Kavita R. Patil

Senior Associate with 9 years of investment banking operations experience, specializing in trade middle office, corporate actions, risk management, reconciliation, and exception management. Proficient at driving process improvements to enhance efficiency and productivity. Demonstrates strong leadership skills, with a focus on team mentoring and guidance

• Migration Leadership: Directed the successful transition of Listed Derivatives (LD) Controls from Bangalore to Hyderabad, ensuring seamless operational continuity. Managed the migration of UK DRIP, SCRIP, and OCD event processes from London to Bangalore, streamlining workflows and enhancing efficiency.
• Process Optimization & Risk Mitigation: Reduced aged breaks by 90% through strategic escalation protocols, proactive issue resolution, and continuous on-the-job training, strengthening operational integrity.
• Automation & Efficiency Enhancements: Improved reconciliation tool accuracy from 95% to 98% by refining automation processes, increasing data integrity, and boosting overall system efficiency.
• Proactive Settlement & Compliance: Prevented significant financial penalties through preemptive settlement resolutions, risk assessment, and regulatory adherence, reinforcing business stability.
• Client Service Excellence: Consistently recognized and awarded for delivering high-quality client support, exceeding expectations, and implementing optimal solutions to enhance customer satisfaction.
  

IFA EXCEPTION ENHANCEMENT
Reduced processing time from 5 hours to 3 hours by increasing exception thresholds Improved IFA margin exception validation accuracy by leveraging better platforms

Improved IFA margin exception validation accuracy by leveraging better platforms

CUSTOMER CASH RECONCILIATION ENHANCEMENT

Streamlined customer cash reconciliation and reduced average break creation rate from 20 to 0 per week and manual journal processing from average 15 to 10 per day

• Date of Birth: 07/31/90
• Gender: Female
• Nationality: Indian