Bharat Ramsinghani
Finance (Operations)
B.K.No - 1087/6, Thane
Summary
Skilled Associate at JPMorgan adept at increasing work process efficiency through functional analysis and team management. Having 13 years of experience in Investment Banking domain. Area of expertise includes knowledge of Financial Products, Investment Compliance, Counterparty Coding, Reference Data Management Services, Corporate Action, & Recon. CFA (Level 1) & CFP certified
Overview
14
14
years of professional experience
4031
4031
years of post-secondary education
4
4
Certifications
Work History
Associate
JPMorgan services India Private Limited
11.2018 - Current
- To Setup Accounts and Counterparties for various products and product strategies
- To Code and QC rules after thorough interpretation of guidelines
- To Monitor the alerts, post rules have been coded in the compliance system and keep stakeholders informed.
- Act as an SME to handle the queries of the teams (Both internal & external) and lead from front to mitigate any process and audit related risks in the team
- Liaising with Client and Regulatory Compliance by coding various systems and rules
- Responsible for training, guiding and recommending employees for suitable tasks
- Effectively monitor & portray the productivity & Quality of the team and Conduct annual/interim reviews as well as new counterparty initial reviews
Senior Analyst
Barclays Securities (India) Pvt Ltd
02.2017 - 11.2018
- To setup and amend various products in Charles River (CR) within stipulated time
- Create and amend rules in UAT & PROD environment of CR as per request from portfolio manager
- Link and remove accounts and account details from rules which are requested by various regions
- Create Broker, Broker List, Security List, exchanges & other static data in CR
- Reconcile data like ESMP ID, SEDOL, ISIN between Charles River (Trading Platform) and Avaloq (Trading and Settlement Platform)
- Action on various requests related to security data, static data, compliance rules and accounts
- Training and monitoring new members in the team on various tasks and requests
Senior Associate
Capgemini Technology Services India Limited
11.2013 - 01.2017
- To list, delist, update, & verify securities in mainstream system with confirmation from various vendors and to ensure that every static flow into down streams
- Also, To Perform multiple events like Transfer of Listings (CUSIP, SEDOL & ID change), Name & Ticker Change, and Exchange Change on daily basis
- Reconciliation of downstream system with standalone downstream (Global 1) and mainstream systems (DMSI)
- Also, to reconcile the main system with multiple Exchange files and Vendors
- To get the prices from vendor; and raise queries to multiple vendors for respective solutions like getting RIC code, Ticker code, SEDOL creation, & many others
- Training and monitoring new and existing members in the team on various processes like corporate actions, IPO, Late changes, etc
- Audit multiple reports & send confirmation email to business
Financial Analyst
eClerx Services Limited
08.2011 - 11.2013
- Operations support services, validation & reconciliation
- Capture trades from Front office to middle office system based on other systems & ensure accurate trade processing in downstream systems
- Also, calculation & bifurcation of interest collected, financing due, gain /loss on assets, trade economics and other fees collected on assets
- Liaise with MO/internal desks in case of any reconciliation discrepancies and ensures system updates
- Regular metrics preparation and root cause analysis of breaks helps identify and focus on key issues
- Constructing accuracy metrics and to provide updates on various weekly/monthly reports
Education
Master of Commerce - Management
Mumbai University
Bachelor of Financial Markets -
Mumbai University
Skills
Investment Compliance & Monitoring
undefinedCertification
CFA Level1
Skillsprofile
Experienced Associate at JPMorgan with a proven track record of improving work process efficiency through functional analysis and effective team management. With 13 years of expertise in investment banking, I bring a deep understanding of financial products, coding and monitoring of investment guidelines, counterparty coding, reference data management services, corporate action, and reconciliation. Additionally, I hold certifications as a CFA (Level 1), NISM-RA and CFP, further validating my commitment to professional growth and excellence.
Timeline
Associate
JPMorgan services India Private Limited
11.2018 - Current
Senior Analyst
Barclays Securities (India) Pvt Ltd
02.2017 - 11.2018
Senior Associate
Capgemini Technology Services India Limited
11.2013 - 01.2017
Financial Analyst
eClerx Services Limited
08.2011 - 11.2013
CFA Level1
Certified Financial Planning
NCFM's Capital Market (Dealers Module) & Investment Analysis & Portfolio Management Modules
NISM’s Research Analyst Certification (03/01/24)
Master of Commerce - Management
Mumbai University
Bachelor of Financial Markets -
Mumbai University
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