Atul Pathak
Lucknow
Summary
Regulatory Reporting Lead with 12+ years of experience into Liquidity (2052a/LCR/NSFR) ,Treasury control,risk management (ALCM, IRRBB) and Financial reporting( IFRS /USGAAP) || MBA-Finance, CFA-Part1 FRM-Part1 cleared| Ex UBS|HSBC|Citi| Deloitte
Overview
14
14
years of professional experience
1
1
Certification
Work History
Trader
Self Employed
11.2023 - Current
- Personal trading set up per options strategies
- Parallely cleared FRM/CFA part I
Assistant Vice President
HSBC
08.2022 - 11.2023
- IRRBB (Interest rate risk) reporting and management for Treasury domain of the IB.
- Setting up QRM with projection parameters, assumptions, Foreign exchange rates, yield curve assumptions, stable/non stable etc.
- Preparing NII/EVE projections/pack, analyze and presenting to various stake holders like Group Treasury and Site Treasury
- HKMA/NTMR reporting.
Associate Director
UBS
02.2021 - 07.2022
- Transitioned 2052a/LCR/NSFR end to end reporting from US (Remotly)
- Daily balance sheet validation and commentary
- Setting up Axiom with all tables, review and correct for issues
- Align 2052a/LCR/NCFR reporting per Basel Norms
- Organizing and running daily call with Treasury/LST/Group LCR teams.
Authorized Officer
UBS
12.2017 - 02.2021
- Transitioned 2052a/LCR/NSFR end to end reporting from US (Remotly)
- Daily balance sheet validation and commentary
- Setting up Axiom with all tables, review and correct for issues
- Align 2052a/LCR/NCFR reporting per Basel Norms
- Organizing and running daily call with Treasury/LST/Group LCR teams.
Lead Executive
HCL-UBS Project
01.2015 - 03.2017
- Transitioned Global daily balance sheet project for the bank from UK for front office of the bank
- Validating,correcting and commenting on daily balance sheet movement per IFRS
- 2052a/LCR/NSFR end to end reporting
- Daily balance sheet validation and commentary
- Setting up Axiom with all tables, review and correct for issues
- Align 2052a/LCR/NCFR reporting per Basel Norms
- Organizing and running daily call with Treasury/LST/Group LCR teams.
Senior Associate
Macquarie Bank
04.2014 - 11.2014
- Working on futures/forwards pnl
- Flashing daily Pnl and validating per various source systems
- Liaoning with different LEC teams and correcting for issues
- Reconciliations of various reports
Specialist
HCL-Citi Project
11.2013 - 03.2014
- End to end financial reporting for hedge funds
- SOAL/SOCF/SOO preparation from trial balances
- Notes to financial statements like ASC 820 etc
- Preparing final Audit financial statements for various audit firms.
Senior Financial Analyst
HCL-Citi Project
08.2012 - 11.2013
- End to end financial reporting for hedge funds
- SOAL/SOCF/SOO preparation from trial balances
- Notes to financial statements like ASC 820 etc
- Preparing final Audit financial statements for various audit firms.
Consultant I
Deloitte
06.2011 - 08.2012
- Preparing Corporate tax return 1120/1065 for Deloitte's top client
- Preparing K1s for various partners
- Preparing Book va MAS depreciation structure as worked on a REIT
- Aligning US Tax reports with IRS
Education
MBA - Finance And Marketing
Institute of Management Studies
Ghaziabad06-2011
Bachelor of Science - Maths And Physics
National PG College
Lucknow06-2008
Skills
- MBA Finance
- CFA I/FRM I
- IRRBB(Interest rate risk)
- Liquidity risk
- Hedge Funds
- Financial risk management
- Financial reporting(IFRS/USGAAP)
- Regulatory reporting
- Axiom/QRM
- MS Office
Certification
- FRM Part I by GARP
- CFA Part I by CFA
Timeline
Trader
Self Employed
11.2023 - Current
Assistant Vice President
HSBC
08.2022 - 11.2023
Associate Director
UBS
02.2021 - 07.2022
Authorized Officer
UBS
12.2017 - 02.2021
Lead Executive
HCL-UBS Project
01.2015 - 03.2017
Senior Associate
Macquarie Bank
04.2014 - 11.2014
Specialist
HCL-Citi Project
11.2013 - 03.2014
Senior Financial Analyst
HCL-Citi Project
08.2012 - 11.2013
Consultant I
Deloitte
06.2011 - 08.2012
MBA - Finance And Marketing
Institute of Management Studies
Bachelor of Science - Maths And Physics
National PG College
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