Ashwin Kumar Tappa

Proficient:

· Solid understanding of common network services and protocols.

· Good knowledge on cyber attacks and attack vectors.

· Working level knowledge on security solutions like Antivirus, Firewall, IPS, Email Gateway, Proxy, IAM, TI, VA Scanners, WAF etc.

· Basic knowledge on skills like Malware Analysis, Threat Hunting, Dark Web Monitoring

· Exposure to using frameworks and compliances like MITRE ATT&CK. CIS Critical Controls, OWASP, PCI-DSS, ISO 27001 etc.

Good understanding of various SOC processes like monitoring, analysis, playbooks, escalation, incident documentation, SLAs, client meetings.

Hand on Experience:

Having good knowledge in KYC Refresh and KYC Renewals.

Conduct reviews on business accounts and client's profile and update KYC profiles in accordance with KYC requirements.

Performing QC checks for EMEA and USA regions.

Escalate any KYC findings and/or negative media to senior management as needed.

Performing End-End KYC for all the client types: (Private, Public, Banks, Trusts, LLC's, Partnerships, and Corporations).Sound understanding of Banking Practices and Procedures with proven expertise in AML Customer Screening process.

• Created detailed reports on team's progress.
• Allocated tasks staff members daily.
• Documented counts and sorted finished work to promote easy access for shipping or additional processing.
• Provided training and support to onboarding employees.
• Conduct reviews on business accounts and client's profile and update KYC profiles in accordance with KYC requirements
• Performing KYC on the existing clients depending on the Risk level of the client and filling the document gap analysis.
• Follow up to make sure all documentation for accounts meet the know your customer (KYC) requirements

• Prepared KYC Due Diligence profiles on a wide range of entity types (Trusts, LLC's, Partnerships, and Corporations).
  ➢ Reviewed all required AML/ KYC Regulatory requirements for all clients and analyzing any transactions that appear unusual based on the customers profile.
  ➢ Completed analysis of transactional information to identify risk, trends and potential wary activity.
  ➢ Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures.
  ➢ Analyzed client data, documentation and negative news in order to determine Client Risk Profile.
  ➢ Worked with a team of analysts reviewing accounts to internally "Really Know Your Client" Anti- Money laundering standards

Having good knowledge in transaction monitoring and KYC checking.
➢ Follow up to make sure all documentation for new accounts meet the know your customer (KYC) requirements
➢ Conduct reviews on business accounts and update KYC profiles in accordance with KYC requirements.
➢ Escalate any KYC findings and/or negative media to senior management as needed.
➢ Responsible for Scrutinizing Current A/c documents.
➢ Generating current A/c in finacle software.
➢ Review client information as per specific guidelines described by the bank i.e from Bank policy.