Dynamic Assurance Manager with over 11 years of experience at PricewaterhouseCoopers, specializing in Asset & Wealth Management auditing and risk assessment. Proven track record in enhancing audit quality and client relationships through effective communication and advanced data analysis skills. Adept at implementing innovative solutions to optimize financial processes and ensure compliance. Currently perusing US CPA.
Overview
12
12
years of professional experience
3
3
Languages
Work History
Assurance Manager
PricewaterhouseCoopers Service Delivery Center
12.2013 - 04.2025
Negotiated successful resolutions to disputes between clients and regulatory authorities.
Implemented new software tools to enhance data analysis capabilities, improving overall audit effectiveness.
Developed workflow applications to facilitate document review and revision processes.
Streamlined assurance processes for improved accuracy and timely completion of projects.
Collaborated with external auditors to facilitate year-end audits, streamlining the overall process.
Monitored operations metrics to deliver regular reporting to senior leadership.
Enhanced audit quality by implementing risk assessment procedures and efficient planning techniques.
Coordinated assurance engagements from planning to execution, providing reliable results for clients.
Assisted clients in resolving complex accounting issues, supporting their financial stability and growth objectives.
Collaborated with Tax Audit teams to develop and implement policies, procedures, and performance measures.
Developed strong client relationships through effective communication and proactive problem solving.
Provided ongoing training for staff members on best practices in auditing, enhancing their skills and productivity levels.
Played a key role in the development of new business opportunities by actively participating in proposals presentations.
Conducted comprehensive reviews of internal controls, ensuring compliance with company policies and procedures.
Supported audit preparation through research, analysis and presentation development.
Supported the Valuation team to value Level 3 mostly for the PE Funds.
Conducted Private Fund Audits mainly for PE Conduits, Hedge Funds and Alternative Funds.
Audited the US SEC Clients by managing the various fillings and conducted ICFR audit as well.
Brief knowledge on various Fund Accounting packages used across US Territory.
An understanding of the Employee Benefit Plan audit and US Government Audit for consecutive 5 year.
An experience in the Asset and Wealth Management audit and develop understanding on the key areas on the various aspects.
Developed knowledge on IFRS and US GAAP and have an experience of 11+ of Financial Statement Audit.
Ensured proper valuation of securities within portfolios by verifying pricing data from multiple sources.
Enhanced the accuracy of net asset value calculations through meticulous review and oversight.
Identified operational inefficiencies within the department through ongoing process reviews, implementing improvements when necessary to optimize performance.
Assistant Manager - Finance & Accounts
Utility Transport Company
05.2013 - 11.2013
Assisted in the successful completion of audits, ensuring full compliance with regulatory requirements.
Assisted in the preparation of annual budgets, aligning financial resources with organizational objectives.
Improved financial reporting accuracy with meticulous record-keeping and data analysis.
Ensured timely and accurate month-end closing procedures, facilitating prompt financial reporting to stakeholders.
Enhanced budget management by closely monitoring expenses and identifying cost-saving measures.
Assistant Manager - Banking
AXIS BANK Ltd.-INDIA
12.2012 - 03.2013
Supervised day-to-day operations to meet performance, quality and service expectations.
Improved customer satisfaction by addressing and resolving complaints promptly.
Developed strong working relationships with staff, fostering a positive work environment.
Promoted teamwork within the workplace by encouraging collaboration among staff members on various project tasks.
Maintaining the daily Cash Ledge and reconciliation of the Cash accounts.
Resolved complex customer issues efficiently, ensuring a positive experience for all parties involved.
Assisted clients with various banking needs including account openings, loan applications, and financial planning advice.
Education
MBA - Finance
West Bengal University of Technology
Kolkata
04.2001 -
Bachelor of Commerce - Accounting And Finance
Ranchi University
Jamshedpur
04.2001 -
Skills
Asset & Wealth Management auditing
PE Funds
Alternative Funds
Hedge Funds
Alteryx
SEC Filling
Risk assessment
Advance Excel
US GAAP
Derivatives and Financial Instruments
Investment Valuation
Fund Accounting Packages
Knowledge of ECDI
Capital Budgeting
Accomplishments
Supervised team of around 15 staff members.
Achieved employee of the month by completing Fund Audit with accuracy and efficiency.
Collaborated with Digital team in the development of Alteryx Workflows for various Fund Accounting Packages.
Used Microsoft Excel to develop inventory tracking spreadsheets.
Additional Information
Flexible, dedicated and ready to learn new things. Open to work in new projects and ready to join immediately.
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