B. Antony Preetham
Hubli
Summary
Accomplished KYC Specialist with a proven track record at Intertrust Group, adept in AML compliance and due diligence. Demonstrated expertise in document verification and compliance monitoring, enhancing process efficiency by 30%. Skilled in team leadership and problem-solving, ensuring stringent adherence to regulatory standards and fostering cross-functional collaboration for KYC remediation projects.
Overview
13
13
years of professional experience
1
1
Certification
Work History
KYC Specialist
Intertrust group, Viteos Capital Markets/ CSC global
Bengaluru
10.2022 - Current
- Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for fiduciary entity structures, including trusts, funds, and corporates.
- Conduct thorough screening processes to identify Ultimate Beneficial Owners (UBOs) and assess risk levels.
- Perform detailed ownership drilldowns and coordinate with relationship managers to obtain necessary documentation and clarifications.
- Ensure compliance with AML regulations and internal policies while maintaining high-quality standards for profile completion.
- Complete assigned tasks within set timelines, contributing to process efficiency and regulatory compliance.
- Analyze and report red flags or suspicious activities to compliance teams, supporting AML investigations.
- Collaborate with cross-functional teams to support KYC remediation projects and regulatory audits.
End to End Corporate KYC Analyst
ACS consultants
Bengaluru
04.2022 - 10.2022
- Worked as a contract employee at PWC Bengaluru, as an end-to-end KYC analyst for a global bank.
- Performing end-to-end KYC adoption and review of corporate and commercial clients.
- Commencement of periodic regular review, event-driven review, CDD, EDD, and offboarding of corporate clients.
- Ensuring global and jurisdictional KYC requirements.
- Identification of entity type, IBO, UBO, and understanding ownership.
- Sanction screening initiation of IBO, UBO, CSM, and PEP.
- Adverse media checks, mitigating hits.
- Meeting the company targets within the given deadline.
CDD Analyst
Concentrix Daksh Pvt Ltd
Bengaluru
06.2020 - 04.2022
- Verifying KYC documentation, transaction monitoring, periodic review of clients, politically exposed clients, merchants, sole traders, and freelancers for the Revolut fintech company.
- Performing complete Know Your Customer (KYC) and Customer Due Diligence on a diverse range of institutional clients, ensuring the Bank’s and Global KYC and Anti-Money Laundering (AML) screening policies and procedures are adhered to, meeting the regulatory requirements.
- Reviewing and analyzing key elements of each KYC due diligence case, i.e.,
- CIP, CDD, Ownership, Google Search.
- Perform duties within established service level requirements.
- Processing of accounts depending on the rules and regulations of the states.
- Ensuring that all necessary screening takes place in line with the KYC customer matrix provided by compliance.
- Enhanced due diligence on the work returns.
- Investigating and reporting unusual activity reports for remediation, transaction monitoring.
- Reporting the opening and closing of accounting volumes to the management.
- Reviewing different types of customers (individuals and entities) based on their risk factors.
- Research on PEP and adverse material findings was conducted through LexisNexis and World-Check.
- Record findings and provide supporting documentation to enrich each KYC due diligence case validation of various regulatory documents submitted by the customers.
- Report progress status as required, and escalate any issues, as appropriate, in a timely manner.
- Good at problem study, analysis, and defining a methodical approach to problem solutions.
- To manage workflow coordination.
- Review publicly available sources for information pertaining to client due diligence.
- Knowledge of anti-money laundering, FATF rules and regulations, and registries.
- Ensure compliance with regulatory guidelines.
Assurant Processing Associate
Polyplay Solutions Pvt Ltd
Bengaluru
09.2019 - 01.2020
- Worked for Assurant, a mortgage insurance servicing agent for Mr. Cooper bank customers.
- Validation of records, checks with geographical limitations.
- Servicing of mortgage insurance and handling payment processing.
- Ensuring the database is updated with the latest policy and amendments on the company-built Single Source Processing (SSP) tool.
Senior Executive
Aegis Customer Support Pvt Ltd
Bengaluru
09.2015 - 03.2019
- Worked on KYC onboarding and loan sanction for Manufacturers and Traders (M&T) Bank, based on the credit risk score calculation.
- Providing secure access for products, verifying payment, and sanctions from the bank.
- Managed the role of Level 1 work reviewer.
- Recognized and given the responsibility to handle a team of 12 as an associate team lead.
- Work delegation, briefing, process update delivery, coaching new hires, and feedback delivery.
- Handling client escalations, involvement in client operations, and escalation calls.
- Given the opportunity to work on a new line of business involving performing CDD for retail and individual customers.
Customer Support Executive
Elcamino Software Pvt Ltd
Bengaluru
07.2011 - 03.2012
- Worked as an executive moderator on posts for a social network application.
Education
B.Com -
Bapu Evening Degree College
Bengaluru01.2018
PUC - HEBA
Correspondence
Bengaluru01.2015
SSLC -
New Carmel English School
01.2006
Skills
- AML compliance
- Document verification
- Due diligence
- Compliance monitoring
Certification
CAMI, Ponsun AML academy
Accomplishments
- Recognized for consistent meeting of quality requirements and achieving production numbers.
- Recognized as star performer at Aegis and for meeting quality parameters.
Disclaimer
Hereby, I declare that the above information furnished by me is true to the best of my knowledge and belief.
Languages
- English
- Hindi
- Kannada
- Manageable Tamil
- Telugu
Personal Information
- Date of Birth: 09/27/90
- Gender: Male
- Nationality: Indian
- Marital Status: Married
Timeline
KYC Specialist
Intertrust group, Viteos Capital Markets/ CSC global
10.2022 - Current
End to End Corporate KYC Analyst
ACS consultants
04.2022 - 10.2022
CDD Analyst
Concentrix Daksh Pvt Ltd
06.2020 - 04.2022
Assurant Processing Associate
Polyplay Solutions Pvt Ltd
09.2019 - 01.2020
Senior Executive
Aegis Customer Support Pvt Ltd
09.2015 - 03.2019
Customer Support Executive
Elcamino Software Pvt Ltd
07.2011 - 03.2012
CAMI, Ponsun AML academy
B.Com -
Bapu Evening Degree College
PUC - HEBA
Correspondence
SSLC -
New Carmel English School
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