related knowledge.