Bhargavi .S
Bengaluru
Summary
Financial Crime Compliance Analyst with nearly three years of expertise in transaction monitoring, sanctions screening, and KYC processes. Proficient in stakeholder and client management, ensuring robust communication and collaboration. A strong background in developing Standard Operating Procedures (SOPs) to streamline operations and enhance efficiency.
Overview
3
3
years of professional experience
Work History
Financial Crimes Specialist
Ernst and young
Bengaluru
08.2022 - Current
- Transaction monitoring and compliance processes.
- Acted as a subject matter expert (SME) and quality control (QC) for compliance operations.
- Engaged directly with clients and stakeholders to refine processes and address compliance challenges.
- Utilized various tools to minimize manual intervention, boosting productivity across the team.
- Developed and implemented Standard Operating Procedures (SOPs) to enhance operational efficiency.
- Monitored changes in customer behavior that may indicate possible criminal activity.
- Conducted comprehensive due diligence checks on customers' accounts to ensure compliance with AML regulations.
Education
MBA - Finance And Marketing
Presidency College
Bangaluru10-2022
Skills
- Transaction monitoring
- Regulatory compliance
- Process improvement
- Stakeholder collaboration
- Quality control
- Standard operating procedures
- Risk assessment
- Effective communication
- Quality assurance
- Team collaboration
- Productivity enhancement
Timeline
Financial Crimes Specialist
Ernst and young
08.2022 - Current
MBA - Finance And Marketing
Presidency College
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