Barnali Dash
Operation Risk Reviewer
Hyderabad
Summary
Professional reviewer with high standard for quality and results. Strong attention to detail, well-suited for roles requiring careful review of Operation Risk Management, Report Writing, AML, Customer Due Diligence (CDD), Data Research, and Transaction Monitoring with nearly 10+ years of experience. Specialist in Content Writing, compliance, financial fraud analysis, and suspicious activity reporting of corporate valuation, corporate finance and investigations services companies.
Overview
11
11
years of professional experience
1
1
Certificate
5
5
Languages
Work History
Operation Risk Reviewer
Wells Fargo India Solutions Private Ltd
Hyderabad
06.2023 - Current
- Providing regulatory reports to the higher management ensuring no bank error occurs.
- Auditing the day-to-day fraud investigation cases and giving feedback to the team members.
- Analyzing the trend and planning the action plan with the management.
- Regulatory reporting to the external stakeholders on a case-to-case basis which has a direct impact on the customer.
- Maintained strong attention to detail while reviewing numerous documents daily, ensuring consistent quality and accuracy.
- Enhanced team collaboration by regularly providing constructive feedback to fellow reviewers.
- Stayed up-to-date on industry trends and best practices, incorporating relevant information into reviews as needed.
- Supported continuous improvement initiatives by actively participating in team meetings, trainings, and workshops focused on enhancing reviewer skills and processes.
- Increased review accuracy by implementing a comprehensive training program for new reviewers.
- Sustained high levels of productivity under tight deadlines by efficiently using available resources.
Anti Money Laundering Analyst
UBS Business Solutions (I) Pvt Ltd.
Mumbai
07.2020 - 02.2022
- Review the transaction patterns through alerts triggered in Actimize based on the thresholds.
- Perform Search & review on Alerted & Counterparties to deliver due diligence report to the US AML Team for ultimate alert disposition.
- Delivered measurable improvements in compliance standards by regularly reviewing and updating existing policies and procedures in response to evolving regulatory requirements.
- Reduced operational risk with regular monitoring and auditing of customer account activities for compliance adherence.
- Streamlined reporting processes by leveraging advanced data analytics tools for accurate identification of suspicious transactions.
- Served as a subject matter expert, providing guidance and support to colleagues on AML regulations and best practices.
Financial Content Analyst
Kroll- Duff & Phelps pvt ltd.
Hyderabad
04.2018 - 03.2020
- Producing customized - Investigative and Risk reports using various risk and investigation databases.
- Adverse information searches include allegations of regulatory violations, improper or illegal business practices, or financial mismanagement.
- Ensured adherence to regulatory requirements by conducting regular reviews of policies, procedures, and controls related to risk management practices within the organization.
- Investigated allegations to check validity and recommend actions to minimize risk.
- Improved decision-making processes by providing insightful recommendations based on thorough risk analysis.
KYC Specialist
JP Morgan & Chase
Hyderabad
04.2016 - 04.2018
- Performing KYC Renewals for Investors across the globe as per the risk categorization.
- Maintaining Records of Customers for the Next on-time Renewal.
- Reduced risk exposure by diligently reviewing client information for potential red flags and escalated issues as necessary.
- Kept up-to-date with industry best practices and emerging trends in AML/KYC regulations, sharing findings with team members for continuous improvement initiatives.
- Improved efficiency in customer due diligence procedures with thorough knowledge of regulatory requirements and standards.
- Developed strong relationships with internal stakeholders to foster seamless communication throughout the KYC process.
- Achieved faster turnaround times for client onboarding, conducting detailed background checks and financial analyses.
AML Officer
HSBC
Visakhapatnam
07.2014 - 02.2016
- Performing, screening, and disposition using approved applications and Software tools and public search.
- The main objective is to protect the organization from risks like operational and reputational risks.
- Established effective relationships with key stakeholders both internally and externally for increased collaboration opportunities.
- Mentored junior staff members, helping them develop their skills and advance in their careers.
- Maintained strict adherence to industry regulations, minimizing risk exposure for the organization.
Education
MBA - MARKETING
GITAM Institute of Management
VisakhapatnamB.COM - Commerce
Ravenshaw University
Cuttack, India 04.2001 -
INTERMEDIATE: 10 +2 -
GM Autonomous College
Sambalpur, India 04.2001 -
Skills
Additional Information
- Strengths
Good Communication Skills
Enthusiastic and Sincere
Adoptable and Willingness to learn
Resilient and Pragmatic
Certification
IIBF AML KYC CERTIFIED
Timeline
Operation Risk Reviewer
Wells Fargo India Solutions Private Ltd
06.2023 - Current
IIBF AML KYC CERTIFIED
07-2022
Anti Money Laundering Analyst
UBS Business Solutions (I) Pvt Ltd.
07.2020 - 02.2022
Financial Content Analyst
Kroll- Duff & Phelps pvt ltd.
04.2018 - 03.2020
KYC Specialist
JP Morgan & Chase
04.2016 - 04.2018
AML Officer
HSBC
07.2014 - 02.2016
B.COM - Commerce
Ravenshaw University
04.2001 -
INTERMEDIATE: 10 +2 -
GM Autonomous College
04.2001 -
MBA - MARKETING
GITAM Institute of Management
Languages Known
English
Hindi
Telugu
Odiya
Bengali
Application And Tools Knowledge
- Risk mitigating tools like NORKOM, RDC, Lexis Nexis
- Databases such as Hoovers, Factiva, Dow Jones risk database, Lexis-Nexis, and World-Check.
- Microsoft Word, Excel, and PowerPoint.
Location Preference
Bangalore (Bengaluru), Hyderabad
Application And Tools Knowledge
- Risk mitigating tools like NORKOM, RDC, Lexis Nexis
- Databases such as Hoovers, Factiva, Dow Jones risk database, Lexis-Nexis, and World-Check.
- Microsoft Word, Excel, and PowerPoint.
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