ASHWITHA C P
Bangalore
Summary
Dynamic KYC and AML compliance professional with extensive experience at J.P. MORGAN, excelling in risk assessment and team leadership. Proven track record in enhancing process efficiency and ensuring regulatory adherence. Adept at data analysis and stakeholder management, driving quality improvements and training initiatives to elevate team performance.
Overview
12
12
years of professional experience
Work History
Associate-I (QC Role – 2024 – Present)
J.P. MORGAN Services India Pvt. Ltd.
06.2021 - Current
- Perform end-to-end KYC reviews, sanction screening, and transaction monitoring for all risk categories for APAC Countries
- Act as SME for Taiwan & Vietnam, managing process updates, training, and system enhancements
- Conducted data analysis and regulatory remediation activities to ensure compliance and support remediation projects
- Supported onboarding through knowledge transfer (KT) plans and training programs to enhance new hire integration
- Drove quality improvements by providing feedback and calibration support to maker management
Team Lead (QC Role – 2021 – 2024)
J.P. MORGAN Services India Pvt. Ltd.
01.2021 - 01.2024
- Led a team handling KYC/AML operations across APAC region
- Managed resource planning, workload allocation, and SLA adherence
- Monitored team performance and quality metrics to identify improvement areas
- Trained and mentored team members to improve productivity and accuracy
- Streamlined processes and implemented enhancements that improved operational efficiency
- Prepared and presented detailed production and MIS reports for stakeholder review
Team Lead – Compliance Due Diligence
Standard Chartered Global Business Services
10.2019 - 06.2021
- Executed Customer Due Diligence (CDD) for corporate and institutional clients, ensuring thorough risk evaluation
- Ensured compliance with AML regulations and internal policies
- Performed risk assessments on corporates, public entities, and financial institutions
- Coordinated with stakeholders for KYC documentation and client verification to enhance compliance accuracy
- Utilized ECDD+, GNSRT, Taleo, ACE, and ID&V tools to enhance data analysis and client management processes.
- Trained new joiners and facilitated quality assurance processes to maintain high standards in compliance practices
Associate
HSBC
Bangalore
03.2018 - 10.2019
- Conducted KYC reviews, AML monitoring, and enhanced due diligence (EDD) to ensure compliance with regulatory standards
- Managed onboarding and periodic reviews for corporate and institutional clients, facilitating smoother integration and risk assessment
- Conducted screening using RDC, World Check, and external sources
- Collaborated with teams across various jurisdictions, including the UK region, to ensure compliance and coordination.
- Generated reports and communicated findings to stakeholders, aiding in informed decision-making processes
Analyst
Tata Consultancy Services (TCS)
Bangalore
12.2013 - 10.2017
- Facilitated AML compliance and Dodd-Frank regulatory processes, ensuring adherence to legal standards
- Reviewed client documentation, identifying and resolving discrepancies to enhance data accuracy
- Prepared MIS reports and stakeholder updates
- Performed quality checks and offered feedback, contributing to process improvement initiatives
Education
Bachelor of Commerce - B.Com
Seshadripuram College
Bangalore01-2013
Skills
- AML compliance and regulatory knowledge
- Quality assurance and process improvement
- Stakeholder communication and effective training
- Due diligence and risk assessment
- EDD and KYC reviews
- Data analysis and cKYC
Accomplishments
- Received multiple peer awards and stakeholder appreciations
- Recognized with Extra Mile, Service & Commitment, and On-the-Spot Awards
- Appreciated for maintaining SLA and delivering consistent quality output
Hobbies and Interests
- Cooking
- Gardening
- Long Drives
Languages
- English
- Hindi
- Telugu
- Kannada
- Tamil
Tools And Systems
- COLT
- Party Central
- ECDD+
- NGT
- NGT Global
- Pandora
- Citrix
- CKYC
Declaration
- I hereby affirm that the above information is true to the best of my knowledge.
(Ashwitha Shetty)
Timeline
Associate-I (QC Role – 2024 – Present)
J.P. MORGAN Services India Pvt. Ltd.
06.2021 - Current
Team Lead (QC Role – 2021 – 2024)
J.P. MORGAN Services India Pvt. Ltd.
01.2021 - 01.2024
Team Lead – Compliance Due Diligence
Standard Chartered Global Business Services
10.2019 - 06.2021
Associate
HSBC
03.2018 - 10.2019
Analyst
Tata Consultancy Services (TCS)
12.2013 - 10.2017
Bachelor of Commerce - B.Com
Seshadripuram College