Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Awards and Recognition
TYPE OF PROCESS
APPLICATIONS
Hobbies and Interests
Generic

Asha Rana

Navi Mumbai

Summary

Dynamic professional with extensive experience, excelling in KYC Compliance and Client Relations. Proven problem solver and effective communicator, recognized for timely project delivery and quality assurance. Adept in KYC procedures, conducting training, ensuring adherence to regulatory standards and enhancing operational efficiency. Looking to apply knowledge and expertise to contribute to business sustainability and growth. Pursuing challenging new position.

Overview

12
12
years of professional experience

Work History

Premium Client Direct Executive

Citicorp Services India Pvt Ltd
07.2022 - Current
  • Made sure KYC refresher, remediations are completed on time without any delinquency.
  • Appreciation received from APAC Head.
  • Have received all positive feedbacks from clients, Regional Manager, Relationship Manager, Ops team.
  • Co-ordinated with Premium clients directly to complete the due diligence.
  • Co-ordinated with all internal stakeholders for completion of due diligence, where required.
  • Rectified the requirements requested by maker and checker by sharing the available documents from internal/external sources.
  • Connected with Compliance and approval teams to complete the due diligence.
  • Organized call for policy changes, refresher trainings of KYC and internal systems.

Team Lead - Financial Account Advisory Senior Analyst

Accenture Solutions Pvt Ltd
09.2016 - 07.2022
  • Prepared Quality deck (PPT) for the project. It included deciding the quality level to be maintained based on the project, client requirements, headcount available and trends. (historical, present and expected quality)
  • Lead auditors team to keep up to mark with required quality.
  • Ensured that team adheres to set quality and timelines.
  • Prepared and reported the internal and external quality of all the auditors and RCA done by them.
  • Had Weekly/Bi-monthly discussion with AFC team (Anti Financial Crime) for the challenges being faced by analyst, policy team, client auditors and relationship managers to come up with possible solutions.
  • Co-ordinated with the whole team for remediation process to be completed on time (if client wants to make some changes)
  • Conducted accreditation process for maker analysts to promote them into the next role. ie. of auditor.
  • Conducted weekly/monthly test for the whole team based on current changes in process/KOS (Knowledge Operations System)
  • Conducted trainings, huddles for the teams to provide process updates.
  • Reviewed samples of files audited by the auditors. (Check the checker)
  • Discussed the files with Client that were audited by them.
  • Provided individual feedback to analyst and auditors.
  • These were all U.S, U.K and Germany files.

AML KYC - Compliance Senior Analyst

Eclerx Services Limited
03.2014 - 09.2016
  • Allocated files to team members.
  • Provided training to new joiners
  • Wad SME for the team.
  • Been on daily calls with Client/Bankers at client site to resolve queries/close the case with mutual decision.
  • Provided resolution to maker/checker for their queries.
  • Contacted Relationship Managers to make them understand what information/documents are required to complete the KYC Review on time.
  • Reviewed samples of audited by the auditors. (Check the checker)
  • Audited the Remediation/Periodic Review checklist and analysing the risk based on nature of business, ownership, related parties (legal representatives), negatives news, areas of operations, products used/transactions.
  • Worked for U.S Bank on U.S. files.

Accounts- Trainee

Eins Education
08.2013 - 03.2014
  • Worked in tally for vendor/service payments.
  • Worked in tally for salary payments.

Education

Tableau A-Z: Hands-On Tableau Training - Data Science

Udemy
01.2025

High Performance Collaboration: Leadership, Teamwork and Negotiation

Northwestern University offered by Coursera
01.2021

Leadership Communication for Maximum Impact: Storytelling

Northwestern University offered by Coursera
01.2021

Leadership through Marketing

Northwestern University offered by Coursera
01.2021

Leadership through Social Influence

Northwestern University offered by Coursera
01.2021

Bachelor of Commerce - Accounting and Finance

SIES College of Arts, Science and Commerce
01.2013

H.S.C. - undefined

Swami Vivekanand (Chembur)
01.2010

S.S.C - undefined

St. Augustine's High School, Nerul
01.2008

Skills

  • Problem Solving
  • Decision Making
  • Analysis Research and Investigation
  • Handling Escalations with effective solution
  • Business Communication
  • Management Reporting
  • Project Handling
  • Coaching
  • Leading Learning new things

Accomplishments

Australian Bank in Business

Created KYC profile for customers of this Bank to bring in KYC project of Australian Bank.

Task – Bank wanted us to make the KYC profile from all the available sources.

Results: Australian Bank became client for our company.


Policy Check, Analysis and suggest members to management for Checker and Check the checker role.

Task: Assessment of KYC policy for 120+ members.

Quality Check of Checkers through sampling process.

Analysis their performance and suggest members for next roles.

Results: We had 90%-100% quality score for our whole deal/team.


AML KYC - Remediation of files based on latest policy.

Task: Start to end work with all teams to review such files, get it remediated by them within time limit and resolve any tech or process related issues for 80+ files due to changes in policies.

Results: Task completed on time.

Timeline

Premium Client Direct Executive

Citicorp Services India Pvt Ltd
07.2022 - Current

Team Lead - Financial Account Advisory Senior Analyst

Accenture Solutions Pvt Ltd
09.2016 - 07.2022

AML KYC - Compliance Senior Analyst

Eclerx Services Limited
03.2014 - 09.2016

Accounts- Trainee

Eins Education
08.2013 - 03.2014

High Performance Collaboration: Leadership, Teamwork and Negotiation

Northwestern University offered by Coursera

Leadership Communication for Maximum Impact: Storytelling

Northwestern University offered by Coursera

Leadership through Marketing

Northwestern University offered by Coursera

Leadership through Social Influence

Northwestern University offered by Coursera

Bachelor of Commerce - Accounting and Finance

SIES College of Arts, Science and Commerce

H.S.C. - undefined

Swami Vivekanand (Chembur)

S.S.C - undefined

St. Augustine's High School, Nerul

Tableau A-Z: Hands-On Tableau Training - Data Science

Udemy

Awards and Recognition


Citicorp Services India Pvt Ltd. 

Appreciations received from stakeholders - APAC Head, Premium clients, Relationship Managers, Operations Team.



Accenture Solutions Pvt Ltd. 

>Started as SME (Subject Matter Expertise) and the checking role. 

>Promoted to SWAT role. (Check the checker role)

>Promoted to team lead.
>Maintained the quality of team at 90+ % 

>Received around 4 Monthly Recognitions from 2016-2022. 

>Received 3 Quarterly Encore awards from 2016-2022 

>Received 1 Bi-yearly Award for performance in 2021.
>Received 1 Yearly Award for performance in 2021.


Eclerx: 

> Promoted from maker to checker in 3 months. 

>Promoted to Senior Analyst in 9 months. 

>Received the Star of Business Awards. 

> Received 2 Bi-yearly Award 2013- 2016 

>Performance title of distinction

TYPE OF PROCESS

  • >New Client On-boarding
  • >Periodic Review
  • >Event Driven Review (EDR)
  • >Remediation
  • Due diligence included Simple Due Diligence, Customer Due Diligence and Enhanced Due Diligence ( SDD, CDD, EDD)

APPLICATIONS

World Check, Fativa, Lexis Nexis, RDC Screening, Fircosoft, Bankers Almanac, Manta, Whitepages, MS Office, etc.

Hobbies and Interests

Enjoy playing Carrom, Badminton. Have Won 3 Singles and 1 Doubles titles in Carrom during College and Office tournaments.

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Asha Rana