Ashutosh Dubey

Conducted detailed analysis of Stock Loan and Borrow operational support and, ensuring breaks are resolved daily with marks to be applied.

Performed trade booking on Mainframe and UMR platform for non-Rehype account daily settlements respectively.

Proficient in Intercompany Silo transfer across different entity for excess fund movement and stakeholders reporting.

Conducted margin of collateralization on daily movement for Morgan Stanley positions.

Contributed to risk transfer team by providing transactional support, tracking deal and market activities.

Develop understanding of internal valuation and risk models and use these tools to assist with transaction analysis.

Performed tracking market activities; provide daily pricing and transactional support and trade transaction documentation and ensuring timely settlements with other stakeholders.

Created and reported On- Call report, Initial Margin Calculation report, Fund Estimation report, Collateral Reports to stakeholders and risk team.

Contribute to the process of data base improvement across various analytic and database tools.

Support the activities of multiple trading desks (Funding, Liquidity and Derivatives) as needed by stakeholders.

Work with the Business Analysis team to write requirements and participate in testing as required.

Performed matching of trade economics between client data and Prime Brokers/Counterparty statements.

Contributed in chasing for confirmations of trade economics /existence of deals by email/Phone.

Interacted with clients and counterparties related to resolution of day – day issues with major focus on resolution of breaks.

Mitigated risk and ensured economic trade details are booked correctly in risk systems post trade execution.

Delivered client service excellence through consistent, proactive, and professional communication

Adhering to compliance and regulatory limitations internal controls and procedures.

Coordinated with Settlement and Confirmation teams to provide information and resolution to payment and documentation issues.

Performed day-to-day Listed Option and Futures processing, including reconciliations, option premium balancing, asset servicing events, collateral management, and exercise, assignment, and expiration events.

Provided resolution of Cash and Stock breaks working closely with Reconciliations team and verification of manual instructions.

Performed Mark to Market trade price marking and settlement with different financial markets and covering risk exposure though Equilend medium.

Contributed to Prepay activities including collateral confirmation on cash trade, ensuring the agreed trade price with counter parties, and reporting trade report to stakeholders.

Processed International -Domestic returns and matched the trade data for recall.

Matched fund code to recall return trade to settled through Internal Broker Matrix.

Assisted in ensuring Recalled return are settled in order to minimize risk exposure in Mark to Market.
Provided physical trade confirmation and execution.